Adviser Profile

As of Date 06/03/2026
Registration SEC, Approved, 09/22/2003
Other registrations (5)
ADV Location PITTSBURGH, PA, United States
Contact Info 412 xxxxxxx
Websites
AUM* 742,497,713 71%
of that, discretionary 730,790,884 71%
Number of Employees 12 20%
of those in investment advisory functions 2
Private Fund GAV* 0
Avg Account Size 304,802 27%
% High Net Worth 8.41% 51%
SMA’s Yes
Private Funds 0

Adviser Type

- Large advisory firm
- An investment adviser (or subadviser) to an investment company

Client Types

- Individuals (other than high net worth individuals)
- High net worth individuals
- Investment companies
- Pension and profit sharing plans
- Other

Advisory Activities

- Portfolio management for individuals and/or small businesses
- Portfolio management for investment companies

Compensation Arrangments

- A percentage of assets under your management

Reported AUM

547M 469M 391M 312M 234M 156M 78M
2015 2016 2017 2018 2019 2020 2021 2022 2023 2024 2025 2026
Discretionary
Non-discretionary

Private Funds

No private funds

Employees

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Top Holdings

Stock Ticker Stock Name $ Position % Position $ Change # Change
Stck Ticker46090E103 Stock NameINVESCO QQQ TR $ Position$13,549,878 % Position5.00% $ Change-6.00% # Change0.00%
Stck Ticker46435U861 Stock NameISHARES TR $ Position$9,965,433 % Position3.00% $ Change2.00% # Change1.00%
Stck Ticker464287200 Stock NameISHARES TR $ Position$8,172,134 % Position3.00% $ Change71.00% # Change80.00%
Stck Ticker464287523 Stock NameISHARES TR $ Position$9,153,181 % Position3.00% $ Change9.00% # Change0.00%
Stck Ticker464288109 Stock NameISHARES TR $ Position$7,814,446 % Position3.00% $ Change152.00% # Change155.00%
Stck Ticker78464A854 Stock NameSPDR SERIES TRUST $ Position$7,931,769 % Position3.00% $ Change84.00% # Change93.00%
Stck Ticker78464A128 Stock NameSPDR SERIES TRUST $ Position$10,114,658 % Position3.00% $ Change16.00% # Change14.00%
Stck Ticker81369Y803 Stock NameSELECT SECTOR SPDR TR $ Position$5,745,176 % Position2.00% $ Change-7.00% # Change1.00%
Stck Ticker464287309 Stock NameISHARES TR $ Position$4,959,437 % Position2.00% $ Change32.00% # Change44.00%
Stck Ticker464287408 Stock NameISHARES TR $ Position$5,667,631 % Position2.00% $ Change24.00% # Change25.00%

Brochure Summary