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Adviser Profile

As of Date 09/10/2024
Adviser Type - Large advisory firm
Number of Employees 49 -39.51%
of those in investment advisory functions 15
Registration SEC, Approved, 03/31/2005
AUM* 5,911,757,864 18.10%
of that, discretionary 5,890,631,778 20.40%
Private Fund GAV* 826,536,253 9.33%
Avg Account Size 7,417,513 -0.12%
% High Net Worth 59.76% -12.98%
SMA’s Yes
Private Funds 10
Contact Info (21 xxxxxxx
Websites

Client Types

- Individuals (other than high net worth individuals)
- High net worth individuals
- Pooled investment vehicles

Advisory Activities

- Financial planning services
- Portfolio management for individuals and/or small businesses
- Portfolio management for pooled investment vehicles
- Selection of other advisers

Compensation Arrangments

- A percentage of assets under your management
- Hourly charges
- Fixed fees (other than subscription fees)

Reported AUM

Discretionary
Non-discretionary
5B 4B 3B 3B 2B 1B 699M
2015 2016 2017 2018 2019 2020 2021 2022 2023

Private Funds



Employees

Private Funds Structure

Fund Type Count GAV
Fund TypeHedge Fund Count1 GAV$206,775,646
Fund TypePrivate Equity Fund Count8 GAV$516,452,527
Fund TypeReal Estate Fund Count1 GAV$103,308,080

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Top Holdings

Stock Ticker Stock Name $ Position % Position $ Change # Change
Stck Ticker922908363 Stock NameVANGUARD INDEX FDS $ Position$508,226,026 % Position38.00% $ Change15.00% # Change10.00%
Stck Ticker233051200 Stock NameDBX ETF TR $ Position$197,038,333 % Position15.00% $ Change19.00% # Change18.00%
Stck Ticker78462F103 Stock NameSPDR S&P 500 ETF TR $ Position$148,492,668 % Position11.00% $ Change2.00% # Change-2.00%
Stck Ticker464287598 Stock NameISHARES TR $ Position$66,330,514 % Position5.00% $ Change7.00% # Change10.00%
Stck Ticker464287655 Stock NameISHARES TR $ Position$43,683,786 % Position3.00% $ Change-4.00% # Change-1.00%
Stck Ticker464287226 Stock NameISHARES TR $ Position$28,876,490 % Position2.00% $ Change14.00% # Change15.00%
Stck Ticker46090E103 Stock NameINVESCO QQQ TR $ Position$12,237,135 % Position1.00% $ Change21.00% # Change12.00%
Stck Ticker46137V613 Stock NameINVESCO EXCHANGE TRADED FD T $ Position$19,248,569 % Position1.00% $ Change-1.00% # Change0.00%
Stck Ticker464287648 Stock NameISHARES TR $ Position$15,491,574 % Position1.00% $ Change-3.00% # Change0.00%
Stck Ticker922908629 Stock NameVANGUARD INDEX FDS $ Position$12,434,569 % Position1.00% $ Change-3.00% # Change0.00%

Brochure Summary