| As of Date | 01/22/2026 |
| Registration | SEC, Approved, 03/21/2002 |
| ADV Location | VESTAVIA, AL, United States |
| Contact Info | 205 xxxxxxx |
| Websites |
| AUM* | 528,142,142 44% |
| of that, discretionary | 528,142,142 44% |
| Number of Employees | 11 -15% |
| of those in investment advisory functions | 7 -36% |
| Private Fund GAV* | 0 |
| Avg Account Size | 433,259 24% |
| % High Net Worth | 35.08% 11% |
| SMA’s | Yes |
| Private Funds | 0 |
- Individuals (other than high net worth individuals)
- High net worth individuals
- Pension and profit sharing plans
- Charitable organizations
- Corporations or other businesses not listed above
- Financial planning services
- Portfolio management for individuals and/or small businesses
- Pension consulting services
- Selection of other advisers
- A percentage of assets under your management
- Hourly charges
- Fixed fees (other than subscription fees)
No private funds
| Accounting Firm Name | Filing Date | Form ADV-E |
|---|---|---|
| Accounting Firm Name ROLLERI & SHEPPARD CPAS, LLP | Filing Date09/30/2025 | Form ADV-E View Report |
| Accounting Firm Name ROLLERI & SHEPPARD CPAS, LLP | Filing Date10/01/2024 | Form ADV-E View Report |
| Accounting Firm Name ROLLERI & SHEPPARD CPAS, LLP | Filing Date09/13/2023 | Form ADV-E View Report |
| Adviser | Hedge Fund | Liquidity Fund | Private Equity Fund | Real Estate Fund | Securitized Asset Fund | Venture Capital Fund | Other Fund | Total Private Fund GAV | AUM | #Funds | |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Adviser H. L. ORMOND & COMPANY, LLC | Hedge Fund- | Liquidity Fund- | Private Equity Fund- | Real Estate Fund- | Securitized Asset Fund- | Venture Capital Fund- | Other Fund- | Total Private Fund GAV- | AUM401.4m | #Funds- | |
| Adviser GRANDFIELD & DODD, LLC | Hedge Fund- | Liquidity Fund- | Private Equity Fund- | Real Estate Fund- | Securitized Asset Fund- | Venture Capital Fund- | Other Fund- | Total Private Fund GAV- | AUM2.2b | #Funds- | |
| Adviser KOOMAN & ASSOCIATES | Hedge Fund- | Liquidity Fund- | Private Equity Fund- | Real Estate Fund- | Securitized Asset Fund- | Venture Capital Fund- | Other Fund- | Total Private Fund GAV- | AUM555.6m | #Funds- | |
| Adviser TRUST INVESTMENT ADVISORS | Hedge Fund- | Liquidity Fund- | Private Equity Fund- | Real Estate Fund- | Securitized Asset Fund- | Venture Capital Fund- | Other Fund- | Total Private Fund GAV- | AUM238.9m | #Funds- | |
| Adviser STRATEGICPOINT INVESTMENT ADVISORS LLC | Hedge Fund- | Liquidity Fund- | Private Equity Fund- | Real Estate Fund- | Securitized Asset Fund- | Venture Capital Fund- | Other Fund- | Total Private Fund GAV- | AUM914.8m | #Funds- | |
| Adviser PITZL FINANCIAL | Hedge Fund- | Liquidity Fund- | Private Equity Fund- | Real Estate Fund- | Securitized Asset Fund- | Venture Capital Fund- | Other Fund- | Total Private Fund GAV- | AUM498.0m | #Funds- | |
| Adviser WILLOW | Hedge Fund- | Liquidity Fund- | Private Equity Fund- | Real Estate Fund- | Securitized Asset Fund- | Venture Capital Fund- | Other Fund- | Total Private Fund GAV- | AUM132.4m | #Funds- | |
| Adviser HOEY INVESTMENTS, INC. | Hedge Fund- | Liquidity Fund- | Private Equity Fund- | Real Estate Fund- | Securitized Asset Fund- | Venture Capital Fund- | Other Fund- | Total Private Fund GAV- | AUM788.3m | #Funds- | |
| Adviser CAPITAL FINANCIAL PLANNERS | Hedge Fund- | Liquidity Fund- | Private Equity Fund- | Real Estate Fund- | Securitized Asset Fund- | Venture Capital Fund- | Other Fund- | Total Private Fund GAV- | AUM284.8m | #Funds- | |
| Adviser ASSET STRATEGIES, INC. | Hedge Fund- | Liquidity Fund- | Private Equity Fund- | Real Estate Fund- | Securitized Asset Fund- | Venture Capital Fund- | Other Fund- | Total Private Fund GAV- | AUM140.1m | #Funds- |