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Adviser Profile

As of Date 05/01/2024
Adviser Type - Large advisory firm
Number of Employees 22
of those in investment advisory functions 10
Registration SEC, Approved, 3/28/2006
Other registrations (2)
AUM* 750,855,822 4.37%
of that, discretionary 746,272,126 4.31%
Private Fund GAV* 105,622,496 14.19%
Avg Account Size 1,996,957 -1.45%
% High Net Worth 45.24% -6.04%
SMA’s Yes
Private Funds 3
Contact Info 918 xxxxxxx
Websites

Client Types

- Individuals (other than high net worth individuals)
- High net worth individuals
- Pooled investment vehicles
- Pension and profit sharing plans
- Charitable organizations
- Corporations or other businesses not listed above

Advisory Activities

- Financial planning services
- Portfolio management for individuals and/or small businesses
- Portfolio management for pooled investment vehicles
- Selection of other advisers

Compensation Arrangments

- A percentage of assets under your management
- Fixed fees (other than subscription fees)
- Performance-based fees

Recent News

Reported AUM

Discretionary
Non-discretionary
748M 641M 534M 427M 321M 214M 107M
2015 2016 2017 2018 2019 2020 2021 2022 2023

Private Funds



Employees

Private Funds Structure

Fund Type Count GAV
Fund TypeReal Estate Fund Count3 GAV$105,622,496

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Brochure Summary

Overview

A. Firm Description B. Types of Advisory Services C. Investment
Principles D. Explanation of the Funds E. Assets under Management