Adviser Profile

As of Date 03/24/2026
Registration SEC, Approved, 11/29/2005
ADV Location PURCHASE, NY, United States
Contact Info 914 xxxxxxx
AUM* 9,819,883,135 38%
of that, discretionary 9,819,883,135 38%
Number of Employees 17 -15%
of those in investment advisory functions 9
Private Fund GAV* 0
Avg Account Size 818,323,595 27%
% High Net Worth 6.25% -3%
SMA’s No
Private Funds 0

Adviser Type

- Large advisory firm
- An investment adviser (or subadviser) to an investment company

Client Types

- Investment companies

Advisory Activities

- Portfolio management for investment companies
- Selection of other advisers

Compensation Arrangments

- A percentage of assets under your management

Reported AUM

10B 8B 7B 6B 4B 3B 1B
2015 2016 2017 2018 2019 2020 2021 2022 2023 2024 2025 2026
Discretionary
Non-discretionary

Private Funds

No private funds

Employees

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