Adviser Profile

As of Date 03/27/2026
Registration SEC, Approved, 01/03/2005
Other registrations (11)
ADV Location NEW LENOX, IL, United States
Contact Info 630 xxxxxxx
Websites
AUM* 240,418,188 -29%
of that, discretionary 240,418,188 -29%
Number of Employees 33 -11%
of those in investment advisory functions 33 -11%
Private Fund GAV* 0
Avg Account Size 115,864 -2%
% High Net Worth 2.45% 10%
SMA’s Yes
Private Funds 0

Adviser Type

- Large advisory firm

Client Types

- Individuals (other than high net worth individuals)
- High net worth individuals

Advisory Activities

- Financial planning services
- Portfolio management for individuals and/or small businesses
- Selection of other advisers

Compensation Arrangments

- A percentage of assets under your management
- Hourly charges
- Fixed fees (other than subscription fees)

Reported AUM

338M 290M 241M 193M 145M 97M 48M
2015 2016 2017 2018 2019 2020 2021 2022 2023 2024 2025 2026
Discretionary
Non-discretionary

Private Funds

No private funds

Employees

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Top Holdings

Stock Ticker Stock Name $ Position % Position $ Change # Change
Stck Ticker464287200 Stock NameISHARES TR $ Position$19,853,701 % Position13.00% $ Change-5.00% # Change0.00%
Stck Ticker464287226 Stock NameISHARES TR $ Position$10,311,898 % Position7.00% $ Change-2.00% # Change-1.00%
Stck Ticker921943858 Stock NameVANGUARD TAX-MANAGED FDS $ Position$10,886,359 % Position7.00% $ Change3.00% # Change0.00%
Stck Ticker33939L886 Stock NameFLEXSHARES TR $ Position$9,542,159 % Position6.00% $ Change3.00% # Change3.00%
Stck Ticker46090E103 Stock NameINVESCO QQQ TR $ Position$6,851,755 % Position4.00% $ Change-11.00% # Change-5.00%
Stck Ticker464287432 Stock NameISHARES TR $ Position$6,802,994 % Position4.00% $ Change-1.00% # Change-1.00%
Stck Ticker46432F339 Stock NameISHARES TR $ Position$6,674,795 % Position4.00% $ Change-2.00% # Change1.00%
Stck Ticker921908844 Stock NameVANGUARD SPECIALIZED FUNDS $ Position$5,648,412 % Position4.00% $ Change-5.00% # Change-2.00%
Stck Ticker78464A375 Stock NameSPDR SERIES TRUST $ Position$4,643,431 % Position3.00% $ Change1.00% # Change2.00%
Stck Ticker78464A300 Stock NameSPDR SERIES TRUST $ Position$4,898,098 % Position3.00% $ Change5.00% # Change1.00%

Brochure Summary