9AT: PRIMA CAPITAL ADVISORS

Adviser Profile

As of Date	06/12/2024
Registration status	Terminated
ADV Location	SCARSDALE, NY, United States
Contact Info	914 xxxxxxx
Websites

AUM^*	9,530,124,686 19%
of that, discretionary	8,526,125,076 20%
Number of Employees	10 11%
of those in investment advisory functions	7
Private Fund GAV^*	0
Avg Account Size	340,361,596 15%
SMA’s	Yes
Private Funds	0 1

Adviser Type

- Large advisory firm

Client Types

- Pooled investment vehicles
- State or municipal government entities
- Insurance companies
- Sovereign wealth funds and foreign official institutions
- Other

Advisory Activities

- Portfolio management for pooled investment vehicles
- Portfolio management for businesses

Compensation Arrangments

- A percentage of assets under your management
- Performance-based fees

Adviser	Hedge Fund	Liquidity Fund	Private Equity Fund	Real Estate Fund	Securitized Asset Fund	Venture Capital Fund	Other Fund	Total Private Fund GAV	AUM	#Funds
Adviser KENNEDY LEWIS MANAGEMENT LP	Hedge Fund-	Liquidity Fund-	Private Equity Fund3.5b	Real Estate Fund886.8m	Securitized Asset Fund-	Venture Capital Fund-	Other Fund9.0b	Total Private Fund GAV13.4b	AUM11.5b	#Funds59
Adviser FORESIGHT GROUP LLP	Hedge Fund-	Liquidity Fund-	Private Equity Fund-	Real Estate Fund-	Securitized Asset Fund-	Venture Capital Fund-	Other Fund-	Total Private Fund GAV-	AUM10.1b	#Funds-
Adviser TEMPLETON INVESTMENT COUNSEL, LLC	Hedge Fund-	Liquidity Fund-	Private Equity Fund-	Real Estate Fund-	Securitized Asset Fund-	Venture Capital Fund-	Other Fund110.4m	Total Private Fund GAV110.4m	AUM4.6b	#Funds1
Adviser FRONTIER CAPITAL MANAGEMENT CO LLC	Hedge Fund-	Liquidity Fund-	Private Equity Fund-	Real Estate Fund-	Securitized Asset Fund-	Venture Capital Fund-	Other Fund445.6m	Total Private Fund GAV445.6m	AUM9.6b	#Funds5
Adviser CHRISTIAN BROTHERS INVESTMENT SERVICES, INC.	Hedge Fund-	Liquidity Fund-	Private Equity Fund-	Real Estate Fund-	Securitized Asset Fund-	Venture Capital Fund-	Other Fund-	Total Private Fund GAV-	AUM11.9b	#Funds-
Adviser PINNACLE ASSOCIATES, LTD.	Hedge Fund-	Liquidity Fund-	Private Equity Fund-	Real Estate Fund-	Securitized Asset Fund-	Venture Capital Fund-	Other Fund176.1m	Total Private Fund GAV176.1m	AUM10.4b	#Funds4
Adviser HARDMAN JOHNSTON GLOBAL ADVISORS LLC	Hedge Fund-	Liquidity Fund-	Private Equity Fund-	Real Estate Fund-	Securitized Asset Fund-	Venture Capital Fund-	Other Fund4.3b	Total Private Fund GAV4.3b	AUM8.8b	#Funds9
Adviser GARDNER RUSSO & QUINN LLC	Hedge Fund-	Liquidity Fund-	Private Equity Fund-	Real Estate Fund-	Securitized Asset Fund-	Venture Capital Fund-	Other Fund2.3b	Total Private Fund GAV2.3b	AUM9.4b	#Funds3
Adviser DSM CAPITAL PARTNERS	Hedge Fund-	Liquidity Fund-	Private Equity Fund-	Real Estate Fund-	Securitized Asset Fund-	Venture Capital Fund-	Other Fund543.8m	Total Private Fund GAV543.8m	AUM7.6b	#Funds4
Adviser WESTWOOD GLOBAL INVESTMENTS	Hedge Fund-	Liquidity Fund-	Private Equity Fund-	Real Estate Fund-	Securitized Asset Fund-	Venture Capital Fund-	Other Fund5.3b	Total Private Fund GAV5.3b	AUM9.5b	#Funds7

Brochure Summary

Overview

Prima was formed as an independent investment advisor in 2002 and has been registered with the SEC since that year. Prima is 75% owned by a group of private equity funds affiliated with Stone Point Capital LLC (“Stone Point”), which manages funds that invest in companies operating in the financial services industry. The Stone Point entities, mainly Trident VIII, L.P., and Trident VIII Parallel L.P., hold their interest in Prima through a corporation they control named Trident Prima, Inc. (“Trident Prima”). Trident Prima owns approximately 75% of a holding company that owns 100% of Prima (Prima Capital Advisors Holdings, LLC, “Prima Holdings”); the managing directors of Prima (and related persons) own the remaining 25% of the holding company. Prima advises institutional clients and a small number of high-net-worth individuals on real estate debt investments. Specifically, Prima provides investment advice on commercial and multi-family mortgages and loans, commercial mortgage-backed securities (“CMBS”), and bonds/preferred

shares issued by real estate investment trusts (“REITs”). Pending reinvestment or distribution of clients' funds, Prima may invest client funds in short-term securities (including U.S. government securities, money market mutual funds, and bank CDs). Prima’s clients, which include separately managed accounts and a private fund, enter into investment management agreements with Prima that include guidelines as to the types and characteristics of real estate debt investments that they wish to purchase and hold. The investment guidelines of Prima’s private fund, Prima Mortgage Investment Trust, LLC (“PMIT”), are set forth in private placement memoranda provided to potential investors and are part of PMIT’s governing documents. Prima also advises some securitization trusts that hold real estate debt investments. As of December 31, 2022, Prima managed approximately $7.116 billion of clients' assets on a discretionary basis and $883 million on a non-discretionary basis, for a total of approximately $8 billion.

PRIMA CAPITAL ADVISORS

PRIMA CAPITAL ADVISORS

PRIMA CAPITAL ADVISORS, LLC

PRIMA CAPITAL ADVISORS LLC

Adviser Profile

Details

Adviser Type

Client Types

Advisory Activities

Compensation Arrangments

Reported AUM

Private Funds

Employees

Similar advisers

Brochure Summary

Overview

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PRIMA CAPITAL ADVISORS PRIMA CAPITAL ADVISORS PRIMA CAPITAL ADVISORS, LLC PRIMA CAPITAL ADVISORS LLC

Adviser Profile

Details

Adviser Type

Client Types

Advisory Activities

Compensation Arrangments

Reported AUM

Private Funds

Employees

Similar advisers

Brochure Summary

Overview

PRIMA CAPITAL ADVISORS

PRIMA CAPITAL ADVISORS

PRIMA CAPITAL ADVISORS, LLC

PRIMA CAPITAL ADVISORS LLC