General Information Day & Ennis, LLC (“Day & Ennis” or the “firm”) was formed in June 1998 and provides fee-only financial planning and portfolio management services to its clients. The firm does not sell any products or accept any commissions. John R. Day, Matthew E. Heller and William W. Ennis are the owners of Day & Ennis. Services Provided At the outset of each client relationship, Day & Ennis spends time with the client, asking questions, discussing the client’s investment experience and financial circumstances, and broadly identifying major goals of the client. Clients retain Day & Ennis to manage the investment portfolio on an ongoing basis. In many cases, clients also retain Day & Ennis to prepare a comprehensive financial strategy. The planning process addresses the client’s retirement, cash flow and debt management, estate planning, income tax planning, insurance and risk management, and investment strategy as appropriate in each circumstance. Based on all the information initially gathered, Day & Ennis develops with each client:  An Investment Policy Statement (“IPS”) detailing the client’s investment objectives and guidelines for investment. The IPS outlines the types of investments Day & Ennis will make or recommend on behalf of the client.  For individual clients where Day & Ennis develops a comprehensive financial strategy, the client is provided with an analysis in both written and verbal forms noting the client’s specific financial goals, and the steps to be taken to best achieve those goals. This analysis is updated periodically as a client’s financial circumstances change or as otherwise requested by the client. The strategy and IPS are discussed regularly with each client as circumstances warrant. Financial Planning One of the services offered by Day & Ennis is financial planning. Financial planning generally includes advice that addresses one or more areas of a client's financial situation, such as estate planning, risk management, budgeting and cash flow controls, income tax planning, retirement planning, education funding, and investment portfolio design. Depending on a client’s particular situation, financial planning may include some or all of the following:  Gathering factual information concerning the client's personal and financial situation;  Assisting the client in documenting financial goals and objectives;  Analyzing the client's present situation and anticipated future activities in light of the client's financial goals and objectives;  Identifying problems foreseen in the accomplishment of these financial goals and objectives and offering alternative solutions to the problems;  Making recommendations to help achieve retirement plan goals and objectives;  Designing an investment portfolio to help meet the goals and objectives of the client;  Providing estate planning recommendations for client to review with their attorney;  Assessing risk and reviewing basic health, life and disability insurance needs;  Reviewing goals and objectives and measuring progress toward these goals; and  Providing tax recommendations for client to review with their tax return preparer. Once financial planning advice is given, Day & Ennis will assist the client to implement their financial plan and manage the investment portfolio on an ongoing basis. However, the client is under no obligation to act upon any of the recommendations made by Day & Ennis under a financial planning engagement and/or engage the services of any recommended professional. Portfolio Management As described above, at the beginning of a client relationship, Day & Ennis meets with the client, gathers information and performs research and analysis as necessary to develop the client’s IPS. The IPS will be updated from time to time when requested by the client, or when determined to be necessary or advisable by Day & Ennis based on updates to the client’s financial or other circumstances. To implement the client’s IPS, Day & Ennis will manage the client’s investment portfolio on a discretionary or a non-discretionary basis. As a discretionary investment adviser, Day & Ennis will have the authority to execute trades in the account(s) under management without first contacting the client regarding a trade. Any such trade made by Day & Ennis is consistent with the IPS which has been previously reviewed with the client. Under a non-discretionary arrangement, clients must be contacted prior to the execution of any trade in the account(s) under management. This can result in a delay in executing recommended trades, which could adversely affect the performance of the portfolio. This delay also normally means the affected account(s) will not be able to participate in block trades, a practice designed to enhance the execution quality, timing and/or cost for all accounts included in the block. In a non-discretionary arrangement, the client retains the responsibility for the final decision on all actions taken with respect to the portfolio. Notwithstanding the foregoing, clients may impose certain written restrictions on Day & Ennis in the management of their investment portfolios, such as prohibiting the inclusion of certain types of investments (e.g., commodities) in an investment portfolio or prohibiting the sale of certain investments held in the account at the commencement of the relationship. Each client should note, however, that restrictions imposed by a client may adversely affect the composition and performance of the client’s investment portfolio. Each client should also note that his or her investment portfolio is treated individually by giving consideration to each purchase or sale for the client’s account. For these and other reasons, performance of client investment portfolios within the same investment objectives, goals and/or risk tolerance may differ and clients should not expect that the composition or performance of their investment portfolios would necessarily

