9AT: CAPITAL ADVISERS, INC.

Adviser Profile

As of Date	01/28/2026
Registration	SEC, Approved, 09/03/2004
Other registrations (2)	North Carolina, Terminated, 01/07/2013 South Carolina, Terminated, 08/04/2004
ADV Location	RALEIGH, NC, United States
Contact Info	919 xxxxxxx
Websites

AUM^*	620,000,000 11%
of that, discretionary	620,000,000 11%
Number of Employees	5 67%
of those in investment advisory functions	2 -33%
Private Fund GAV^*	0
Avg Account Size	411,960 -12%
% High Net Worth	8.30% 80%
SMA’s	Yes
Private Funds	0

Adviser Type

- Large advisory firm

Client Types

- Individuals (other than high net worth individuals)
- High net worth individuals
- Pension and profit sharing plans
- Charitable organizations
- Corporations or other businesses not listed above

Advisory Activities

- Portfolio management for individuals and/or small businesses
- Portfolio management for businesses
- Pension consulting services
- Selection of other advisers

Compensation Arrangments

- A percentage of assets under your management
- Hourly charges

Adviser	Hedge Fund	Liquidity Fund	Private Equity Fund	Real Estate Fund	Securitized Asset Fund	Venture Capital Fund	Other Fund	Total Private Fund GAV	AUM	#Funds
Adviser REFLECTION ASSET MANAGEMENT	Hedge Fund-	Liquidity Fund-	Private Equity Fund-	Real Estate Fund-	Securitized Asset Fund-	Venture Capital Fund-	Other Fund-	Total Private Fund GAV-	AUM228.9m	#Funds-
Adviser SMI ADVISORY SERVICES, LLC	Hedge Fund-	Liquidity Fund-	Private Equity Fund-	Real Estate Fund-	Securitized Asset Fund-	Venture Capital Fund-	Other Fund-	Total Private Fund GAV-	AUM949.0m	#Funds-
Adviser CAROSA, STANTON & DEPAOLO ASSET MANAGEMENT, LLC	Hedge Fund-	Liquidity Fund-	Private Equity Fund-	Real Estate Fund-	Securitized Asset Fund-	Venture Capital Fund-	Other Fund-	Total Private Fund GAV-	AUM50.7m	#Funds-
Adviser RICHARD BERNSTEIN ADVISORS LLC	Hedge Fund-	Liquidity Fund-	Private Equity Fund-	Real Estate Fund-	Securitized Asset Fund-	Venture Capital Fund-	Other Fund-	Total Private Fund GAV-	AUM3.8b	#Funds-
Adviser GRIMALDI PORTFOLIO SOLUTIONS, INC	Hedge Fund-	Liquidity Fund-	Private Equity Fund-	Real Estate Fund-	Securitized Asset Fund-	Venture Capital Fund-	Other Fund-	Total Private Fund GAV-	AUM133.0m	#Funds-
Adviser PORTFOLIO STRATEGIES INC	Hedge Fund-	Liquidity Fund-	Private Equity Fund-	Real Estate Fund-	Securitized Asset Fund-	Venture Capital Fund-	Other Fund-	Total Private Fund GAV-	AUM50.2m	#Funds-
Adviser INTEGRATED CAPITAL MANAGEMENT, INC.	Hedge Fund-	Liquidity Fund-	Private Equity Fund-	Real Estate Fund-	Securitized Asset Fund-	Venture Capital Fund-	Other Fund-	Total Private Fund GAV-	AUM232.4m	#Funds-
Adviser NBW CAPITAL LLC	Hedge Fund-	Liquidity Fund-	Private Equity Fund-	Real Estate Fund-	Securitized Asset Fund-	Venture Capital Fund-	Other Fund-	Total Private Fund GAV-	AUM622.4m	#Funds-
Adviser CALDER FINANCIAL GROUP	Hedge Fund-	Liquidity Fund-	Private Equity Fund-	Real Estate Fund-	Securitized Asset Fund-	Venture Capital Fund-	Other Fund-	Total Private Fund GAV-	AUM297.0m	#Funds-
Adviser BEACON CAPITAL MANAGEMENT, INC.	Hedge Fund-	Liquidity Fund-	Private Equity Fund-	Real Estate Fund-	Securitized Asset Fund-	Venture Capital Fund-	Other Fund-	Total Private Fund GAV-	AUM4.3b	#Funds-

Brochure Summary

Overview

Capital Advisers, Inc., (hereinafter, “Capital Advisers”) is an independent, objective, open architecture money manager which continually researches, reviews, and monitors the complete investment universe of no-load and load-waived mutual funds, exchange- traded funds, and separate account managers to create a customized portfolio of traditional and alternative (or private markets) asset classes based upon each client’s risk tolerance and objectives. Capital Advisers’ fundamental premise is that asset allocation will drive a portfolio’s risk and return characteristics. With quantitative and qualitative research, we seek superior managers for each asset class and style discipline. No single manager can replicate the return capture and risk management of our extended “team” of managers. Capital Advisers adds value by:  Researching intensively to select top managers regardless of the investment vehicle.  Attempting to capture emerging quality managers before asset bloat, style and strategy drift, and manager burnout occur to diminish his value to portfolios.  Understanding true, underlying investment characteristics.  Monitoring rigorously all underlying investments to discover manager or process change or long-term secular incompatibilities with portfolios.  Rebalancing unemotionally to capture and consolidate gains from outperforming asset

classes by selling positions in asset classes which have exceeded their initial allocation percentages and placing those proceeds into those asset classes which have underperformed and, temporarily, reflect less than their initial allocation percentages.  Employing an efficient, cost-effective trading technology platform used by many global money managers to achieve desirable and timely execution.  Remaining vigilant to maximize cost-efficiency and tax-efficiency in a firm wide atmosphere of transparency in and full disclosure of processes and results. Capital Advisers has only two (2) individual owners and offers no proprietary products. As of December 31, 2023, we are discretionary asset managers managing approximately five hundred sixty million and no/100 dollars ($560,000,000.00) in individual and institutional assets held across more than 1150 accounts. Steven Blair Wilson, the current President and Chief Investment Officer, has managed individual and institutional assets for over two (2) decades at Capital Advisers, Inc. Capital Advisers, Inc., began formal operations in 1994. Each client commits in writing to the percentage of their portfolio to be managed in equity exposures and the percentage of their portfolio to be managed in fixed income exposures. Capital Advisers, Inc., does not offer a wrap fee program.

CAPITAL ADVISERS, INC.

CAPITAL ADVISERS, INC.

Adviser Profile

Details

Adviser Type

Client Types

Advisory Activities

Compensation Arrangments

Reported AUM

Private Funds

Employees

Similar advisers

Brochure Summary

Overview

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CAPITAL ADVISERS, INC. CAPITAL ADVISERS, INC.

Adviser Profile

Details

Adviser Type

Client Types

Advisory Activities

Compensation Arrangments

Reported AUM

Private Funds

Employees

Similar advisers

Brochure Summary

Overview

CAPITAL ADVISERS, INC.

CAPITAL ADVISERS, INC.