other names
  • ADVENT CAPITAL MANAGEMENT, LLC
  • ACM FUNDS MANAGEMENT LLC

Adviser Profile

As of Date 03/30/2026
Registration SEC, Approved, 05/14/2001
ADV Location NEW YORK, NY, United States
Contact Info 212 xxxxxxx
Websites
AUM* 8,819,458,038 2%
of that, discretionary 8,819,458,038 2%
Private Fund GAV* 375,657,208 68%
Avg Account Size 20,510,368 18%
% High Net Worth 11.55% -4%
SMA’s Yes
Private Funds 4 3

Adviser Type

- Large advisory firm
- An investment adviser (or subadviser) to an investment company

Number of Employees 58 5%

of those in investment advisory functions 23

Client Types

- Individuals (other than high net worth individuals)
- High net worth individuals
- Investment companies
- Pooled investment vehicles
- Pension and profit sharing plans
- Charitable organizations
- State or municipal government entities
- Insurance companies
- Sovereign wealth funds and foreign official institutions
- Corporations or other businesses not listed above

Advisory Activities

- Portfolio management for individuals and/or small businesses
- Portfolio management for investment companies
- Portfolio management for pooled investment vehicles
- Portfolio management for businesses

Compensation Arrangments

- A percentage of assets under your management
- Performance-based fees

Reported AUM

12B 10B 8B 7B 5B 3B 2B
2015 2016 2017 2018 2019 2020 2021 2022 2023 2024 2025 2026
Discretionary
Non-discretionary

Private Funds

Employees

Private Funds Structure

SEC Fund Type Count GAV
Fund TypeHedge Fund Count4 GAV$375,657,208

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Top Holdings

Stock Ticker Stock Name $ Position % Position $ Change # Change
Stck Ticker78462F103 Stock NameState Street SPDR S&P 500 ETF (CALL) $ Position$195,102,000 % Position5.00% $ Change186.00% # Change200.00%
Stck Ticker060505682 Stock NameBANK OF AMERICA CORP $ Position$177,989,331 % Position5.00% $ Change-10.00% # Change-5.00%
Stck Ticker90353TAM2 Stock NameUBER TECHNOLOGIES INC $ Position$143,314,832 % Position4.00% $ Change-23.00% # Change-17.00%
Stck Ticker65339F663 Stock NameNEXTERA ENERGY INC $ Position$109,524,538 % Position3.00% $ Change7.00% # Change-3.00%
Stck Ticker92277GAZ0 Stock NameVENTAS REALTY LP $ Position$92,892,518 % Position3.00% $ Change-11.00% # Change-16.00%
Stck Ticker097023204 Stock NameBOEING CO/THE $ Position$56,353,756 % Position2.00% $ Change-5.00% # Change2.00%
Stck Ticker03769M304 Stock NameAPOLLO GLOBAL MANAGEMENT $ Position$76,705,902 % Position2.00% $ Change-20.00% # Change2.00%
Stck Ticker48251W500 Stock NameKKR & CO INC $ Position$82,538,827 % Position2.00% $ Change-20.00% # Change2.00%
Stck Ticker842587842 Stock NameSOUTHERN CO $ Position$58,065,192 % Position2.00% $ Change27.00% # Change22.00%
Stck Ticker008073AA6 Stock NameAEROVIRONMENT INC $ Position$56,174,022 % Position2.00% $ Change161.00% # Change189.00%

Brochure Summary