ARISTEIA CAPITAL, LLC

other names
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Adviser Profile
As of Date 04/01/2024
Adviser Type - Large advisory firm
Number of Employees 61 3.39%
of those in investment advisory functions 21 5.00%
Registration SEC, Approved, 7/13/2005
AUM* 12,162,529,805 22.55%
of that, discretionary 12,162,529,805 22.55%
Private Fund GAV* 8,928,423,600 24.05%
Avg Account Size 2,027,088,301 22.55%
SMA’s No
Private Funds 4
Contact Info 212 xxxxxxx
Websites

Client Types

- Pooled investment vehicles
- State or municipal government entities
- Sovereign wealth funds and foreign official institutions

Advisory Activities

- Portfolio management for pooled investment vehicles

Compensation Arrangments

- A percentage of assets under your management
- Performance-based fees

Recent News

Reported AUM

Discretionary
Non-discretionary
11B 10B 8B 7B 5B 3B 2B
2015 2016 2017 2018 2019 2020 2021 2022 2023

Private Funds



Employees

Private Funds Structure

Fund Type Count GAV
Fund TypeHedge Fund Count4 GAV$8,928,423,600

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Top Holdings

Stock Ticker Stock Name $ Position % Position $ Change # Change
Stck Ticker78462F103 Stock NameSPDR S&P 500 ETF TR (PUT) $ Position$1,020,412,500 % Position23.00% $ Change-54.00% # Change-56.00%
Stck Ticker78462F103 Stock NameSPDR S&P 500 ETF TR (PUT) $ Position$544,220,000 % Position12.00% $ Change-76.00% # Change-76.00%
Stck Ticker530307305 Stock NameLIBERTY BROADBAND CORP $ Position$339,329,660 % Position8.00% $ Change-4.00% # Change0.00%
Stck Ticker78462F103 Stock NameSPDR S&P 500 ETF TR (PUT) $ Position$258,504,500 % Position6.00% $ Change-88.00% # Change-89.00%
Stck Ticker00827BAB2 Stock NameAFFIRM HLDGS INC $ Position$214,701,880 % Position5.00% $ Change1.00% # Change0.00%
Stck Ticker14365C103 Stock NameCARNIVAL PLC $ Position$188,261,542 % Position4.00% $ Change12.00% # Change-4.00%
Stck Ticker464288513 Stock NameISHARES TR $ Position$169,314,277 % Position4.00% $ Change1871.00% # Change1886.00%
Stck Ticker46438F101 Stock NameISHARES BITCOIN TR $ Position$202,805,626 % Position4.00% $ Change24.00% # Change47.00%
Stck Ticker40131MAB5 Stock NameGUARDANT HEALTH INC $ Position$180,633,886 % Position4.00% $ Change16.00% # Change2.00%
Stck Ticker531229789 Stock NameLIBERTY MEDIA CORP DEL $ Position$121,660,838 % Position3.00% $ Change-30.00% # Change-7.00%

Brochure Summary

Overview

Aristeia Capital, L.L.C. (also referred to as Aristeia Capital), founded in 1997, is an investment services firm specializing in investment management for pooled investment vehicles. All of our clients are pooled investment vehicles. The principal owner of Aristeia Capital is Aristeia Holdings, L.P. Anthony M. Frascella, William R. Techar, Robert H. Lynch, Jr., Kevin C. Toner and Aristeia Holdings GP LLC own Aristeia Holdings, L.P. Aristeia Capital maintains offices in Greenwich, Connecticut and New York City. In providing our advisory services to pooled investment vehicles, we focus on investments in the credit markets and other opportunities that we think exhibit attractive return profiles. We strive to employ a dynamic approach to managing our clients’ portfolios by actively managing our clients’ positions to extract profits and attempt to mitigate risk through a variety of investment strategies. We use a combination of mathematical and statistical modeling and fundamental research and analysis to determine our target investments. Advisory Clients Our firm’s advisory clients fall into three categories: 1. Private funds
sponsored and controlled by Aristeia Capital for a variety of investors (referred to as the “Aristeia Funds”); 2. Pooled investment vehicles sponsored by unaffiliated institutions (referred to as the “Dedicated Funds”); and 3. Separately managed accounts (referred to as the “SMAs”). Our firm tailors our advisory services to the individual needs of our clients. Our portfolio managers adhere to the investment strategy set forth in each client’s Private Placement Memorandum and/or other governing documents. Our clients’ Private Placement Memoranda and/or other governing documents allow for investing in a broad array of securities and financial instruments to the end of achieving their investment objectives, subject to any investment guidelines and restrictions agreed upon with each client. We do not participate in wrap fee programs. The amount of net client assets that we manage on a discretionary basis is $6,682,411,059 as of December 31, 2023. This figure includes the assets held in the Aristeia Funds and the Dedicated Funds, as well as the SMAs that we managed on such date. We do not manage any client assets on a non-discretionary basis.