be consistent with similar clients of Day & Ennis. Retirement Plan Advisory Services Establishing a sound fiduciary governance process is vital to good decision-making and to ensuring that prudent procedural steps are followed in making investment decisions. Day & Ennis will provide Retirement Plan consulting services to Plans and Plan Fiduciaries as described below. The particular services provided will be detailed in documents provided to each client by the custodian. The appropriate Plan Fiduciary(ies) designated in the Plan documents (e.g., the Plan sponsor or named fiduciary) will (i) make the decision to retain our firm; (ii) agree to the scope of the services that we will provide; and (iii) make the ultimate decision as to accepting any of the recommendations that we may provide. The Plan Fiduciaries are free to seek independent advice about the appropriateness of any recommended services for the Plan. Retirement Plan consulting services may be offered individually or as part of a comprehensive suite of services. The Employee Retirement Income Security Act of 1974 (“ERISA”) sets forth rules under which Plan Fiduciaries may retain investment advisers for various types of services with respect to Plan assets. For certain services, Day & Ennis will be considered a fiduciary under ERISA. For example, Day & Ennis will act as an ERISA § 3(21) fiduciary when providing non-discretionary investment advice to the Plan Fiduciaries by recommending a suite of investments as choices among which Plan Participants may select. Also, to the extent that the Plan Fiduciaries retain Day & Ennis to act as an investment manager within the meaning of ERISA § 3(38), Day & Ennis will provide discretionary investment management services to the Plan. With respect to any account for which Day & Ennis meets the definition of a fiduciary under Department of Labor rules, Day & Ennis acknowledges that both Day & Ennis and its Related Persons are acting as fiduciaries. Additional disclosure may be found elsewhere in this Brochure or in the written agreement between Day & Ennis and Client. Fiduciary Consulting Services  Investment Selection Services Day & Ennis will provide Plan Fiduciaries with recommendations of investment options consistent with ERISA section 404(c). Plan Fiduciaries retain responsibility for the final determination of investment options and for compliance with ERISA section 404(c).  Non‐Discretionary Investment Advice Day & Ennis provides Plan Fiduciaries and Plan Participants general, non-discretionary investment advice regarding asset classes and investments.  Investment Monitoring Day & Ennis will assist in monitoring the plan’s investment options by preparing periodic investment reports that document investment performance. Day & Ennis will make recommendations to maintain or remove and replace investment options. The details of this aspect of service will be enumerated in the engagement agreement between the parties. Fiduciary Management Services  Discretionary Management Services When retained as an investment manager within the meaning of ERISA § 3(38), Day & Ennis provides continuous and ongoing supervision over the designated retirement plan assets. Day & Ennis will monitor the designated retirement plan assets and provide ongoing management of the assets. When applicable, Day & Ennis will have discretionary authority to make all decisions to buy, sell or hold securities, cash or other investments for the designated retirement plan assets in our sole discretion without first consulting with the Plan Fiduciaries. We also have the power and authority to carry out these decisions by giving instructions, on your behalf, to brokers and dealers and the qualified custodian(s) of the Plan for our management of the designated retirement plan assets.  Discretionary Investment Selection Services Day & Ennis will monitor the investment options of the Plan and add or remove investment options for the Plan without prior consultation with the Plan Fiduciaries. Day & Ennis will have discretionary authority to make and implement all decisions regarding the investment options that are available to Plan Participants.  Investment Management via Model Portfolios Day & Ennis may provide discretionary management of Model Portfolios among which the participants may choose to invest as Plan options. Plan Participants will also have the option of investing only in options that do not include Model Portfolios (i.e., the Plan Participants may elect to invest in one or more of the mutual fund or ETF options made available in the Plan, and choose not to invest in the Model Portfolios at all). Non‐Fiduciary Services  Participant Education Day & Ennis will provide education services to Plan Participants about general investment principles and the investment alternatives available under the Plan. Education presentations will not take into account the individual circumstances of each Plan Participant and individual recommendations will not be provided unless a Plan Participant separately engages Day & Ennis for such services. Plan Participants are responsible for implementing transactions in their own accounts. Participant Enrollment Day & Ennis will assist with group enrollment meetings designed to increase retirement Plan participation among employees and investment and financial understanding by the employees. As of December 31, 2022, Day & Ennis managed $382,911,362 on a discretionary basis and $1,144,380 of assets on a non-discretionary basis.