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Adviser Profile

Registration status Terminated
As of Date 06/30/2020
Adviser Type - Large advisory firm
Number of Employees 14 -6.67%
of those in investment advisory functions 13
AUM* 659,329,663 13.65%
of that, discretionary 626,676,865 10.38%
Private Fund GAV* 0
Avg Account Size 2,281,418 13.26%
% High Net Worth 10.55% -75.70%
SMA’s Yes
Private Funds 0

Client Types

- Individuals (other than high net worth individuals)
- High net worth individuals
- Pension and profit sharing plans
- Corporations or other businesses not listed above

Advisory Activities

- Financial planning services
- Portfolio management for individuals and/or small businesses
- Portfolio management for businesses
- Selection of other advisers
- Publication of periodicals or newsletters

Compensation Arrangments

- A percentage of assets under your management
- Hourly charges
- Fixed fees (other than subscription fees)

Reported AUM

795M 681M 568M 454M 341M 227M 114M
2015 2016 2017 2018 2019 2020
Discretionary
Non-discretionary

Private Funds

No private funds

Employees

Top Holdings

Stock Ticker Stock Name $ Position % Position $ Change # Change
Stck Ticker464287200 Stock NameISHARES TR $ Position$129,539 % Position51.41% $ Change5.95% # Change-2.36%
Stck Ticker464287440 Stock NameISHARES TR $ Position$21,092 % Position8.37% $ Change3.37% # Change3.41%
Stck Ticker464287499 Stock NameISHARES TR $ Position$17,394 % Position6.90% $ Change2.08% # Change-4.65%
Stck Ticker46434V803 Stock NameISHARES TR $ Position$16,550 % Position6.57% $ Change1.36% # Change1.56%
Stck Ticker594918104 Stock NameMICROSOFT CORP $ Position$9,658 % Position3.83% $ Change9.76% # Change6.20%
Stck Ticker037833100 Stock NameAPPLE INC $ Position$8,970 % Position3.56% $ Change37.16% # Change332.04%
Stck Ticker83088V102 Stock NameSLACK TECHNOLOGIES INC $ Position$5,936 % Position2.36% $ Change-17.35% # Change-4.33%
Stck Ticker922908652 Stock NameVANGUARD INDEX FDS $ Position$4,581 % Position1.82% $ Change18.53% # Change8.15%
Stck Ticker023135106 Stock NameAMAZON COM INC $ Position$4,449 % Position1.77% $ Change31.55% # Change15.25%
Stck Ticker921946406 Stock NameVANGUARD WHITEHALL FDS $ Position$2,784 % Position1.10% $ Change2.73% # Change0.00%