9AT: THE HOERNER PLANNING GROUP, LLC

Adviser Profile

As of Date	03/26/2026
Registration	SEC, Approved, 04/18/2006
ADV Location	MIDDLEBURG, VA, United States
Contact Info	540 xxxxxxx

AUM^*	1,652,844,771 25%
of that, discretionary	897,575,903 13%
Number of Employees	8 14%
of those in investment advisory functions	4 33%
Private Fund GAV^*	0
Avg Account Size	880,578 1%
% High Net Worth	37.27% -11%
SMA’s	Yes
Private Funds	0

Adviser Type

- Large advisory firm

Client Types

- Individuals (other than high net worth individuals)
- High net worth individuals
- Pension and profit sharing plans
- Charitable organizations
- Corporations or other businesses not listed above

Advisory Activities

- Financial planning services
- Portfolio management for individuals and/or small businesses
- Portfolio management for businesses
- Selection of other advisers

Compensation Arrangments

- A percentage of assets under your management
- Fixed fees (other than subscription fees)

Accounting Firm Name	Filing Date	Form ADV-E
Accounting Firm Name CST GROUP CPAS	Filing Date03/12/2026	Form ADV-E View Report
Accounting Firm Name CST GROUP CPAS, PC	Filing Date02/18/2025	Form ADV-E View Report
Accounting Firm Name CST GROUP, CPAS, PC	Filing Date02/01/2024	Form ADV-E View Report

Adviser	Hedge Fund	Liquidity Fund	Private Equity Fund	Real Estate Fund	Securitized Asset Fund	Venture Capital Fund	Other Fund	Total Private Fund GAV	AUM	#Funds
Adviser TWIN FOCUS CAPITAL PARTNERS, LLC	Hedge Fund-	Liquidity Fund-	Private Equity Fund-	Real Estate Fund12.1m	Securitized Asset Fund-	Venture Capital Fund-	Other Fund43.1m	Total Private Fund GAV55.3m	AUM4.6b	#Funds6
Adviser C.W. O'CONNER WEALTH ADVISORS, INC.	Hedge Fund-	Liquidity Fund-	Private Equity Fund-	Real Estate Fund-	Securitized Asset Fund-	Venture Capital Fund-	Other Fund-	Total Private Fund GAV-	AUM264.6m	#Funds-
Adviser WMS PARTNERS, LLC	Hedge Fund-	Liquidity Fund-	Private Equity Fund-	Real Estate Fund-	Securitized Asset Fund-	Venture Capital Fund-	Other Fund-	Total Private Fund GAV-	AUM9.3m	#Funds-
Adviser GAMBLE JONES INVESTMENT COUNSEL	Hedge Fund-	Liquidity Fund-	Private Equity Fund-	Real Estate Fund-	Securitized Asset Fund-	Venture Capital Fund-	Other Fund-	Total Private Fund GAV-	AUM1.6b	#Funds-
Adviser MONETA GROUP INVESTMENT ADVISORS, LLC	Hedge Fund-	Liquidity Fund-	Private Equity Fund-	Real Estate Fund-	Securitized Asset Fund-	Venture Capital Fund-	Other Fund-	Total Private Fund GAV-	AUM50.5b	#Funds-
Adviser SARGENT INVESTMENT GROUP	Hedge Fund-	Liquidity Fund-	Private Equity Fund9.8m	Real Estate Fund-	Securitized Asset Fund-	Venture Capital Fund-	Other Fund-	Total Private Fund GAV9.8m	AUM1.5b	#Funds1
Adviser FACTOR WEALTH MANAGEMENT	Hedge Fund-	Liquidity Fund-	Private Equity Fund-	Real Estate Fund-	Securitized Asset Fund-	Venture Capital Fund-	Other Fund-	Total Private Fund GAV-	AUM781.0m	#Funds-
Adviser PATHSTONE	Hedge Fund6.4b	Liquidity Fund-	Private Equity Fund3.5b	Real Estate Fund449.4m	Securitized Asset Fund-	Venture Capital Fund459.4m	Other Fund2.8b	Total Private Fund GAV14.1b	AUM110.3b	#Funds177
Adviser PARAGON FINANCIAL PARTNERS	Hedge Fund-	Liquidity Fund-	Private Equity Fund-	Real Estate Fund-	Securitized Asset Fund-	Venture Capital Fund-	Other Fund-	Total Private Fund GAV-	AUM329.6m	#Funds-
Adviser THE WEALTH CONSERVANCY, INC.	Hedge Fund-	Liquidity Fund-	Private Equity Fund-	Real Estate Fund-	Securitized Asset Fund-	Venture Capital Fund-	Other Fund-	Total Private Fund GAV-	AUM260.0m	#Funds-

Brochure Summary

Overview

Our Firm The Hoerner Planning Group, LLC (“HPG,” “we” or “us”) is an investment adviser registered with the Securities and Exchange Commission that was founded by Henry Rhodes (“Tim”) Hoerner, III in 2006. Mr. Hoerner is the sole owner of HPG. We are organized as a Virginia limited liability corporation and our principal place of business is located at 210 E. Federal Street, Middleburg, Virginia. As of December 31, 2023, our “regulatory assets under management” were approximately $1,327.308.234 of which approximately $795,540,589 we managed on a discretionary basis and approximately $531,767,646 we managed on a non-discretionary basis. Our Services HPG provides comprehensive wealth advisory services to affluent families and their related entities. These entities may include the family’s individual accounts, their trusts, estates, charitable organizations, corporations, pension and profit-sharing plans and other related business entities. We offer these clients financial planning and consulting services which may include estate planning, business succession planning, concentrated stock planning and retirement planning. Financial planning and consulting services are offered on a flat or fixed fee basis. We offer discretionary and non-discretionary investment

management services by providing clients with customized asset allocation advice specifically tailored to meet a client’s financial planning needs. We utilize separate accounts, private partnerships and mutual funds managed by unaffiliated, independent investment managers to implement our asset allocation recommendations (“Independent Manager(s)”). Our criteria and selection process for Independent Managers is described in Item 8 – Methods of Analysis, Investment Strategies and Risk of Loss. Investment management services are offered for a fee based on the amount of net assets we manage for a client. Clients may also engage us to provide both financial planning and consulting services as well as investment management services on a flat or fixed fee basis. Additional Services. We may also render investment management services to our clients relating to: (1) variable life/annuity products and/or (2) a client’s individual employer- sponsored retirement plan. In providing such advice, we either direct or recommend the allocation of client’s assets among the various mutual fund subdivisions that will be maintained at either the specific insurance company that issued the variable life/annuity product or at the custodian designated by the sponsor of the client’s retirement plan.

THE HOERNER PLANNING GROUP, LLC

THE HOERNER PLANNING GROUP, LLC

HOERNER PLANNING, LLC

HPG, LLC

Adviser Profile

Adviser Type

Client Types

Advisory Activities

Compensation Arrangments

Reported AUM

Private Funds

Employees

Form ADV-E Surprise Examination Reports

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Brochure Summary

Overview

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THE HOERNER PLANNING GROUP, LLC THE HOERNER PLANNING GROUP, LLC HOERNER PLANNING, LLC HPG, LLC

Adviser Profile

Adviser Type

Client Types

Advisory Activities

Compensation Arrangments

Reported AUM

Private Funds

Employees

Form ADV-E Surprise Examination Reports

Similar advisers

Brochure Summary

Overview

THE HOERNER PLANNING GROUP, LLC

THE HOERNER PLANNING GROUP, LLC

HOERNER PLANNING, LLC

HPG, LLC