9AT: NINE THIRTY CAPITAL MANAGEMENT, LLC

other names

NINE THIRTY CAPITAL MANAGEMENT, LLC
NINE THIRTY CAPITAL

Adviser Profile

As of Date	10/27/2025
ADV Location	NEW YORK, NY, United States
Adviser Type - Large advisory firm
Number of Employees	5 -17%
of those in investment advisory functions	2
Registration	SEC, Approved, 04/05/2004

AUM^*	609,286,232 -1%
of that, discretionary	609,286,232 -1%
Private Fund GAV^*	560,781,641 0%
Avg Account Size	121,857,246 -1%
SMA’s	Yes
Private Funds	4
Contact Info	(21 xxxxxxx
Websites

Client Types

- Pooled investment vehicles
- Other

Advisory Activities

- Portfolio management for pooled investment vehicles
- Selection of other advisers

Compensation Arrangments

- A percentage of assets under your management
- Performance-based fees

Accounting Firm Name	Filing Date	Form ADV-E
Accounting Firm Name COHNREZNICK LLP	Filing Date10/23/2024	Form ADV-E View Report
Accounting Firm Name COHNREZNICK LLP	Filing Date01/25/2024	Form ADV-E View Report
Accounting Firm Name COHNREZNICK LLP	Filing Date11/15/2022	Form ADV-E View Report

Fund Type	Count	GAV
Fund TypePrivate Equity Fund	Count4	GAV$560,781,641

Adviser	Hedge Fund	Liquidity Fund	Private Equity Fund	Real Estate Fund	Securitized Asset Fund	Venture Capital Fund	Other Fund	Total Private Fund GAV	AUM	#Funds
Adviser ELEMENT POINTE FAMILY OFFICE	Hedge Fund-	Liquidity Fund-	Private Equity Fund2.3m	Real Estate Fund-	Securitized Asset Fund-	Venture Capital Fund-	Other Fund-	Total Private Fund GAV2.3m	AUM854.5m	#Funds1
Adviser SILVERHAWK CAPITAL PARTNERS, LLC	Hedge Fund-	Liquidity Fund-	Private Equity Fund652.2m	Real Estate Fund-	Securitized Asset Fund-	Venture Capital Fund-	Other Fund-	Total Private Fund GAV652.2m	AUM652.2m	#Funds8
Adviser PARKERGALE, LLC	Hedge Fund-	Liquidity Fund-	Private Equity Fund726.5m	Real Estate Fund-	Securitized Asset Fund-	Venture Capital Fund-	Other Fund-	Total Private Fund GAV726.5m	AUM726.5m	#Funds3
Adviser SHADE TREE ADVISORS LLC	Hedge Fund-	Liquidity Fund-	Private Equity Fund138.6m	Real Estate Fund-	Securitized Asset Fund-	Venture Capital Fund-	Other Fund125.0m	Total Private Fund GAV263.6m	AUM1.0b	#Funds3
Adviser LINCOLN PEAK CAPITAL MANAGEMENT, LLC	Hedge Fund-	Liquidity Fund-	Private Equity Fund660.7m	Real Estate Fund-	Securitized Asset Fund-	Venture Capital Fund-	Other Fund-	Total Private Fund GAV660.7m	AUM660.7m	#Funds5
Adviser LYRIC CAPITAL MANAGEMENT GROUP, L.P.	Hedge Fund-	Liquidity Fund-	Private Equity Fund700.3m	Real Estate Fund-	Securitized Asset Fund-	Venture Capital Fund-	Other Fund-	Total Private Fund GAV700.3m	AUM682.7m	#Funds16
Adviser GOTHAM GREEN PARTNERS, LLC	Hedge Fund-	Liquidity Fund-	Private Equity Fund354.5m	Real Estate Fund-	Securitized Asset Fund-	Venture Capital Fund-	Other Fund-	Total Private Fund GAV354.5m	AUM354.5m	#Funds14
Adviser PELOTON EQUITY LLC	Hedge Fund-	Liquidity Fund-	Private Equity Fund497.6m	Real Estate Fund-	Securitized Asset Fund-	Venture Capital Fund-	Other Fund-	Total Private Fund GAV497.6m	AUM497.6m	#Funds9
Adviser SNAPDRAGON CAPITAL PARTNERS LLC	Hedge Fund-	Liquidity Fund-	Private Equity Fund1.1b	Real Estate Fund-	Securitized Asset Fund-	Venture Capital Fund-	Other Fund-	Total Private Fund GAV1.1b	AUM940.7m	#Funds10
Adviser HIGHPOST CAPITAL, LLC	Hedge Fund-	Liquidity Fund-	Private Equity Fund990.6m	Real Estate Fund-	Securitized Asset Fund-	Venture Capital Fund-	Other Fund-	Total Private Fund GAV990.6m	AUM671.0m	#Funds16

Brochure Summary

Overview

Nine Thirty Capital Management, LLC ("Nine Thirty Capital") was founded in 2004 and is primarily owned by Nine Thirty Management Holdings, LLC. Nine Thirty Management Holdings, LLC is primarily owned by Nine Thirty Capital’s President and CEO, Stuart J. Rabin and his family. Nine Thirty Capital provides investment advisory services primarily focusing on asset allocation and direct investments. In addition, Nine Thirty Capital may provide investment advisory services with respect to private equity and venture capital investments and actively participates in certain of these investments. Advice is generally limited to the forgoing investments. Nine Thirty Capital generally advises clients through the creation of limited partnerships or limited liability companies (the "Client Accounts") in which Nine Thirty Capital, or a related person, acts as managing member and one or more members

of a family group (or entities created by such members) act as the other members. Nine Thirty Capital serves as an investment manager to related private investment funds organized to make private equity investments in the securities of early-stage/venture capital or established businesses (each a “Private Fund”). Nine Thirty Capital exercises oversight of each portfolio company investment held by the Private Funds through representation, including on the boards of directors of its portfolio companies. The Private Funds are managed in accordance with the terms of the applicable operating and management agreements. Investment advisory services are not tailored to the needs of each individual investor in the Private Funds. As of December 31, 2023, Nine Thirty Capital managed $613,478,025 on a discretionary basis on behalf of clients and proprietary assets.

NINE THIRTY CAPITAL MANAGEMENT, LLC

Adviser Profile

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Compensation Arrangments

Reported AUM

Private Funds

Employees

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Brochure Summary

Overview