DIKER MANAGEMENT LLC

other names
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Adviser Profile
As of Date 03/26/2024
Adviser Type - Large advisory firm
Number of Employees 7 -12.50%
of those in investment advisory functions 5
Registration SEC, Approved, 4/19/2002
AUM* 399,906,433 18.04%
of that, discretionary 88,411,124 30.24%
Private Fund GAV* 70,936,878 17.13%
Avg Account Size 21,047,707 18.04%
% High Net Worth 94.74%
SMA’s Yes
Private Funds 1
Contact Info 212 xxxxxxx
Websites

Client Types

- High net worth individuals
- Pooled investment vehicles

Advisory Activities

- Portfolio management for individuals and/or small businesses
- Portfolio management for pooled investment vehicles
- Portfolio management for businesses

Compensation Arrangments

- A percentage of assets under your management
- Performance-based fees

Recent News

Reported AUM

Discretionary
Non-discretionary
476M 408M 340M 272M 204M 136M 68M
2015 2016 2017 2018 2019 2020 2021 2022 2023

Private Funds



Employees

Private Funds Structure

Fund Type Count GAV
Fund TypeHedge Fund Count1 GAV$70,936,878

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Brochure Summary

Overview

Diker Management LLC (“Diker”, “Investment Manager”, or “The Company”) was founded and registered with the SEC as an investment adviser in 2002 and is principally owned by Charles M. Diker and Mark N. Diker. As of December 31, 2023, Diker managed approximately $88.4 million of Regulatory Assets Under Management on a discretionary basis for 6 clients and approximately $311 million on a non-discretionary basis for 13 clients. It should be noted that for the purposes of calculating Regulatory Assets Under Management and consistent with SEC guidance, the Company included all unfunded capital commitments. Diker serves as an investment manager or adviser to a private investment partnership organized to invest in securities and other financial instruments. Diker also manages separate accounts for individuals, high net worth
individuals and associated trusts, estates, or charitable institutions, and corporations or business entities (Separate Accounts) (together with the Separate Accounts and the Fund, “Clients”). Diker manages its Separate Accounts’ assets based on the individual needs of each Separate Account client. At the onset of a Separate Account relationship, Diker identifies specific investment objectives and/or restrictions. Investment objectives and restrictions for the Fund are contemplated in the relevant governing documents. Diker primarily provides investment advice on equity securities of small and mid-cap companies. Each Client's assets will be invested in various securities across the capital structure according to the Company's investment research and the Client's specific risk profile.