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Adviser Profile

As of Date 05/05/2026
Registration SEC, Approved, 06/07/2004
ADV Location SENECA, SC, United States
Contact Info 864 xxxxxxx
Websites
AUM* 354,865,572 7%
of that, discretionary 352,609,919 7%
Number of Employees 3
of those in investment advisory functions 2
Private Fund GAV* 0
Avg Account Size 545,108 2%
% High Net Worth 33.47% 56%
SMA’s Yes
Private Funds 0

Adviser Type

- Large advisory firm

Client Types

- Individuals (other than high net worth individuals)
- High net worth individuals
- Other

Advisory Activities

- Financial planning services
- Portfolio management for individuals and/or small businesses
- Portfolio management for businesses
- Pension consulting services
- Publication of periodicals or newsletters

Compensation Arrangments

- A percentage of assets under your management

Reported AUM

353M 302M 252M 201M 151M 101M 50M
2016 2017 2018 2019 2020 2021 2022 2023 2024 2025 2026
Discretionary
Non-discretionary

Private Funds

No private funds

Employees

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Top Holdings

Stock Ticker Stock Name $ Position % Position $ Change # Change
Stck Ticker922908769 Stock NameVANGUARD INDEX FDS $ Position$62,521,150 % Position24.00% $ Change2.00% # Change0.00%
Stck Ticker78462F103 Stock NameSPDR S&P 500 ETF TR $ Position$40,297,551 % Position16.00% $ Change2.00% # Change0.00%
Stck Ticker921908844 Stock NameVANGUARD SPECIALIZED FUNDS $ Position$18,182,602 % Position7.00% $ Change0.00% # Change-1.00%
Stck Ticker464287689 Stock NameISHARES TR $ Position$14,822,041 % Position6.00% $ Change0.00% # Change-2.00%
Stck Ticker78468R663 Stock NameSPDR SERIES TRUST $ Position$10,007,977 % Position4.00% $ Change-25.00% # Change-25.00%
Stck Ticker921937819 Stock NameVANGUARD BD INDEX FDS $ Position$8,100,509 % Position3.00% $ Change0.00% # Change0.00%
Stck Ticker78467Y107 Stock NameSPDR S&P MIDCAP 400 ETF TR $ Position$6,712,859 % Position3.00% $ Change-1.00% # Change-2.00%
Stck Ticker464289867 Stock NameISHARES TR $ Position$6,529,285 % Position3.00% $ Change5.00% # Change4.00%
Stck Ticker922908363 Stock NameVANGUARD INDEX FDS $ Position$5,108,863 % Position2.00% $ Change2.00% # Change-1.00%
Stck Ticker921946406 Stock NameVANGUARD WHITEHALL FDS $ Position$4,430,466 % Position2.00% $ Change1.00% # Change0.00%

Brochure Summary