O’Rourke & Company, Incorporated (“O’Rourke & Company”, the “firm”, “we”, or “our”) is based in Boston, Massachusetts. The firm was organized in 1987. Brian C. O'Rourke is principal owner, investment adviser representative, and Chief Compliance Officer. Types of Advisory Services Portfolio Management and Investment Advice We provide ongoing investment advice and management of client assets. We work with each client to ensure that we understand the client’s situation, including the client’s specific financial goals, investment objectives, income and expenses, assets and debts, risk tolerance, family circumstances that could impact expenses going forward, and time horizon. We review the client’s current asset allocation, if any, and prepare an asset allocation for an investment portfolio based on the client’s objectives. We identify suitable investments for the portfolio and will recommend or invest your funds accordingly. We monitor the performance of the portfolio created and rebalance assets as necessary in line with the client’s objectives. The types of investments we employ in implementing your investment strategy are mutual funds, exchange- traded funds (“ETFs”), listed securities, and annuities. Clients may request in writing that we not invest in certain securities or types of securities. We will honor clients’ requests if reasonably feasible; if not, we will discuss it with the client. Financial Planning Services We offer comprehensive reviews and assessments of the client’s present financial condition based on information provided by the client and prepare a summary of our recommendations. The recommendation report takes into account the

client’s goals, objectives, and risk parameters. A financial plan can include all or some of the following areas.
• Net worth and cash flow evaluation
• Investment management
• Education planning
• Income tax and insurance planning
• Retirement planning and projections
• Estate planning issues Financial plans are not limited to products or services provided by any particular company. In general, however, we recommend only products and services that we are able to provide through the custodians we use. (For more information about the custodians, see Item 12, below.) Unless the client engages us to provide portfolio management, the implementation of financial plan recommendations is entirely at the discretion of the client. Retirement Plan Advisory Services We provide advisory services to assist retirement plan sponsors in meeting their management and fiduciary obligations to the participants under ERISA, including:
• Vendor Analysis
• Employee Enrollment and Education Tracking
• Investment Policy Statement (“IPS”) Support
• Discretionary Investment Menu Management (under ERISA section 3(38))
• Investment Menu Recommendations (under ERISA section 3(21))
• Performance Reports
• ERISA 404(c) Assistance
• Benchmarking Services Assets Under Management As of September 30, 2023, we manage approximately $412,103,007 in assets under management with $406,076,648 in client assets on a discretionary basis, and $6,026,359 in client assets on a non-discretionary basis. Additionally, for the same period, we provide investment advice to accounts valued at $11,043,469.