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Adviser Profile

As of Date 03/27/2026
Registration SEC, Approved, 03/02/2001
ADV Location SAN DIEGO, CA, United States
Contact Info 858 xxxxxxx
Websites
AUM* 1,387,865,090 16%
of that, discretionary 1,382,301,074 16%
Number of Employees 14
of those in investment advisory functions 9
Private Fund GAV* 164,879,000 18%
Avg Account Size 4,769,296 24%
% High Net Worth 20.62% -4%
SMA’s Yes
Private Funds 2

Adviser Type

- Large advisory firm

Client Types

- Individuals (other than high net worth individuals)
- High net worth individuals
- Pooled investment vehicles
- Charitable organizations
- State or municipal government entities
- Sovereign wealth funds and foreign official institutions
- Corporations or other businesses not listed above
- Other

Advisory Activities

- Portfolio management for individuals and/or small businesses
- Portfolio management for businesses

Compensation Arrangments

- A percentage of assets under your management
- Performance-based fees

Reported AUM

1B 1B 1B 801M 601M 400M 200M
2016 2017 2018 2019 2020 2021 2022 2023 2024 2025 2026
Discretionary
Non-discretionary

Private Funds

Employees

Private Funds Structure

Count GAV
{{ TypeColumnLabel }} {{ item.FundType }} Count{{ formatCount(item.FundsCount) }} GAV{{ formatGAV(item.AUM) }}

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Top Holdings

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Stck Ticker57636Q104 Stock NameMASTERCARD INCORPORATED $ Position$4,770,754 % Position1.00% $ Change-13.00% # Change0.00%

Brochure Summary