Adviser Profile

As of Date 03/27/2026
Registration SEC, Approved, 06/28/2004
Contact Info 510 xxxxxxx
AUM* 723,422,254 49%
of that, discretionary 723,422,254 49%
Number of Employees 8 33%
of those in investment advisory functions 4
Private Fund GAV* 0
Avg Account Size 1,168,695 34%
% High Net Worth 63.10% 16%
SMA’s Yes
Private Funds 0

Adviser Type

- Large advisory firm

Client Types

- Individuals (other than high net worth individuals)
- High net worth individuals
- Pension and profit sharing plans
- Charitable organizations

Advisory Activities

- Financial planning services
- Portfolio management for individuals and/or small businesses

Compensation Arrangments

- A percentage of assets under your management
- Hourly charges
- Fixed fees (other than subscription fees)

Reported AUM

723M 620M 517M 413M 310M 207M 103M
2015 2016 2017 2018 2019 2020 2021 2022 2023 2024 2025 2026
Discretionary
Non-discretionary

Private Funds

No private funds

Employees

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Top Holdings

Stock Ticker Stock Name $ Position % Position $ Change # Change
Stck Ticker874039100 Stock NameTAIWAN SEMICONDUCTOR MANUFAC $ Position$28,605,440 % Position7.00% $ Change10.00% # Change-1.00%
Stck Ticker037833100 Stock NameAPPLE INC $ Position$17,987,253 % Position4.00% $ Change-7.00% # Change0.00%
Stck Ticker464285204 Stock NameISHARES GOLD TR $ Position$10,752,875 % Position3.00% $ Change8.00% # Change-1.00%
Stck Ticker81369Y886 Stock NameSELECT SECTOR SPDR TR $ Position$7,371,694 % Position2.00% $ Change10.00% # Change2.00%
Stck Ticker594918104 Stock NameMICROSOFT CORP $ Position$10,342,262 % Position2.00% $ Change-23.00% # Change0.00%
Stck Ticker69608A108 Stock NamePALANTIR TECHNOLOGIES INC $ Position$6,657,934 % Position2.00% $ Change-18.00% # Change0.00%
Stck Ticker166764100 Stock NameCHEVRON CORPORATION $ Position$9,008,219 % Position2.00% $ Change35.00% # Change-1.00%
Stck Ticker931142103 Stock NameWALMART INC $ Position$6,583,609 % Position2.00% $ Change10.00% # Change-1.00%
Stck Ticker172967424 Stock NameCITIGROUP INC $ Position$2,855,210 % Position1.00% $ Change-3.00% # Change0.00%
Stck Ticker459200101 Stock NameINTERNATIONAL BUSINESS MACHS $ Position$2,147,091 % Position1.00% $ Change-18.00% # Change0.00%

Brochure Summary