9AT: TACTICAL GLOBAL MANAGEMENT LIMITED

Adviser Profile

As of Date	06/05/2024
Registration status	Terminated
ADV Location	BRISBANE, Australia
Contact Info	+61 xxxxxxx
Websites

AUM^*	9,153,973,169 -53%
of that, discretionary	9,153,973,169 -53%
Number of Employees	15 15%
of those in investment advisory functions	4 33%
Private Fund GAV^*	0
Avg Account Size	610,264,878 -50%
SMA’s	Yes
Private Funds	0

Adviser Type

- Outside the United States

Client Types

- Pooled investment vehicles
- Pension and profit sharing plans
- Charitable organizations
- Insurance companies

Advisory Activities

- Portfolio management for pooled investment vehicles
- Portfolio management for businesses

Compensation Arrangments

- A percentage of assets under your management
- Performance-based fees

Adviser	Hedge Fund	Liquidity Fund	Private Equity Fund	Real Estate Fund	Securitized Asset Fund	Venture Capital Fund	Other Fund	Total Private Fund GAV	AUM	#Funds
Adviser APS ASSET MANAGEMENT PTE LTD	Hedge Fund-	Liquidity Fund-	Private Equity Fund-	Real Estate Fund-	Securitized Asset Fund-	Venture Capital Fund-	Other Fund-	Total Private Fund GAV-	AUM2.2b	#Funds-
Adviser LAURUS GLOBAL EQUITY MANAGEMENT INC.	Hedge Fund-	Liquidity Fund-	Private Equity Fund-	Real Estate Fund-	Securitized Asset Fund-	Venture Capital Fund-	Other Fund-	Total Private Fund GAV-	AUM332.7m	#Funds-
Adviser KENRICH PARTNERS PTE LTD	Hedge Fund-	Liquidity Fund-	Private Equity Fund-	Real Estate Fund-	Securitized Asset Fund-	Venture Capital Fund-	Other Fund-	Total Private Fund GAV-	AUM47.9m	#Funds-
Adviser GF INTERNATIONAL	Hedge Fund-	Liquidity Fund-	Private Equity Fund-	Real Estate Fund-	Securitized Asset Fund-	Venture Capital Fund-	Other Fund-	Total Private Fund GAV-	AUM2.4b	#Funds-
Adviser MACQUARIE INVESTMENT MANAGEMENT GLOBAL LIMITED	Hedge Fund-	Liquidity Fund-	Private Equity Fund1.0b	Real Estate Fund-	Securitized Asset Fund-	Venture Capital Fund-	Other Fund-	Total Private Fund GAV1.0b	AUM187.4b	#Funds4
Adviser WESTERN ASSET MANAGEMENT COMPANY LIMITED	Hedge Fund-	Liquidity Fund-	Private Equity Fund-	Real Estate Fund-	Securitized Asset Fund-	Venture Capital Fund-	Other Fund-	Total Private Fund GAV-	AUM20.1b	#Funds-
Adviser NEUBERGER BERMAN ASIA LIMITED	Hedge Fund-	Liquidity Fund-	Private Equity Fund-	Real Estate Fund-	Securitized Asset Fund-	Venture Capital Fund-	Other Fund-	Total Private Fund GAV-	AUM11.0b	#Funds-
Adviser INVESCO HONG KONG LIMITED	Hedge Fund-	Liquidity Fund-	Private Equity Fund-	Real Estate Fund-	Securitized Asset Fund-	Venture Capital Fund-	Other Fund-	Total Private Fund GAV-	AUM26.2b	#Funds-
Adviser HSBC GLOBAL ASSET MANAGEMENT (HONG KONG) LIMITED	Hedge Fund-	Liquidity Fund-	Private Equity Fund-	Real Estate Fund-	Securitized Asset Fund-	Venture Capital Fund-	Other Fund-	Total Private Fund GAV-	AUM149.5b	#Funds-
Adviser AIFAM GROUP LLC	Hedge Fund-	Liquidity Fund-	Private Equity Fund-	Real Estate Fund-	Securitized Asset Fund-	Venture Capital Fund-	Other Fund-	Total Private Fund GAV-	AUM289.2m	#Funds-

Brochure Summary

Overview

4.1 General Description of Advisory Firm This brochure relates to the investment advisory services offered by Tactical Global Management Limited (“TGML” or the “Advisor”). TGML is a specialist manager in the areas of currency, rebalancing overlay management and global macro. TGM is regulated in Australia by the Australian Securities and Investments Commission and has been in business since 1997 TGML’s principal owners are as follows: ◼ Dr Peter Higgs; and ◼ Mr Stephen Goode. 4.2 Description of Advisory Services TGM offers a range of tailored investment solutions including rebalancing, currency hedging, beta transfer, and downside protection equity overlays. We also provide execution services using exchange traded futures, options, ETFs, swaps, and spot and forward foreign exchange contracts. Consistent with our values, TGM has been supporting sustainable impact investing

for over 10 years. After many years of research TGM now offers a global sustainable development goals (SDG) equities strategy and a global climate action equities strategy. 4.3 Availability of Customised Services for Individual Clients Services for clients are in accordance with mutually agreed upon written investment guidelines and provides continuous supervision of client portfolios. Investment services may be tailored for each client’s specific needs and objectives, and clients may impose reasonable restrictions on investing in certain types of securities or types of securities. TGML has established procedures and controls to help ensure compliance with each client’s specific investment guidelines. 4.4 Assets under Management As of February 28, 2023, TGML manages, on a discretionary basis, US$9bn in regulatory assets ($nil on a non-discretionary basis)

TACTICAL GLOBAL MANAGEMENT LIMITED

TACTICAL GLOBAL MANAGEMENT LIMITED

TACTICAL GLOBAL MANAGEMENT (UK) LIMITED

Adviser Profile

Details

Adviser Type

Client Types

Advisory Activities

Compensation Arrangments

Reported AUM

Private Funds

Employees

Similar advisers

Brochure Summary

Overview

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TACTICAL GLOBAL MANAGEMENT LIMITED TACTICAL GLOBAL MANAGEMENT LIMITED TACTICAL GLOBAL MANAGEMENT (UK) LIMITED

Adviser Profile

Details

Adviser Type

Client Types

Advisory Activities

Compensation Arrangments

Reported AUM

Private Funds

Employees

Similar advisers

Brochure Summary

Overview

TACTICAL GLOBAL MANAGEMENT LIMITED

TACTICAL GLOBAL MANAGEMENT LIMITED

TACTICAL GLOBAL MANAGEMENT (UK) LIMITED