Adviser Profile
| As of Date | 04/16/2020 |
| Registration status | Terminated |
| ADV Location | CHICAGO, IL, United States |
| AUM* | 10,724,120,206 |
| of that, discretionary | 10,702,697,782 |
| Number of Employees | 86 |
| of those in investment advisory functions | 36 |
| Private Fund GAV* | 0 |
| Avg Account Size | 4,131,017 |
| % High Net Worth | 61.99% |
| SMA’s | Yes |
| Private Funds | 0 |
Adviser Type
- An investment adviser (or subadviser) to an investment company
- Pension consultant
Client Types
- Individuals (other than high net worth individuals)
- High net worth individuals
- Banking or thrift institutions
- Investment companies
- Pooled investment vehicles
- Pension and profit sharing plans
- Charitable organizations
- State or municipal government entities
- Other investment advisers
- Insurance companies
- Corporations or other businesses not listed above
- Other
Advisory Activities
- Portfolio management for individuals and/or small businesses
- Portfolio management for investment companies
- Portfolio management for pooled investment vehicles
- Portfolio management for businesses
- Pension consulting services
- Selection of other advisers
Compensation Arrangments
- A percentage of assets under your management
- Fixed fees (other than subscription fees)
- Performance-based fees
Reported AUM
Private Funds
Employees
Top Holdings
| Stock Ticker | Stock Name | $ Position | % Position | $ Change | # Change |
|---|---|---|---|---|---|
| Stck Ticker594918104 | Stock NameMICROSOFT CORP | $ Position$109,835,964 | % Position4.00% | $ Change4.00% | # Change-7.00% |
| Stck Ticker67066G104 | Stock NameNVIDIA CORPORATION | $ Position$70,885,362 | % Position3.00% | $ Change55.00% | # Change-15.00% |
| Stck Ticker02079K305 | Stock NameALPHABET INC CL A | $ Position$83,126,584 | % Position3.00% | $ Change12808.00% | # Change11711.00% |
| Stck Ticker023135106 | Stock NameAMAZON COM INC | $ Position$73,162,374 | % Position3.00% | $ Change17.00% | # Change-1.00% |
| Stck Ticker037833100 | Stock NameAPPLE INC | $ Position$77,850,853 | % Position3.00% | $ Change19218.00% | # Change20821.00% |
| Stck Ticker437076102 | Stock NameHOME DEPOT INC | $ Position$39,807,545 | % Position2.00% | $ Change19.00% | # Change8.00% |
| Stck Ticker57636Q104 | Stock NameMASTERCARD INC CL A | $ Position$57,597,788 | % Position2.00% | $ Change11.00% | # Change-2.00% |
| Stck Ticker30303M102 | Stock NameMETA PLATFORMS INC CL A | $ Position$40,468,608 | % Position2.00% | $ Change15057.00% | # Change10709.00% |
| Stck Ticker91324P102 | Stock NameUNITEDHEALTH GROUP INC | $ Position$43,847,383 | % Position2.00% | $ Change-7.00% | # Change-1.00% |
| Stck Ticker697435105 | Stock NamePALO ALTO NETWORKS INC | $ Position$29,710,479 | % Position1.00% | $ Change-3.00% | # Change1.00% |