Adviser Profile

AUM* 528,142,142 44%
of that, discretionary 528,142,142 44%
Number of Employees 11 -15%
of those in investment advisory functions 7 -36%
Private Fund GAV* 0
Avg Account Size 433,259 24%
% High Net Worth 35.08% 11%
SMA’s Yes
Private Funds 0

Adviser Type

- Large advisory firm

Client Types

- Individuals (other than high net worth individuals)
- High net worth individuals
- Pension and profit sharing plans
- Charitable organizations
- Corporations or other businesses not listed above

Advisory Activities

- Financial planning services
- Portfolio management for individuals and/or small businesses
- Pension consulting services
- Selection of other advisers

Compensation Arrangments

- A percentage of assets under your management
- Hourly charges
- Fixed fees (other than subscription fees)

Reported AUM

528M 453M 377M 302M 226M 151M 75M
2015 2016 2017 2018 2019 2020 2021 2022 2023 2024 2025 2026
Discretionary
Non-discretionary

Private Funds

No private funds

Employees

Form ADV-E Surprise Examination Reports

Accounting Firm Name Filing Date Form ADV-E
Accounting Firm Name ROLLERI & SHEPPARD CPAS, LLP Filing Date09/30/2025 Form ADV-E View Report
Accounting Firm Name ROLLERI & SHEPPARD CPAS, LLP Filing Date10/01/2024 Form ADV-E View Report
Accounting Firm Name ROLLERI & SHEPPARD CPAS, LLP Filing Date09/13/2023 Form ADV-E View Report

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Brochure Summary