Adviser Profile

As of Date 03/23/2026
Registration SEC, Approved, 02/15/2006
ADV Location BLOOMFIELD HILLS, MI, United States
Contact Info 248 xxxxxxx
Websites
AUM* 906,790,077 30%
of that, discretionary 906,790,077 30%
Number of Employees 6
of those in investment advisory functions 5 25%
Private Fund GAV* 0
Avg Account Size 893,389 12%
% High Net Worth 49.42% 3%
SMA’s Yes
Private Funds 0

Adviser Type

- Large advisory firm

Client Types

- Individuals (other than high net worth individuals)
- High net worth individuals
- Pension and profit sharing plans

Advisory Activities

- Financial planning services
- Portfolio management for individuals and/or small businesses
- Pension consulting services
- Selection of other advisers

Compensation Arrangments

- A percentage of assets under your management
- Fixed fees (other than subscription fees)

Reported AUM

1B 859M 716M 573M 430M 286M 143M
2015 2016 2017 2018 2019 2020 2021 2022 2023 2024 2025 2026
Discretionary
Non-discretionary

Private Funds

No private funds

Employees

Form ADV-E Surprise Examination Reports

Accounting Firm Name Filing Date Form ADV-E
Accounting Firm Name COHEN & COMPANY, LTD. Filing Date10/27/2025 Form ADV-E View Report
Accounting Firm Name COHEN & COMPANY, LTD. Filing Date08/28/2024 Form ADV-E View Report
Accounting Firm Name COHEN & COMPANY Filing Date09/29/2023 Form ADV-E View Report

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Top Holdings

Stock Ticker Stock Name $ Position % Position $ Change # Change
Stck Ticker464287200 Stock NameISHARES TR $ Position$54,835,218 % Position11.00% $ Change-5.00% # Change0.00%
Stck Ticker921937819 Stock NameVANGUARD BD INDEX FDS $ Position$55,436,359 % Position11.00% $ Change-1.00% # Change0.00%
Stck Ticker46432F842 Stock NameISHARES TR $ Position$35,789,728 % Position7.00% $ Change-1.00% # Change-2.00%
Stck Ticker922908629 Stock NameVANGUARD INDEX FDS $ Position$31,038,763 % Position6.00% $ Change-1.00% # Change0.00%
Stck Ticker92203J407 Stock NameVANGUARD CHARLOTTE FDS $ Position$18,426,569 % Position4.00% $ Change-8.00% # Change-7.00%
Stck Ticker464287804 Stock NameISHARES TR $ Position$13,346,215 % Position3.00% $ Change0.00% # Change-3.00%
Stck Ticker808524805 Stock NameSCHWAB STRATEGIC TR $ Position$16,640,322 % Position3.00% $ Change3.00% # Change0.00%
Stck Ticker81369Y803 Stock NameSELECT SECTOR SPDR TR $ Position$8,548,298 % Position2.00% $ Change-8.00% # Change-1.00%
Stck Ticker464288885 Stock NameISHARES TR $ Position$8,447,121 % Position2.00% $ Change-6.00% # Change-4.00%
Stck Ticker78463V107 Stock NameSPDR GOLD TR $ Position$8,880,333 % Position2.00% $ Change-2.00% # Change-9.00%

Brochure Summary