Adviser Profile

As of Date 03/31/2026
Registration SEC, Approved, 04/27/2001
ADV Location EDINA, MN, United States
Contact Info 952 xxxxxxx
Websites
AUM* 1,998,398,183 32%
of that, discretionary 1,869,356,772 33%
Number of Employees 23 15%
of those in investment advisory functions 8 33%
Private Fund GAV* 0
Avg Account Size 1,003,212 19%
% High Net Worth 73.54% -2%
SMA’s Yes
Private Funds 0

Adviser Type

- Large advisory firm

Client Types

- Individuals (other than high net worth individuals)
- High net worth individuals
- Corporations or other businesses not listed above

Advisory Activities

- Financial planning services
- Portfolio management for individuals and/or small businesses
- Pension consulting services
- Selection of other advisers

Compensation Arrangments

- A percentage of assets under your management
- Hourly charges
- Fixed fees (other than subscription fees)

Reported AUM

2B 2B 1B 1B 801M 534M 267M
2015 2016 2017 2018 2019 2020 2021 2022 2023 2024 2025 2026
Discretionary
Non-discretionary

Private Funds

No private funds

Employees

Form ADV-E Surprise Examination Reports

Accounting Firm Name Filing Date Form ADV-E
Accounting Firm Name CBIZ CPAS P.C. Filing Date12/23/2025 Form ADV-E View Report
Accounting Firm Name CBIZ CPAS P.C. Filing Date10/29/2024 Form ADV-E View Report
Accounting Firm Name MAYER HOFFMANN MCCANN P.C. Filing Date11/27/2023 Form ADV-E View Report

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Top Holdings

Stock Ticker Stock Name $ Position % Position $ Change # Change
Stck Ticker922908363 Stock NameVANGUARD INDEX FDS $ Position$94,200,283 % Position15.00% $ Change-4.00% # Change1.00%
Stck Ticker922908629 Stock NameVANGUARD INDEX FDS $ Position$72,881,395 % Position12.00% $ Change3.00% # Change4.00%
Stck Ticker78464A409 Stock NameSPDR SERIES TRUST $ Position$62,412,970 % Position10.00% $ Change-6.00% # Change3.00%
Stck Ticker464287309 Stock NameISHARES TR $ Position$64,127,828 % Position10.00% $ Change-9.00% # Change-1.00%
Stck Ticker464287804 Stock NameISHARES TR $ Position$52,072,622 % Position8.00% $ Change6.00% # Change2.00%
Stck Ticker921943858 Stock NameVANGUARD TAX-MANAGED FDS $ Position$36,812,374 % Position6.00% $ Change14.00% # Change11.00%
Stck Ticker78464A508 Stock NameSPDR SERIES TRUST $ Position$23,590,954 % Position4.00% $ Change2.00% # Change2.00%
Stck Ticker464287408 Stock NameISHARES TR $ Position$21,100,515 % Position3.00% $ Change0.00% # Change0.00%
Stck Ticker922042858 Stock NameVANGUARD INTL EQUITY INDEX F $ Position$19,463,824 % Position3.00% $ Change5.00% # Change4.00%
Stck Ticker78468R853 Stock NameSPDR SERIES TRUST $ Position$12,161,902 % Position2.00% $ Change14.00% # Change11.00%

Brochure Summary