9AT: DIKER MANAGEMENT LLC

other names

Adviser Profile

As of Date	03/26/2024
Adviser Type - Large advisory firm
Number of Employees	7 -12.50%
of those in investment advisory functions	5
Registration	SEC, Approved, 04/19/2002

AUM^*	399,906,433 18.04%
of that, discretionary	88,411,124 30.24%
Private Fund GAV^*	70,936,878
Avg Account Size	21,047,707 18.04%
% High Net Worth	94.74%
SMA’s	Yes
Private Funds	1
Contact Info	212 xxxxxxx
Websites

Client Types

- High net worth individuals
- Pooled investment vehicles

Advisory Activities

- Portfolio management for individuals and/or small businesses
- Portfolio management for pooled investment vehicles
- Portfolio management for businesses

Compensation Arrangments

- A percentage of assets under your management
- Performance-based fees

Fund Type	Count	GAV
Fund TypeHedge Fund	Count1	GAV$70,936,878

Adviser	Hedge Fund	Liquidity Fund	Private Equity Fund	Real Estate Fund	Securitized Asset Fund	Venture Capital Fund	Other Fund	Total Private Fund GAV	AUM	#Funds
Adviser WELCH CAPITAL PARTNERS LLC	Hedge Fund200.4m	Liquidity Fund-	Private Equity Fund-	Real Estate Fund-	Securitized Asset Fund-	Venture Capital Fund-	Other Fund-	Total Private Fund GAV200.4m	AUM398.6m	#Funds1
Adviser ARRINGTON CAPITAL INVESTMENT MANAGEMENT, LLC	Hedge Fund511.6m	Liquidity Fund-	Private Equity Fund-	Real Estate Fund-	Securitized Asset Fund-	Venture Capital Fund-	Other Fund-	Total Private Fund GAV511.6m	AUM511.6m	#Funds3
Adviser CORE CAPITAL MANAGEMENT, LLC	Hedge Fund72.4m	Liquidity Fund-	Private Equity Fund-	Real Estate Fund-	Securitized Asset Fund-	Venture Capital Fund-	Other Fund-	Total Private Fund GAV72.4m	AUM260.9m	#Funds2
Adviser PRYTANIA INVESTMENT ADVISORS LLP	Hedge Fund1.0b	Liquidity Fund-	Private Equity Fund-	Real Estate Fund-	Securitized Asset Fund-	Venture Capital Fund-	Other Fund-	Total Private Fund GAV1.0b	AUM1.8b	#Funds5
Adviser SAPERE WEALTH MANAGEMENT, LLC	Hedge Fund78.2m	Liquidity Fund-	Private Equity Fund-	Real Estate Fund-	Securitized Asset Fund-	Venture Capital Fund-	Other Fund-	Total Private Fund GAV78.2m	AUM345.1m	#Funds6
Adviser ATLANTIC INVESTMENT MANAGEMENT, INC	Hedge Fund335.7m	Liquidity Fund-	Private Equity Fund-	Real Estate Fund-	Securitized Asset Fund-	Venture Capital Fund-	Other Fund-	Total Private Fund GAV335.7m	AUM370.5m	#Funds4
Adviser HARBINGER CAPITAL PARTNERS LLC	Hedge Fund336.4m	Liquidity Fund-	Private Equity Fund-	Real Estate Fund-	Securitized Asset Fund-	Venture Capital Fund-	Other Fund-	Total Private Fund GAV336.4m	AUM336.4m	#Funds5
Adviser LEGION PARTNERS ASSET MANAGEMENT, LLC	Hedge Fund446.0m	Liquidity Fund-	Private Equity Fund-	Real Estate Fund-	Securitized Asset Fund-	Venture Capital Fund-	Other Fund-	Total Private Fund GAV446.0m	AUM446.0m	#Funds6
Adviser DIASTOLE WEALTH MANAGEMENT	Hedge Fund26.5m	Liquidity Fund-	Private Equity Fund-	Real Estate Fund-	Securitized Asset Fund-	Venture Capital Fund-	Other Fund-	Total Private Fund GAV26.5m	AUM386.2m	#Funds2
Adviser MASTERTON CAPITAL MANAGEMENT, LP	Hedge Fund349.1m	Liquidity Fund-	Private Equity Fund-	Real Estate Fund-	Securitized Asset Fund-	Venture Capital Fund-	Other Fund-	Total Private Fund GAV349.1m	AUM349.1m	#Funds1

Brochure Summary

Overview

Diker Management LLC (“Diker”, “Investment Manager”, or “The Company”) was founded and registered with the SEC as an investment adviser in 2002 and is principally owned by Charles M. Diker and Mark N. Diker. As of December 31, 2023, Diker managed approximately $88.4 million of Regulatory Assets Under Management on a discretionary basis for 6 clients and approximately $311 million on a non-discretionary basis for 13 clients. It should be noted that for the purposes of calculating Regulatory Assets Under Management and consistent with SEC guidance, the Company included all unfunded capital commitments. Diker serves as an investment manager or adviser to a private investment partnership organized to invest in securities and other financial instruments. Diker also manages separate accounts for individuals, high net worth

individuals and associated trusts, estates, or charitable institutions, and corporations or business entities (Separate Accounts) (together with the Separate Accounts and the Fund, “Clients”). Diker manages its Separate Accounts’ assets based on the individual needs of each Separate Account client. At the onset of a Separate Account relationship, Diker identifies specific investment objectives and/or restrictions. Investment objectives and restrictions for the Fund are contemplated in the relevant governing documents. Diker primarily provides investment advice on equity securities of small and mid-cap companies. Each Client's assets will be invested in various securities across the capital structure according to the Company's investment research and the Client's specific risk profile.

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DIKER MANAGEMENT LLC

Adviser Profile

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Client Types

Advisory Activities

Compensation Arrangments

Reported AUM

Private Funds

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Private Funds Structure

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Overview