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Adviser Profile

As of Date 07/09/2024
Adviser Type - Large advisory firm
- An investment adviser (or subadviser) to an investment company
- Related adviser
Number of Employees 181
of those in investment advisory functions 66 -5.71%
Registration SEC, Approved, 11/04/2005
AUM* 45,003,485,534 15.67%
of that, discretionary 45,003,485,534 15.67%
Private Fund GAV* 803,577,972
Avg Account Size 127,128,490 31.35%
% High Net Worth 12.15% 4.57%
SMA’s Yes
Private Funds 3
Contact Info (70 xxxxxxx
Websites

Client Types

- Individuals (other than high net worth individuals)
- High net worth individuals
- Banking or thrift institutions
- Investment companies
- Pooled investment vehicles
- Pension and profit sharing plans
- Charitable organizations
- State or municipal government entities
- Insurance companies
- Sovereign wealth funds and foreign official institutions
- Corporations or other businesses not listed above
- Other

Advisory Activities

- Portfolio management for individuals and/or small businesses
- Portfolio management for investment companies
- Portfolio management for pooled investment vehicles
- Portfolio management for businesses

Compensation Arrangments

- A percentage of assets under your management
- Performance-based fees

Reported AUM

Discretionary
Non-discretionary
73B 63B 52B 42B 31B 21B 10B
2015 2016 2017 2018 2019 2020 2021 2022 2023

Private Funds



Employees

Private Funds Structure

Fund Type Count GAV
Fund TypeOther Private Fund Count3 GAV$803,577,972

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Stck TickerG6683N103 Stock NameNU HLDGS LTD $ Position$1,022,706,508 % Position3.00% $ Change-3.00% # Change-10.00%

Brochure Summary