Overview
StoneCastle Advisors, LLC was formed in 2003 and is a wholly‐owned subsidiary of
StoneCastle Advisory Services, LLC. StoneCastle Advisory Services, LLC is a wholly‐owned
subsidiary of StoneCastle Partners, LLC.
StoneCastle provides investment services to institutional clients, including securitized asset
funds or asset backed investment vehicles (collectively, “ABIV”).
StoneCastle offers investment services only with respect to limited types of investments
including fixed income securities (including, without limitation, trust preferred securities,
subordinated debt securities and structured finance securities) issued by financial
institutions (including, without limitation, banks, thrifts, credit unions or similar financial
institutions or holding companies thereof) or special purpose vehicles
or corporations.
StoneCastle acts as collateral manager on the equity and mezzanine tranches of ABIVs
collateralized by various asset classes, including capital securities issued by financial
institutions, real estate and real estate backed securities, asset‐backed securities, term
B loans, pro‐rata loans, middle market loans or other assets that StoneCastle deems
attractive relative value perspective from time to time.
In its role as collateral manager, StoneCastle does not provide investment advice directly
to investors in the securitized asset funds or ABIVs.
As of December 31, 2023, StoneCastle had discretionary assets under management of
approximately $1,121,966,334.
As of December 31, 2023, StoneCastle had non‐discretionary assets under management of
$0.