9AT: CLEARLOGIC FINANCIAL, INC.

Adviser Profile

As of Date	05/10/2024
Registration status	Terminated
ADV Location	RESTON, VA, United States
Contact Info	703 xxxxxxx
Websites

AUM^*	425,190,568 14%
of that, discretionary	383,487,422 16%
Number of Employees	8
of those in investment advisory functions	6 20%
Private Fund GAV^*	0
Avg Account Size	457,194 15%
% High Net Worth	66.30% 4%
SMA’s	Yes
Private Funds	0

Adviser Type

- Large advisory firm

Client Types

- Individuals (other than high net worth individuals)
- High net worth individuals

Advisory Activities

- Financial planning services
- Portfolio management for individuals and/or small businesses
- Pension consulting services

Compensation Arrangments

- A percentage of assets under your management
- Fixed fees (other than subscription fees)

Adviser	Hedge Fund	Liquidity Fund	Private Equity Fund	Real Estate Fund	Securitized Asset Fund	Venture Capital Fund	Other Fund	Total Private Fund GAV	AUM	#Funds
Adviser CAPITAL MANAGEMENT LLC	Hedge Fund-	Liquidity Fund-	Private Equity Fund-	Real Estate Fund-	Securitized Asset Fund-	Venture Capital Fund-	Other Fund-	Total Private Fund GAV-	AUM383.0m	#Funds-
Adviser ATTICUS WEALTH MANAGEMENT	Hedge Fund-	Liquidity Fund-	Private Equity Fund-	Real Estate Fund-	Securitized Asset Fund-	Venture Capital Fund-	Other Fund-	Total Private Fund GAV-	AUM565.3m	#Funds-
Adviser TOWNSEND ASSET MANAGEMENT CORP.	Hedge Fund-	Liquidity Fund-	Private Equity Fund-	Real Estate Fund-	Securitized Asset Fund-	Venture Capital Fund-	Other Fund-	Total Private Fund GAV-	AUM479.6m	#Funds-
Adviser LANTZ FINANCIAL LLC	Hedge Fund-	Liquidity Fund-	Private Equity Fund-	Real Estate Fund-	Securitized Asset Fund-	Venture Capital Fund-	Other Fund-	Total Private Fund GAV-	AUM994.1m	#Funds-
Adviser CAIRN INVESTMENT GROUP	Hedge Fund-	Liquidity Fund-	Private Equity Fund-	Real Estate Fund-	Securitized Asset Fund-	Venture Capital Fund-	Other Fund-	Total Private Fund GAV-	AUM385.0m	#Funds-
Adviser PDS PLANNING INC	Hedge Fund-	Liquidity Fund-	Private Equity Fund-	Real Estate Fund-	Securitized Asset Fund-	Venture Capital Fund-	Other Fund-	Total Private Fund GAV-	AUM2.2b	#Funds-
Adviser CRESTMONT PRIVATE WEALTH LLC	Hedge Fund-	Liquidity Fund-	Private Equity Fund-	Real Estate Fund-	Securitized Asset Fund-	Venture Capital Fund-	Other Fund-	Total Private Fund GAV-	AUM363.0m	#Funds-
Adviser OVERBROOK MANAGEMENT CORPORATION	Hedge Fund195.1m	Liquidity Fund-	Private Equity Fund44.6k	Real Estate Fund-	Securitized Asset Fund-	Venture Capital Fund-	Other Fund-	Total Private Fund GAV195.1m	AUM1.1b	#Funds3
Adviser COUNCIL OAK WEALTH ADVISORS	Hedge Fund-	Liquidity Fund-	Private Equity Fund-	Real Estate Fund-	Securitized Asset Fund-	Venture Capital Fund-	Other Fund-	Total Private Fund GAV-	AUM529.4m	#Funds-
Adviser CHEMISTRY WEALTH MANAGEMENT LLC	Hedge Fund-	Liquidity Fund-	Private Equity Fund-	Real Estate Fund-	Securitized Asset Fund-	Venture Capital Fund-	Other Fund-	Total Private Fund GAV-	AUM1.3b	#Funds-

Brochure Summary

Overview

Ticknor Atherton & Associates’ registration was granted by the U.S. Securities and Exchange Commission on October 29, 2004. The name of the firm was changed to ClearLogic Financial, Inc. in January 2015. Samuel Mark Atherton (CRD Number 4706300) is President and owns 100% of the equity of the firm. The firm is not publicly owned or traded. There are no indirect owners of the firm or intermediaries who have any ownership interest in the firm. The firm manages each client’s portfolio on an individualized basis. Clients may impose restrictions on their accounts. As of December 31, 2022, the firm managed assets on a discretionary basis in the amount of $329,426,220 and on a non-discretionary basis in the amount of $42,884,247. Adviser provides clients with continuous financial planning, investment advisory and account monitoring services on a fee-only basis. Adviser designs individualized financial plans for clients and develops investment strategies to meet client goals. Adviser sends clients quarterly reports detailing portfolio performance. Adviser meets with clients, in person or by telephone, as often as they require.

A significant portion of the firm’s efforts are related to “non-securities advice”, such as issues involving expense budgeting, tax planning, education funding, insurance, charitable and estate planning, among others. The Adviser develops a written Investment Policy Statement for each client, based on the client's risk tolerance, investment return objectives, investment time horizon, income requirements and other factors. The Investment Policy Statement, which is reviewed and approved by the client, describes a target investment portfolio for the client where assets are usually divided among equity, fixed income, and alternative investments. Adviser will typically recommend investments in mutual funds and exchange traded funds. The Statement further identifies investment asset classes within these broad categories, such as short and intermediate-term U.S. and global bonds, U.S. large and small company growth and value stocks, international large company and small company growth and value stocks, commodity futures, and money market securities. Wrap Fee Programs We do not participate in wrap fee programs.

CLEARLOGIC FINANCIAL, INC.

CLEARLOGIC FINANCIAL, INC.

ATHERTON CONSULTING INC.

TICKNOR, ATHERTON AND ASSOCIATES

ATHERTON CONSULTING INC., DBA TICKNOR ATHERTON AND ASSOCIATES

Adviser Profile

Details

Adviser Type

Client Types

Advisory Activities

Compensation Arrangments

Reported AUM

Private Funds

Employees

Similar advisers

Brochure Summary

Overview

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CLEARLOGIC FINANCIAL, INC. CLEARLOGIC FINANCIAL, INC. ATHERTON CONSULTING INC. TICKNOR, ATHERTON AND ASSOCIATES ATHERTON CONSULTING INC., DBA TICKNOR ATHERTON AND ASSOCIATES

Adviser Profile

Details

Adviser Type

Client Types

Advisory Activities

Compensation Arrangments

Reported AUM

Private Funds

Employees

Similar advisers

Brochure Summary

Overview

CLEARLOGIC FINANCIAL, INC.

CLEARLOGIC FINANCIAL, INC.

ATHERTON CONSULTING INC.

TICKNOR, ATHERTON AND ASSOCIATES

ATHERTON CONSULTING INC., DBA TICKNOR ATHERTON AND ASSOCIATES