Adviser Profile

As of Date 03/31/2026
Registration SEC, Approved, 01/31/2006
Other registrations (1)
ADV Location ALISO VIEJO, CA, United States
Contact Info 949 xxxxxxx
Websites
AUM* 38,609,440,509 -60%
of that, discretionary 38,609,440,509 98%
Number of Employees 244 11%
of those in investment advisory functions 139 6%
Private Fund GAV* 0
Avg Account Size 5,126,054 -71%
% High Net Worth 10.20% 2%
SMA’s Yes
Private Funds 0

Adviser Type

- Large advisory firm
- Pension consultant

Client Types

- Individuals (other than high net worth individuals)
- High net worth individuals
- Pension and profit sharing plans

Advisory Activities

- Financial planning services
- Portfolio management for individuals and/or small businesses
- Pension consulting services
- Selection of other advisers

Compensation Arrangments

- A percentage of assets under your management
- Hourly charges
- Fixed fees (other than subscription fees)

Reported AUM

89B 76B 64B 51B 38B 25B 13B
2015 2016 2017 2018 2019 2020 2021 2022 2023 2024 2025 2026
Discretionary
Non-discretionary

Private Funds

No private funds

Employees

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Top Holdings

Stock Ticker Stock Name $ Position % Position $ Change # Change
Stck Ticker464287200 Stock NameISHARES TR $ Position$512,962,695 % Position24.00% $ Change106.00% # Change98.00%
Stck Ticker464288679 Stock NameISHARES TR $ Position$276,011,644 % Position13.00% $ Change101.00% # Change101.00%
Stck Ticker464287226 Stock NameISHARES TR $ Position$102,731,110 % Position5.00% $ Change76.00% # Change75.00%
Stck Ticker315912808 Stock NameFIDELITY COMWLTH TR $ Position$76,788,629 % Position4.00% $ Change110.00% # Change99.00%
Stck Ticker46435G326 Stock NameISHARES TR $ Position$93,360,534 % Position4.00% $ Change73.00% # Change69.00%
Stck Ticker464287507 Stock NameISHARES TR $ Position$42,902,831 % Position2.00% $ Change102.00% # Change97.00%
Stck Ticker46434G103 Stock NameISHARES INC $ Position$33,492,694 % Position2.00% $ Change110.00% # Change100.00%
Stck Ticker464287804 Stock NameISHARES TR $ Position$33,426,806 % Position2.00% $ Change105.00% # Change97.00%
Stck Ticker464287150 Stock NameISHARES TR $ Position$34,555,449 % Position2.00% $ Change105.00% # Change97.00%
Stck Ticker92206C680 Stock NameVANGUARD SCOTTSDALE FDS $ Position$34,719,337 % Position2.00% $ Change0.00% # Change0.00%

Brochure Summary