| As of Date | 02/04/2026 |
| Registration | SEC, Approved, 07/17/2006 |
| ADV Location | MINNEAPOLIS, MN, United States |
| Contact Info | 952 xxxxxxx |
| Websites |
| AUM* | 344,509,038 -31% |
| of that, discretionary | 344,509,038 -31% |
| Number of Employees | 37 -14% |
| of those in investment advisory functions | 18 -28% |
| Private Fund GAV* | 0 |
| Avg Account Size | 271,909 10% |
| % High Net Worth | 16.16% 29% |
| SMA’s | Yes |
| Private Funds | 0 |
- Individuals (other than high net worth individuals)
- High net worth individuals
- Pension and profit sharing plans
- Financial planning services
- Portfolio management for individuals and/or small businesses
- Portfolio management for businesses
- Educational seminars/workshops
- A percentage of assets under your management
- Hourly charges
- Subscription fees (for a newsletter or periodical)
- Fixed fees (other than subscription fees)
No private funds
| Adviser | Hedge Fund | Liquidity Fund | Private Equity Fund | Real Estate Fund | Securitized Asset Fund | Venture Capital Fund | Other Fund | Total Private Fund GAV | AUM | #Funds | |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Adviser MBE WEALTH MANAGEMENT, LLC | Hedge Fund- | Liquidity Fund- | Private Equity Fund- | Real Estate Fund- | Securitized Asset Fund- | Venture Capital Fund- | Other Fund- | Total Private Fund GAV- | AUM977.1m | #Funds- | |
| Adviser TYLER-STONE WEALTH MANAGEMENT, LLC | Hedge Fund- | Liquidity Fund- | Private Equity Fund- | Real Estate Fund- | Securitized Asset Fund- | Venture Capital Fund- | Other Fund- | Total Private Fund GAV- | AUM598.9m | #Funds- | |
| Adviser HAUSSMANN FINANCIAL INC. | Hedge Fund- | Liquidity Fund- | Private Equity Fund- | Real Estate Fund- | Securitized Asset Fund- | Venture Capital Fund- | Other Fund- | Total Private Fund GAV- | AUM778.5m | #Funds- | |
| Adviser ROGERS WEALTH GROUP, INC. | Hedge Fund- | Liquidity Fund- | Private Equity Fund- | Real Estate Fund- | Securitized Asset Fund- | Venture Capital Fund- | Other Fund- | Total Private Fund GAV- | AUM1.0b | #Funds- | |
| Adviser TOOMEY INVESTMENT MANAGEMENT, INC | Hedge Fund- | Liquidity Fund- | Private Equity Fund- | Real Estate Fund- | Securitized Asset Fund- | Venture Capital Fund- | Other Fund- | Total Private Fund GAV- | AUM321.0m | #Funds- | |
| Adviser K2 FINANCIAL INC. | Hedge Fund- | Liquidity Fund- | Private Equity Fund- | Real Estate Fund- | Securitized Asset Fund- | Venture Capital Fund- | Other Fund- | Total Private Fund GAV- | AUM191.6m | #Funds- | |
| Adviser FREEDOM WEALTH ALLIANCE | Hedge Fund- | Liquidity Fund- | Private Equity Fund- | Real Estate Fund- | Securitized Asset Fund- | Venture Capital Fund- | Other Fund- | Total Private Fund GAV- | AUM279.8m | #Funds- | |
| Adviser ASCENTIS ASSET MANAGEMENT, LLC | Hedge Fund- | Liquidity Fund- | Private Equity Fund- | Real Estate Fund- | Securitized Asset Fund- | Venture Capital Fund- | Other Fund- | Total Private Fund GAV- | AUM- | #Funds- | |
| Adviser FAGAN ASSOCIATES INC | Hedge Fund- | Liquidity Fund- | Private Equity Fund- | Real Estate Fund- | Securitized Asset Fund- | Venture Capital Fund- | Other Fund- | Total Private Fund GAV- | AUM940.7m | #Funds- | |
| Adviser QUEENBRIDGE CAPITAL, LLC | Hedge Fund- | Liquidity Fund- | Private Equity Fund- | Real Estate Fund- | Securitized Asset Fund- | Venture Capital Fund- | Other Fund- | Total Private Fund GAV- | AUM79.1m | #Funds- |
| Stock Ticker | Stock Name | $ Position | % Position | $ Change | # Change |
|---|---|---|---|---|---|
| Stck Ticker007903107 | Stock NameADVANCED MICRO DEVICES INC | $ Position$17,484,810 | % Position6.00% | $ Change11.00% | # Change-61.00% |
| Stck Ticker031162100 | Stock NameAMGEN INC | $ Position$16,991,757 | % Position6.00% | $ Change1.00% | # Change-2.00% |
| Stck Ticker749607107 | Stock NameRLI CORP | $ Position$16,692,532 | % Position6.00% | $ Change4.00% | # Change0.00% |
| Stck Ticker833445109 | Stock NameSNOWFLAKE INC | $ Position$16,573,804 | % Position6.00% | $ Change99.00% | # Change18.00% |
| Stck Ticker81762P102 | Stock NameSERVICENOW INC | $ Position$13,933,551 | % Position5.00% | $ Change | # Change |
| Stck Ticker91307C102 | Stock NameUNITED THERAPEUTICS CORP DEL | $ Position$14,777,330 | % Position5.00% | $ Change-41.00% | # Change-35.00% |
| Stck Ticker92826C839 | Stock NameVISA INC | $ Position$13,291,930 | % Position5.00% | $ Change-2.00% | # Change-14.00% |
| Stck Ticker040413205 | Stock NameARISTA NETWORKS INC | $ Position$13,718,320 | % Position5.00% | $ Change42.00% | # Change3.00% |
| Stck Ticker110122108 | Stock NameBRISTOL-MYERS SQUIBB CO | $ Position$14,895,346 | % Position5.00% | $ Change-6.00% | # Change-1.00% |
| Stck TickerH1467J104 | Stock NameCHUBB LIMITED | $ Position$15,400,205 | % Position5.00% | $ Change-10.00% | # Change-14.00% |