Adviser Profile

As of Date 03/02/2026
Registration SEC, Approved, 12/09/2005
ADV Location KNOXVILLE, TN, United States
Contact Info 865 xxxxxxx
Websites
AUM* 1,005,970,630 -2%
of that, discretionary 761,305,721 52%
Number of Employees 17 21%
of those in investment advisory functions 8 -11%
Private Fund GAV* 0
Avg Account Size 658,358 -22%
% High Net Worth 45.28% 9%
SMA’s Yes
Private Funds 0

Adviser Type

- Large advisory firm

Client Types

- Individuals (other than high net worth individuals)
- High net worth individuals
- Pension and profit sharing plans
- Charitable organizations
- Corporations or other businesses not listed above

Advisory Activities

- Financial planning services
- Portfolio management for individuals and/or small businesses
- Portfolio management for businesses
- Pension consulting services
- Selection of other advisers

Compensation Arrangments

- A percentage of assets under your management
- Hourly charges
- Fixed fees (other than subscription fees)
- Performance-based fees

Reported AUM

761M 653M 544M 435M 326M 218M 109M
2015 2016 2017 2018 2019 2020 2021 2022 2023 2024 2025 2026
Discretionary
Non-discretionary

Private Funds

No private funds

Employees

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Top Holdings

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Stck Ticker78409V104 Stock NameS&P GLOBAL INC $ Position$12,746,946 % Position4.00% $ Change-7.00% # Change14.00%
Stck Ticker893641100 Stock NameTRANSDIGM GROUP INC $ Position$15,245,698 % Position4.00% $ Change-6.00% # Change8.00%

Brochure Summary