9AT: LEGATO CAPITAL MANAGEMENT, LLC

Adviser Profile

As of Date	03/23/2026
Registration	SEC, Approved, 08/31/2005
Other registrations (1)	California, Terminated, 09/06/2005
ADV Location	SAN FRANCISCO, CA, United States
Contact Info	415 xxxxxxx
Websites

AUM^*	1,259,674,224 25%
of that, discretionary	1,259,674,224 25%
Number of Employees	4 -33%
of those in investment advisory functions	4
Private Fund GAV^*	0
Avg Account Size	157,459,278 56%
SMA’s	Yes
Private Funds	0 1

Adviser Type

- Large advisory firm

Client Types

- Pension and profit sharing plans
- State or municipal government entities
- Insurance companies

Advisory Activities

- Portfolio management for pooled investment vehicles
- Portfolio management for businesses
- Selection of other advisers

Compensation Arrangments

- A percentage of assets under your management
- Performance-based fees

Accounting Firm Name	Filing Date	Form ADV-E
Accounting Firm Name ASHLAND PARTNERS & COMPANY LLP	Filing Date11/07/2024	Form ADV-E View Report
Accounting Firm Name ASHLAND PARTNERS & COMPANY LLP	Filing Date03/27/2024	Form ADV-E View Report

Adviser	Hedge Fund	Liquidity Fund	Private Equity Fund	Real Estate Fund	Securitized Asset Fund	Venture Capital Fund	Other Fund	Total Private Fund GAV	AUM	#Funds
Adviser DIRECT LENDING INVESTMENTS, LLC	Hedge Fund-	Liquidity Fund-	Private Equity Fund-	Real Estate Fund-	Securitized Asset Fund-	Venture Capital Fund-	Other Fund-	Total Private Fund GAV-	AUM866.3m	#Funds-
Adviser PITON INVESTMENT MANAGEMENT, LP	Hedge Fund-	Liquidity Fund-	Private Equity Fund-	Real Estate Fund-	Securitized Asset Fund-	Venture Capital Fund-	Other Fund-	Total Private Fund GAV-	AUM927.9m	#Funds-
Adviser PARKSIDE INVESTMENTS, LLC	Hedge Fund-	Liquidity Fund-	Private Equity Fund-	Real Estate Fund-	Securitized Asset Fund-	Venture Capital Fund-	Other Fund42.7m	Total Private Fund GAV42.7m	AUM1.4b	#Funds2
Adviser LIBERTY WEALTH MANAGEMENT, LLC	Hedge Fund-	Liquidity Fund-	Private Equity Fund-	Real Estate Fund-	Securitized Asset Fund-	Venture Capital Fund-	Other Fund5.0m	Total Private Fund GAV5.0m	AUM1.7b	#Funds1
Adviser LEGALIST	Hedge Fund-	Liquidity Fund-	Private Equity Fund1.5b	Real Estate Fund-	Securitized Asset Fund-	Venture Capital Fund-	Other Fund-	Total Private Fund GAV1.5b	AUM1.9b	#Funds15
Adviser ASTATINE INVESTMENT PARTNERS	Hedge Fund-	Liquidity Fund-	Private Equity Fund-	Real Estate Fund-	Securitized Asset Fund-	Venture Capital Fund-	Other Fund963.8m	Total Private Fund GAV963.8m	AUM1.2b	#Funds6
Adviser TCG CROSSOVER MANAGEMENT, LLC	Hedge Fund-	Liquidity Fund-	Private Equity Fund-	Real Estate Fund-	Securitized Asset Fund-	Venture Capital Fund-	Other Fund3.8b	Total Private Fund GAV3.8b	AUM5.1b	#Funds3
Adviser OCCUDO QUANTITATIVE STRATEGIES LP	Hedge Fund1.1b	Liquidity Fund-	Private Equity Fund-	Real Estate Fund-	Securitized Asset Fund-	Venture Capital Fund-	Other Fund-	Total Private Fund GAV1.1b	AUM2.2b	#Funds3
Adviser TANGENCY CAPITAL INVESTMENT ADVISORY LTD.	Hedge Fund-	Liquidity Fund-	Private Equity Fund-	Real Estate Fund-	Securitized Asset Fund-	Venture Capital Fund-	Other Fund2.7b	Total Private Fund GAV2.7b	AUM3.5b	#Funds4
Adviser Z2 INVESTMENT MANAGEMENT, LP	Hedge Fund-	Liquidity Fund-	Private Equity Fund-	Real Estate Fund-	Securitized Asset Fund-	Venture Capital Fund-	Other Fund-	Total Private Fund GAV-	AUM859.6m	#Funds-

