Adviser Profile

As of Date 03/01/2026
Registration SEC, Approved, 07/30/2003
Contact Info 973 xxxxxxx
Websites
AUM* 40,910,186 27%
of that, discretionary 40,910,186 27%
Number of Employees 2 -60%
of those in investment advisory functions 1 -50%
Private Fund GAV* 0
Avg Account Size 1,022,755 -33%
% High Net Worth 73.68% -9%
SMA’s Yes
Private Funds 0

Adviser Type

- An investment adviser (or subadviser) to an investment company

Client Types

- Individuals (other than high net worth individuals)
- High net worth individuals
- Investment companies
- Pooled investment vehicles

Advisory Activities

- Portfolio management for individuals and/or small businesses
- Portfolio management for investment companies
- Portfolio management for pooled investment vehicles
- Portfolio management for businesses
- Publication of periodicals or newsletters
- Educational seminars/workshops

Compensation Arrangments

- A percentage of assets under your management

Reported AUM

41M 35M 29M 23M 18M 12M 6M
2016 2017 2018 2019 2020 2021 2022 2023 2024 2025 2026
Discretionary
Non-discretionary

Private Funds

Employees

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Brochure Summary