| As of Date | 06/10/2026 |
| Registration | SEC, Approved, 02/17/2006 |
| ADV Location | NORFOLK, NE, United States |
| Contact Info | 402 xxxxxxx |
| Websites |
| AUM* | 3,708,706,532 33% |
| of that, discretionary | 3,666,035,915 32% |
| Number of Employees | 61 2% |
| of those in investment advisory functions | 49 2% |
| Private Fund GAV* | 0 |
| Avg Account Size | 780,616 -2% |
| % High Net Worth | 21.49% 8% |
| SMA’s | Yes |
| Private Funds | 0 |
- Individuals (other than high net worth individuals)
- High net worth individuals
- Pension and profit sharing plans
- Charitable organizations
- State or municipal government entities
- Corporations or other businesses not listed above
- Financial planning services
- Portfolio management for individuals and/or small businesses
- Portfolio management for businesses
- Pension consulting services
- Publication of periodicals or newsletters
- Educational seminars/workshops
- A percentage of assets under your management
- Hourly charges
- Fixed fees (other than subscription fees)
No private funds
| Adviser | Hedge Fund | Liquidity Fund | Private Equity Fund | Real Estate Fund | Securitized Asset Fund | Venture Capital Fund | Other Fund | Total Private Fund GAV | AUM | #Funds | |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Adviser WELLESLEY ASSET MANAGEMENT, INC. | Hedge Fund137.7m | Liquidity Fund- | Private Equity Fund- | Real Estate Fund- | Securitized Asset Fund- | Venture Capital Fund- | Other Fund- | Total Private Fund GAV137.7m | AUM2.0b | #Funds1 | |
| Adviser DEAN INVESTMENTS | Hedge Fund- | Liquidity Fund- | Private Equity Fund- | Real Estate Fund- | Securitized Asset Fund- | Venture Capital Fund- | Other Fund- | Total Private Fund GAV- | AUM909.3m | #Funds- | |
| Adviser HFM WEALTH MANAGEMENT | Hedge Fund- | Liquidity Fund- | Private Equity Fund- | Real Estate Fund- | Securitized Asset Fund- | Venture Capital Fund- | Other Fund- | Total Private Fund GAV- | AUM699.6m | #Funds- | |
| Adviser TRILLIUM ASSET MANAGEMENT | Hedge Fund- | Liquidity Fund- | Private Equity Fund20.5m | Real Estate Fund- | Securitized Asset Fund- | Venture Capital Fund- | Other Fund- | Total Private Fund GAV20.5m | AUM4.3b | #Funds1 | |
| Adviser TRADEMARK CAPITAL MANAGEMENT INC. | Hedge Fund- | Liquidity Fund- | Private Equity Fund467.4k | Real Estate Fund- | Securitized Asset Fund- | Venture Capital Fund- | Other Fund16.5m | Total Private Fund GAV16.9m | AUM150.8m | #Funds2 | |
| Adviser EDELMAN FINANCIAL ENGINES | Hedge Fund- | Liquidity Fund- | Private Equity Fund- | Real Estate Fund- | Securitized Asset Fund- | Venture Capital Fund- | Other Fund- | Total Private Fund GAV- | AUM326.3b | #Funds- | |
| Adviser ALTA CAPITAL MANAGEMENT LLC | Hedge Fund- | Liquidity Fund- | Private Equity Fund- | Real Estate Fund- | Securitized Asset Fund- | Venture Capital Fund- | Other Fund- | Total Private Fund GAV- | AUM1.6b | #Funds- | |
| Adviser TRB WEALTH MANAGEMENT, LLC | Hedge Fund- | Liquidity Fund- | Private Equity Fund- | Real Estate Fund20.3m | Securitized Asset Fund- | Venture Capital Fund- | Other Fund- | Total Private Fund GAV20.3m | AUM3.7b | #Funds1 | |
| Adviser WBI INVESTMENTS, LLC | Hedge Fund- | Liquidity Fund- | Private Equity Fund- | Real Estate Fund- | Securitized Asset Fund- | Venture Capital Fund- | Other Fund- | Total Private Fund GAV- | AUM539.6m | #Funds- | |
| Adviser LESLIE MARIE GIORDANO | Hedge Fund- | Liquidity Fund- | Private Equity Fund- | Real Estate Fund- | Securitized Asset Fund- | Venture Capital Fund- | Other Fund- | Total Private Fund GAV- | AUM62.6m | #Funds- |