Adviser Profile

As of Date 12/02/2025
Registration SEC, Approved, 01/16/2004
ADV Location LAKEWOOD, CO, United States
Contact Info 303 xxxxxxx
Websites
AUM* 536,898,649 27%
of that, discretionary 525,524,087 27%
Number of Employees 10 43%
of those in investment advisory functions 5 67%
Private Fund GAV* 0
Avg Account Size 853,575 27%
% High Net Worth 45.48% 45%
SMA’s Yes
Private Funds 0

Adviser Type

- Large advisory firm

Client Types

- Individuals (other than high net worth individuals)
- High net worth individuals
- Charitable organizations

Advisory Activities

- Financial planning services
- Portfolio management for individuals and/or small businesses
- Portfolio management for businesses

Compensation Arrangments

- A percentage of assets under your management
- Hourly charges
- Fixed fees (other than subscription fees)

Reported AUM

526M 450M 375M 300M 225M 150M 75M
2015 2016 2017 2018 2019 2020 2021 2022 2023 2024 2025
Discretionary
Non-discretionary

Private Funds

No private funds

Employees

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Brochure Summary