9AT: WESTPARK WEALTH ADVISORS, INC.

Adviser Profile

As of Date	03/27/2026
Registration	SEC, Approved, 04/28/2004
ADV Location	HOUSTON, TX, United States
Contact Info	713 xxxxxxx
Websites

AUM^*	254,318,418 -7%
of that, discretionary	99,184,183 3%
Number of Employees	25 -17%
of those in investment advisory functions	25 -17%
Private Fund GAV^*	0
Avg Account Size	329,002 13%
% High Net Worth	10.82% -5%
SMA’s	Yes
Private Funds	0

Adviser Type

- Multi-state adviser

Client Types

- Individuals (other than high net worth individuals)
- High net worth individuals
- Corporations or other businesses not listed above

Advisory Activities

- Financial planning services
- Portfolio management for individuals and/or small businesses
- Selection of other advisers

Compensation Arrangments

- A percentage of assets under your management
- Hourly charges
- Fixed fees (other than subscription fees)

Adviser	Hedge Fund	Liquidity Fund	Private Equity Fund	Real Estate Fund	Securitized Asset Fund	Venture Capital Fund	Other Fund	Total Private Fund GAV	AUM	#Funds
Adviser CENTAURUS FINANCIAL, INC.	Hedge Fund-	Liquidity Fund-	Private Equity Fund-	Real Estate Fund-	Securitized Asset Fund-	Venture Capital Fund-	Other Fund-	Total Private Fund GAV-	AUM7.3b	#Funds-
Adviser SAGE, RUTTY & CO., INC.	Hedge Fund-	Liquidity Fund-	Private Equity Fund-	Real Estate Fund-	Securitized Asset Fund-	Venture Capital Fund-	Other Fund-	Total Private Fund GAV-	AUM3.5b	#Funds-
Adviser SUPREME ALLIANCE LLC	Hedge Fund-	Liquidity Fund-	Private Equity Fund-	Real Estate Fund-	Securitized Asset Fund-	Venture Capital Fund-	Other Fund-	Total Private Fund GAV-	AUM35.3m	#Funds-
Adviser GEOWEALTH MANAGEMENT LLC	Hedge Fund-	Liquidity Fund-	Private Equity Fund-	Real Estate Fund-	Securitized Asset Fund-	Venture Capital Fund-	Other Fund-	Total Private Fund GAV-	AUM17.6b	#Funds-
Adviser PACKERLAND BROKERAGE SERVICES, INC.	Hedge Fund-	Liquidity Fund-	Private Equity Fund-	Real Estate Fund-	Securitized Asset Fund-	Venture Capital Fund-	Other Fund-	Total Private Fund GAV-	AUM1.4b	#Funds-
Adviser MONERE WEALTH MANAGEMENT, INC.	Hedge Fund-	Liquidity Fund-	Private Equity Fund-	Real Estate Fund-	Securitized Asset Fund-	Venture Capital Fund-	Other Fund-	Total Private Fund GAV-	AUM312.0m	#Funds-
Adviser FINGAGE ADVISORS LLC	Hedge Fund-	Liquidity Fund-	Private Equity Fund-	Real Estate Fund-	Securitized Asset Fund-	Venture Capital Fund-	Other Fund-	Total Private Fund GAV-	AUM2.1m	#Funds-
Adviser UNIPLAN INVESTMENT COUNSEL, INC.	Hedge Fund-	Liquidity Fund-	Private Equity Fund-	Real Estate Fund-	Securitized Asset Fund-	Venture Capital Fund-	Other Fund-	Total Private Fund GAV-	AUM330.5m	#Funds-
Adviser FISCHER INVESTMENT GROUP, INC.	Hedge Fund-	Liquidity Fund-	Private Equity Fund-	Real Estate Fund-	Securitized Asset Fund-	Venture Capital Fund-	Other Fund-	Total Private Fund GAV-	AUM421.5m	#Funds-
Adviser OSAIC INSTITUTIONS, INC.	Hedge Fund-	Liquidity Fund-	Private Equity Fund-	Real Estate Fund-	Securitized Asset Fund-	Venture Capital Fund-	Other Fund-	Total Private Fund GAV-	AUM6.5b	#Funds-

Brochure Summary

Overview

Westpark Wealth Advisors is a corporate investment advisory firm registered with the Securities and Exchange Commission. The firm is headquartered and maintains its sole office in Houston, TX. Westpark Wealth Advisors is solely owned by Christopher Gammon and has been in business since 1995. Westpark Wealth Advisors provides investment advice to individuals, trusts, estates and business organizations. Westpark Wealth Advisors furnishes investment advisory services through a wrap fee program on a discretionary basis and non- discretionary basis. These services include selecting or recommending investments for client’s needs, risk tolerance and other assets and obligations of the client. The specific investment style chosen is based upon the goals, objectives, and individual needs of each client. When discretionary authority exists, the discretion includes the determination of the securities to be purchased and sold. Westpark Wealth Advisors also has advisory agreements with third-party money managers. Westpark Wealth Advisors may recommend the use of third-party

money managers to manage all or a portion of the assets. Such managers will also have limited discretionary trading authority. These third-party money managers’ relationships are intended to allow clients access to professional portfolio management that is normally available only to larger institutional investors. In addition, Westpark Wealth Advisors provides financial advisory services including general financial planning and investment planning. Clients may receive a financial plan based upon a client’s individual circumstances and may include components addressing client goals such as education, retirement, estate planning and disability. Westpark Wealth Advisors investment advisory services are offered for a percentage of assets under management, hourly charges or fixed fees (not including subscription fees), as described in more detail below. As of December 31, 2023, Westpark Wealth Advisors manages approximately $274,413,527.00 in assets under management. Approximately $96,044,734.00 is managed on a discretionary basis and $178,368,793.00 is managed on a non-discretionary basis.

WESTPARK WEALTH ADVISORS, INC.

WESTPARK WEALTH ADVISORS, INC.

IMS FINANCIAL ADVISORS, INC.

WESTPARK WEALTH ADVISORS

WEST PARK WEALTH ADVISORS

Adviser Profile

Details

Adviser Type

Client Types

Advisory Activities

Compensation Arrangments

Reported AUM

Private Funds

Employees

Similar advisers

Brochure Summary

Overview

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WESTPARK WEALTH ADVISORS, INC. WESTPARK WEALTH ADVISORS, INC. IMS FINANCIAL ADVISORS, INC. WESTPARK WEALTH ADVISORS WEST PARK WEALTH ADVISORS

Adviser Profile

Details

Adviser Type

Client Types

Advisory Activities

Compensation Arrangments

Reported AUM

Private Funds

Employees

Similar advisers

Brochure Summary

Overview

WESTPARK WEALTH ADVISORS, INC.

WESTPARK WEALTH ADVISORS, INC.

IMS FINANCIAL ADVISORS, INC.

WESTPARK WEALTH ADVISORS

WEST PARK WEALTH ADVISORS