9AT: FINANCIAL SOLUTIONS, INC.

Adviser Profile

As of Date	01/02/2025
Registration status	Terminated
ADV Location	TULSA, OK, United States
Contact Info	918 xxxxxxx

AUM^*	74,502,406 -53%
of that, discretionary	74,502,406 -53%
Number of Employees	2
of those in investment advisory functions	2
Private Fund GAV^*	0
Avg Account Size	24,834,135 -22%
% High Net Worth	50.00% 250%
SMA’s	Yes
Private Funds	0

Adviser Type

- No longer eligible

Client Types

- High net worth individuals
- Pooled investment vehicles
- State or municipal government entities

Advisory Activities

- Portfolio management for individuals and/or small businesses
- Portfolio management for businesses

Compensation Arrangments

- A percentage of assets under your management
- Performance-based fees

Adviser	Hedge Fund	Liquidity Fund	Private Equity Fund	Real Estate Fund	Securitized Asset Fund	Venture Capital Fund	Other Fund	Total Private Fund GAV	AUM	#Funds
Adviser QSV EQUITY INVESTORS LLC	Hedge Fund-	Liquidity Fund-	Private Equity Fund-	Real Estate Fund-	Securitized Asset Fund-	Venture Capital Fund-	Other Fund-	Total Private Fund GAV-	AUM113.3m	#Funds-
Adviser DEARBORN PARTNERS L.L.C.	Hedge Fund-	Liquidity Fund-	Private Equity Fund-	Real Estate Fund-	Securitized Asset Fund-	Venture Capital Fund-	Other Fund-	Total Private Fund GAV-	AUM2.7b	#Funds-
Adviser 10TH MOUNTAIN, LLC	Hedge Fund-	Liquidity Fund-	Private Equity Fund-	Real Estate Fund-	Securitized Asset Fund-	Venture Capital Fund-	Other Fund-	Total Private Fund GAV-	AUM480.3m	#Funds-
Adviser SLOW CAPITAL, INC.	Hedge Fund-	Liquidity Fund-	Private Equity Fund-	Real Estate Fund-	Securitized Asset Fund-	Venture Capital Fund-	Other Fund-	Total Private Fund GAV-	AUM953.3m	#Funds-
Adviser COLBERT INVESTMENT MANAGEMENT CO	Hedge Fund-	Liquidity Fund-	Private Equity Fund-	Real Estate Fund-	Securitized Asset Fund-	Venture Capital Fund-	Other Fund-	Total Private Fund GAV-	AUM295.8m	#Funds-
Adviser RELEVANT WEALTH ADVISORS, LLC	Hedge Fund-	Liquidity Fund-	Private Equity Fund-	Real Estate Fund-	Securitized Asset Fund-	Venture Capital Fund-	Other Fund-	Total Private Fund GAV-	AUM799.0m	#Funds-
Adviser MAREN CAPITAL	Hedge Fund-	Liquidity Fund-	Private Equity Fund-	Real Estate Fund-	Securitized Asset Fund-	Venture Capital Fund-	Other Fund300.8m	Total Private Fund GAV300.8m	AUM2.1b	#Funds1
Adviser REYNOLDS CAPITAL MANAGEMENT, LLC	Hedge Fund-	Liquidity Fund-	Private Equity Fund-	Real Estate Fund-	Securitized Asset Fund-	Venture Capital Fund-	Other Fund-	Total Private Fund GAV-	AUM74.2m	#Funds-
Adviser COLUMBUS MACRO, LLC	Hedge Fund-	Liquidity Fund-	Private Equity Fund-	Real Estate Fund-	Securitized Asset Fund-	Venture Capital Fund-	Other Fund-	Total Private Fund GAV-	AUM970.3m	#Funds-
Adviser KEELEY-TETON ADVISORS, LLC	Hedge Fund-	Liquidity Fund-	Private Equity Fund-	Real Estate Fund-	Securitized Asset Fund-	Venture Capital Fund-	Other Fund-	Total Private Fund GAV-	AUM12.6m	#Funds-

Brochure Summary

Overview

Description of the Firm Financial Solutions was formed as a corporation under the laws of the State of Oklahoma on December 11, 1995. The Firm has been registered as an investment adviser with the SEC since March 6, 2004 and has been managing assets for clients since that date. The Firm is managed by Gary W. Gould, President, Managing Principal, Chief Investment Officer and primary shareholder of the Firm. Mr. Gould has the definitive power, directly and indirectly, to exercise a controlling influence over the management of Financial Solutions and is therefore the Firm’s only Management Person. Types of Services Financial Solutions offers ongoing management of assets for Clients on a discretionary basis. See Item 7. Financial Solutions uses proprietary investment methods across multiple investment strategies. The Firm serves as the investment adviser to the FSI Low Beta Absolute Return Fund, a registered closed-end, management investment company (“Fund”)

and provides an options overlay strategy titled Tactical Risk Control Overlay that aims to reduce equity market beta for underlying Client’s equity portfolios using a proprietary, computer-generated model. See Item 8 for more information and the risks associated with the implementation methods utilized. Tailoring Services to Needs of Clients Although all assets are invested using the Firm’s proprietary strategies, Financial Solutions adapts the strategies for each Client to address the specific needs, requirements and requests of the Client. To do so, Financial Solutions identifies and discusses the objectives, risk tolerance levels, financial needs, investment restrictions and any specific requests of each Client. Wrap Fee Programs Financial Solutions does not offer wrap fee programs. Regulatory Assets Under Management As of December 31, 2023, Financial Solutions had $74,502,406 in assets under management, all of which the Firm manages on a discretionary basis.

FINANCIAL SOLUTIONS, INC.

FINANCIAL SOLUTIONS, INC.

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FINANCIAL SOLUTIONS, INC. FINANCIAL SOLUTIONS, INC.

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Private Funds

Employees

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Brochure Summary

Overview

FINANCIAL SOLUTIONS, INC.

FINANCIAL SOLUTIONS, INC.