9AT: SG CAPITAL MANAGEMENT LLC

other names

SG CAPITAL MANAGEMENT LLC

Adviser Profile

As of Date	05/13/2025
ADV Location	CHICAGO, IL, United States
Adviser Type - Large advisory firm
Number of Employees	11 38%
of those in investment advisory functions	7 40%
Registration	SEC, Approved, 04/13/2005

AUM^*	957,435,616 119%
of that, discretionary	957,435,616 119%
Private Fund GAV^*	314,624,761 -2%
Avg Account Size	38,297,425 76%
SMA’s	Yes
Private Funds	3
Contact Info	312 xxxxxxx
Websites

Client Types

- Pooled investment vehicles
- Sovereign wealth funds and foreign official institutions
- Corporations or other businesses not listed above

Advisory Activities

- Portfolio management for individuals and/or small businesses
- Portfolio management for pooled investment vehicles
- Portfolio management for businesses

Compensation Arrangments

- A percentage of assets under your management
- Performance-based fees

Fund Type	Count	GAV
Fund TypeHedge Fund	Count3	GAV$314,624,761

Adviser	Hedge Fund	Liquidity Fund	Private Equity Fund	Real Estate Fund	Securitized Asset Fund	Venture Capital Fund	Other Fund	Total Private Fund GAV	AUM	#Funds
Adviser L2 ASSET MANAGEMENT, LLC	Hedge Fund110.5m	Liquidity Fund-	Private Equity Fund-	Real Estate Fund-	Securitized Asset Fund-	Venture Capital Fund-	Other Fund-	Total Private Fund GAV110.5m	AUM819.6m	#Funds2
Adviser NW1 PARTNERS	Hedge Fund686.0m	Liquidity Fund-	Private Equity Fund-	Real Estate Fund-	Securitized Asset Fund-	Venture Capital Fund-	Other Fund-	Total Private Fund GAV686.0m	AUM686.0m	#Funds3
Adviser JOHKIM CAPITAL PARTNERS MANAGEMENT LLC	Hedge Fund340.2m	Liquidity Fund-	Private Equity Fund-	Real Estate Fund-	Securitized Asset Fund-	Venture Capital Fund-	Other Fund-	Total Private Fund GAV340.2m	AUM340.2m	#Funds3
Adviser EDENBROOK CAPITAL, LLC	Hedge Fund242.0m	Liquidity Fund-	Private Equity Fund-	Real Estate Fund-	Securitized Asset Fund-	Venture Capital Fund-	Other Fund-	Total Private Fund GAV242.0m	AUM242.0m	#Funds2
Adviser LIQUID CAPITAL MANAGEMENT LLC	Hedge Fund578.4m	Liquidity Fund-	Private Equity Fund-	Real Estate Fund-	Securitized Asset Fund-	Venture Capital Fund-	Other Fund-	Total Private Fund GAV578.4m	AUM333.7m	#Funds5
Adviser INDIA CAPITAL LLC	Hedge Fund348.9m	Liquidity Fund-	Private Equity Fund-	Real Estate Fund-	Securitized Asset Fund-	Venture Capital Fund-	Other Fund-	Total Private Fund GAV348.9m	AUM348.9m	#Funds1
Adviser HERITAGE WEALTH MANAGEMENT, INC.	Hedge Fund62.8m	Liquidity Fund-	Private Equity Fund34.4m	Real Estate Fund-	Securitized Asset Fund-	Venture Capital Fund-	Other Fund32.8m	Total Private Fund GAV129.9m	AUM491.2m	#Funds8
Adviser RDST CAPITAL LLC	Hedge Fund826.6m	Liquidity Fund-	Private Equity Fund-	Real Estate Fund-	Securitized Asset Fund-	Venture Capital Fund-	Other Fund28.1m	Total Private Fund GAV854.7m	AUM1.0b	#Funds2
Adviser SEVEN GRAND MANAGERS LLC	Hedge Fund4.3m	Liquidity Fund-	Private Equity Fund-	Real Estate Fund-	Securitized Asset Fund-	Venture Capital Fund-	Other Fund-	Total Private Fund GAV4.3m	AUM399.3m	#Funds1
Adviser SCALEBUILDER, LLC	Hedge Fund288.9m	Liquidity Fund-	Private Equity Fund-	Real Estate Fund-	Securitized Asset Fund-	Venture Capital Fund-	Other Fund-	Total Private Fund GAV288.9m	AUM258.9m	#Funds4

Brochure Summary

Overview

Firm Description SG Capital (or the “Firm”) was founded in April of 2002 by Ken Grossman, Co-Founder and Glen Schneider, Co-Founder, President, and now 100% owner of the Firm. SG Capital is organized under the laws of the State of Delaware and is domiciled in Chicago, Illinois. We provide discretionary investment management to private funds as well as separate accounts for institutions (collectively, our “Clients”). We manage the Cedar Street Fund, LP (the “Onshore Fund”) and the Cedar Street Offshore Fund, Ltd (the “Offshore Fund”) (together, the “Cedar Street Funds”); we also manage the Cedar Street Teton Fund, LP (the “Teton Fund”). (each, as a “Fund” and all four together, the “Funds”). The Cedar Street Funds follow a similar event-driven, opportunistic strategy, investing in US- listed equities and corresponding options. These funds offer four classes to its investors: Market Neutral, Levered Market Neutral, Long-Short or Long Only. SG Capital also manages separate accounts that follow the same Market Neutral, Levered Market Neutral, Long-Short or Long Only strategies that the Cedar Street Funds’ share classes offer. Absent client-imposed restrictions,

each share class and corresponding separate account is managed pari passu and therefore will maintain the same portfolio holdings. The Teton Fund is managed following a similar opportunistic strategy but allows for greater exposure and leverage limits. The Teton Fund may also invest in securities with greater market capitalizations and securities in sectors in which the Cedar Street Funds do not invest. Lastly, this fund also offers Market Neutral, Long-Short, Long Only and Concentrated classes to its investors. SG Capital also manages separate accounts that follow the same Long-Short or Long Only strategies that the Teton Fund’s share classes offer. Absent client-imposed restrictions, each share class and corresponding separate account is managed pari passu and therefore will maintain the same portfolio holdings. Investors are not allowed to impose restrictions on the investments within a Fund; however, SG Capital allows separate account clients to impose reasonable restrictions on the management of their accounts. Client Assets As of December 31, 2023, we were actively managing $436,300,000 in assets on a discretionary basis.

SG CAPITAL MANAGEMENT LLC

Adviser Profile

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Brochure Summary

Overview