SRS Capital Advisors, Inc. (“Advisor” or "We") is registered under the Investment Advisors Act of 1940 and has been in business since 2004. The firm is managed and controlled by our Board of Directors which features David A. Simon, Michael P. Riordan, and Patrick C. South. In general, when acting in our capacity as an investment advisor, we provide individual and institutional investment advisory and financial planning services. These services are provided through discretionary and non-discretionary portfolio management, third party money manager selection and oversight, written comprehensive or modular financial plans, hourly consultations, financial education, seminars, and expert witness services. The Adviser is a fiduciary and is required to act in a client’s best interest at all times. Investment Management: At SRS Capital Advisors, Inc. we deliver a number of custom-tailored and proprietary investment strategies. Clients may impose reasonable restrictions on investing in certain securities or types of securities. While the investment objective of each strategy is to provide profits, all strategies contain risks and the potential for losses. We offer two distinct proprietary strategies which are utilized on an individual basis to achieve investment objectives. These strategies are: 1. Quantitative Market Timing (QMT) 2. Trending Item 8 below explains our methods of analysis, investment strategies, and risk of loss. Additional detail regarding all of our proprietary investment strategies is available upon request. Investment Advisory Services to Trust Accounts: Certain trust clients may give us discretion in connection with the management of funds held by certain trusts. The trusts may have a single corporate trustee that is either a bank, a subsidiary of a bank, or a trust company or the trust may have co-trustees consisting of a bank or trust company together with an individual client. The discretion is exercised within certain parameters established by the applicable trust document and an investment policy statement. The discretion is evidenced by a written agreement signed by the trustee. The accounts are reviewed periodically to determine if the investments are consistent with the investment policy statement and to determine whether adjustments need to be made. Investments made in these accounts are also reviewed for potential conflicts of interest with personal accounts of employees of SRS Capital Advisors, Inc. as well as in other client accounts. 5 | P a g e Pension Consulting Services: We also provide several pension consulting services, either separately or in combination. We offer our services to ERISA plans including profit sharing plans, 401(k) plans, and defined benefits plans. Further, we offer our services, where appropriate, to individuals and trusts, estates and charitable organizations. Pension Consulting Services are comprised of four distinct services. Clients may choose to use any or all of these services. 1. Investment Policy Preparation (hereafter referred to as “IPS”) We will meet with the plan sponsor/client (in person or over the telephone) to determine an appropriate investment strategy that reflects the plan sponsor’s stated investment objectives for management of the overall plan. Our firm then prepares a written IPS detailing those needs and goals, including an encompassing IPS to work towards these goals. The IPS also lists the criteria for selection of investment vehicles as well as the procedures and timing interval for monitoring investment performance. The services we offer are set forth in the SRS Capital Advisors Service Agreement that is provided upon engagement with SRS Capital Advisors, Inc. This agreement outlines which services we provide as a fiduciary and which services are not provided as fiduciary services. 2. Selection of Investment Vehicles We assist plan sponsors in constructing appropriate asset allocation models. We will then review various mutual funds (both indexed and managed) to determine which investments are appropriate to implement the client’s IPS.

The number of investments to be recommended will be determined by the client, based on the IPS 3. Monitoring of Investment Performance We monitor client investments regularly, based on the procedures and timing intervals delineated in the IPS. Although our firm is not involved in any way in the purchase or sale of these investments, we supervise the client’s portfolio and will make recommendations to the client as market factors and the client’s needs dictate. 4. Employee Communications: For pension, profit sharing, and 401(k) plan clients with individual plan participants exercising control over assets in their own account, we may also provide quarterly educational support and investment workshops designed for the plan participants. The nature of the topics to be covered will be determined by us and the client under the guidelines established in ERISA Section 404 (c). The educational support and investment workshops will NOT provide plan participants with individualized, tailored investment advice or individualized, tailored asset allocation recommendations unless the plan participant has entered into a specific written agreement with SRS Capital Advisors, Inc. to provide such advice. 6 | P a g e Financial Plans/Financial Planning: Investment Advisory Representatives ("Associates") of SRS Capital Advisors, Inc. are able to provide comprehensive financial planning solutions through an Integrated Financial Plan (IFP). Associates analyze the client’s financial and investment situation including, but not limited to: investment portfolio analysis; retirement planning; education planning; estate and wealth transfer planning; insurance planning; cash management planning; and, tax planning considerations. Once an agreed upon plan has been completed our Associate will furnish you with the financial plan. These plans may be comprehensive in nature or simply address one specific "a la carte" need. In an effort to be able to better provide and implement comprehensive financial planning services, our Associates may also be licensed insurance agents. Associates may be licensed with multiple insurance companies and may sell life insurance, disability insurance, long-term care insurance, annuity, and other insurance products. Associates may also participate in life settlements. In summary, SRS Capital Advisors, Inc. Associates may utilize virtually any tool or product necessary to provide objective and comprehensive financial planning. Some of these "other products" entitle the Associate to compensation that is separate from fees received for investment advisory fees and financial planning fees. Neither SRS Capital Advisors, Inc. nor its Associates provide legal or tax advice. We make recommendations on a “best efforts” basis but are unable to predict changes in the market or economy. We cannot guarantee that recommendations will result in financial gain for you, the client. Seminars: Occasionally, our Associates will conduct seminars on investment programs, estate and wealth transfer planning, business planning, insurance products and other financial planning matters. There may, or may not, be a cost for attending these seminars. The content of these seminars is general in nature and is geared towards the audience which may be prospective clients, CPA's or attorneys. The concepts presented in the seminars are general and not necessarily specific to the needs and objectives of the individuals attending the seminar. Assets Under Management: As of December 31, 2022, the firm managed the following (in $US): Assets Under Management # of Accounts Discretionary: $1,112,875,033 3414 Non-Discretionary: $46,308,068 36 Total: $1,159,183,101 3450 Associates of SRS Capital Advisors, Inc. do have a business continuity plan with the company to ensure seamless transitions of client relationships in the event of an Associate or Principal departure from the firm. 7 | P a g e SRS Capital Advisors, Inc. does not participate in any wrap fee programs.