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Adviser Profile

As of Date 03/29/2024
Adviser Type - Large advisory firm
Number of Employees 3
of those in investment advisory functions 3
Registration Alabama, Terminated, 12/17/2007
Other registrations (1)
AUM* 430,432,261 4.98%
of that, discretionary 136,249,198 1.31%
Private Fund GAV* 30,767,506 5.84%
Avg Account Size 14,347,742 11.97%
% High Net Worth 80.00% 18.10%
SMA’s Yes
Private Funds 4
Contact Info 205 xxxxxxx
Websites

Client Types

- High net worth individuals
- Pooled investment vehicles
- Other investment advisers
- Corporations or other businesses not listed above

Advisory Activities

- Portfolio management for individuals and/or small businesses
- Portfolio management for pooled investment vehicles
- Portfolio management for businesses
- Selection of other advisers

Compensation Arrangments

- A percentage of assets under your management
- Performance-based fees

Reported AUM

Discretionary
Non-discretionary
283M 243M 202M 162M 121M 81M 40M
2015 2016 2017 2018 2019 2020 2021 2022 2023

Private Funds



Employees

Private Funds Structure

Fund Type Count GAV
Fund TypeHedge Fund Count1 GAV$6,157,320
Fund TypePrivate Equity Fund Count3 GAV$24,610,186

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Brochure Summary