Stock Ticker	Stock Name	$ Position	% Position	$ Change	# Change
Stck Ticker04010e109	Stock NameARGAN INC	$ Position$18,037,174	% Position2.00%	$ Change46.00%	# Change-16.00%
Stck Ticker05605h100	Stock NameBWX TECHNOLOGIES INC	$ Position$6,244,920	% Position1.00%	$ Change12.00%	# Change-5.00%
Stck Ticker037833100	Stock NameAPPLE INC	$ Position$15,031,473	% Position1.00%	$ Change-3.00%	# Change4.00%
Stck Ticker023135106	Stock NameAMAZON.COM INC	$ Position$8,046,719	% Position1.00%	$ Change-14.00%	# Change-5.00%
Stck Ticker02079k305	Stock NameALPHABET INC CLASS A	$ Position$9,433,118	% Position1.00%	$ Change-19.00%	# Change-12.00%
Stck Ticker44951w106	Stock NameIES HOLDINGS INC	$ Position$13,081,960	% Position1.00%	$ Change11.00%	# Change-9.00%
Stck Ticker457669307	Stock NameINSMED INC	$ Position$6,467,870	% Position1.00%	$ Change-7.00%	# Change-1.00%
Stck Ticker50077b207	Stock NameKRATOS DEFENSE & SECURITY SOLU	$ Position$7,346,789	% Position1.00%	$ Change-9.00%	# Change-2.00%
Stck Ticker50216c108	Stock NameLSI INDS INC	$ Position$7,308,163	% Position1.00%	$ Change1.00%	# Change0.00%
Stck Ticker533535100	Stock NameLINCOLN EDUCATIONAL SERVICES	$ Position$7,060,340	% Position1.00%	$ Change133.00%	# Change38.00%

Brochure Summary

Overview

Firm Description Legato Capital Management, LLC (“Legato”), a California limited liability company, was formed in February 2004 and is registered as an investment adviser with the United States Securities and Exchange Commission (“SEC”) under the Investment Advisers Act of 1940 (the “Advisers Act”). Legato is a privately held firm that is 100% employee owned, and majority minority owned. The principal owner is Victor L. Hymes, the Founder, President & Chief Executive Officer of Legato. Types of Advisory Services Legato serves as a manager-of-managers for institutional clients and specializes in building customized multi-manager long-only equity portfolios across domestic and international asset classes, styles and capitalization sizes. In constructing multi-manager portfolios, Legato integrates manager selection, asset allocation and risk management processes. Legato provides its manager-of-managers advisory services to institutional clients through separate account or private investment fund structures. As a manager-of-managers, Legato is responsible for selecting other investment advisers (“sub-advisers”), who, in-turn, purchase and sell securities for

the clients’ accounts. The services that Legato typically provides as a manager-of-managers include: (i) identifying and selecting sub-advisers for client portfolios; (ii) allocating client assets among selected sub-advisers; (iii) monitoring the performance and operations of the selected sub-advisers by conducting ongoing due diligence on the sub-advisers; and (iv) client reporting. Legato constructs client portfolios utilizing multiple sub-advisers that are intended to complement one another. Legato generally utilizes sub-advisers that are characterized as “entrepreneurial managers.” These sub-advisers are typically smaller firms, with assets under management of $2 billion or less. Legato tailors its advisory services to the individual needs of each institutional client, including the client’s investment objectives, guidelines and risk parameters. Clients have the ability to impose restrictions on the management of their accounts, such as restrictions on investing in particular securities or types of securities. Assets Under Management All of Legato’s client assets are managed on a discretionary basis. As of December 31, 2023, Legato’s assets under management totaled $1,009,560,089.

LEGATO CAPITAL MANAGEMENT, LLC

LEGATO CAPITAL MANAGEMENT, LLC

LEGATO CAPITAL MANAGEMENT LLC

Adviser Profile

Details

Adviser Type

Client Types

Advisory Activities

Compensation Arrangments

Reported AUM

Private Funds

Employees

Form ADV-E Surprise Examination Reports

Similar advisers

Top Holdings

Brochure Summary

Overview

Need help?

Send a question to 9AT support.

LEGATO CAPITAL MANAGEMENT, LLC LEGATO CAPITAL MANAGEMENT, LLC LEGATO CAPITAL MANAGEMENT LLC

Adviser Profile

Details

Adviser Type

Client Types

Advisory Activities

Compensation Arrangments

Reported AUM

Private Funds

Employees

Form ADV-E Surprise Examination Reports

Similar advisers

Top Holdings

Brochure Summary

Overview

LEGATO CAPITAL MANAGEMENT, LLC

LEGATO CAPITAL MANAGEMENT, LLC

LEGATO CAPITAL MANAGEMENT LLC