9AT: CHAMPION CAPITAL RESEARCH, INC.

Adviser Profile

As of Date	02/01/2024
Registration status	Terminated
ADV Location	HOUSTON, TX, United States
Contact Info	713 xxxxxxx
Websites

AUM^*	1,283,359,282 -17%
of that, discretionary	373,268,289 -45%
Number of Employees	7
of those in investment advisory functions	3
Private Fund GAV^*	0
Avg Account Size	7,129,774 -59%
% High Net Worth	100.00%
SMA’s	Yes
Private Funds	0

Adviser Type

- Large advisory firm

Client Types

- High net worth individuals
- Pension and profit sharing plans
- Charitable organizations
- State or municipal government entities
- Other investment advisers

Advisory Activities

- Portfolio management for individuals and/or small businesses
- Portfolio management for businesses
- Pension consulting services
- Selection of other advisers
- Educational seminars/workshops

Compensation Arrangments

- A percentage of assets under your management
- Hourly charges
- Fixed fees (other than subscription fees)

Adviser	Hedge Fund	Liquidity Fund	Private Equity Fund	Real Estate Fund	Securitized Asset Fund	Venture Capital Fund	Other Fund	Total Private Fund GAV	AUM	#Funds
Adviser FELDMAN, INGARDONA & CO	Hedge Fund-	Liquidity Fund-	Private Equity Fund-	Real Estate Fund-	Securitized Asset Fund-	Venture Capital Fund-	Other Fund-	Total Private Fund GAV-	AUM1.7b	#Funds-
Adviser STANHOPE CAPITAL, LLP	Hedge Fund-	Liquidity Fund-	Private Equity Fund-	Real Estate Fund13.8m	Securitized Asset Fund-	Venture Capital Fund6.0m	Other Fund-	Total Private Fund GAV25.8m	AUM15.7b	#Funds2
Adviser EQUITAS CAPITAL ADVISORS,LLC	Hedge Fund45.0m	Liquidity Fund-	Private Equity Fund-	Real Estate Fund-	Securitized Asset Fund-	Venture Capital Fund-	Other Fund-	Total Private Fund GAV45.0m	AUM214.2m	#Funds1
Adviser DUNCAN & HALEY, LTD.	Hedge Fund-	Liquidity Fund-	Private Equity Fund-	Real Estate Fund-	Securitized Asset Fund-	Venture Capital Fund-	Other Fund-	Total Private Fund GAV-	AUM664.1m	#Funds-
Adviser RETIREMENT FUNDING ADVISORS INC.	Hedge Fund-	Liquidity Fund-	Private Equity Fund-	Real Estate Fund-	Securitized Asset Fund-	Venture Capital Fund-	Other Fund-	Total Private Fund GAV-	AUM599.8m	#Funds-
Adviser TALLWOODS PARTNERS, LLC	Hedge Fund-	Liquidity Fund-	Private Equity Fund-	Real Estate Fund-	Securitized Asset Fund-	Venture Capital Fund-	Other Fund6.0m	Total Private Fund GAV6.0m	AUM569.4m	#Funds1
Adviser OAR FINANCIAL	Hedge Fund-	Liquidity Fund-	Private Equity Fund-	Real Estate Fund-	Securitized Asset Fund-	Venture Capital Fund-	Other Fund-	Total Private Fund GAV-	AUM114.5m	#Funds-
Adviser MONTROSE ADVISORS INC	Hedge Fund24.5m	Liquidity Fund-	Private Equity Fund-	Real Estate Fund-	Securitized Asset Fund-	Venture Capital Fund-	Other Fund-	Total Private Fund GAV24.5m	AUM670.8m	#Funds1
Adviser PACIFIC PORTFOLIO CONSULTING, LLC	Hedge Fund-	Liquidity Fund-	Private Equity Fund-	Real Estate Fund-	Securitized Asset Fund-	Venture Capital Fund-	Other Fund-	Total Private Fund GAV-	AUM4.8b	#Funds-
Adviser THREE BELL CAPITAL LLC	Hedge Fund153.2m	Liquidity Fund-	Private Equity Fund230.1m	Real Estate Fund17.8m	Securitized Asset Fund-	Venture Capital Fund42.5m	Other Fund106.0m	Total Private Fund GAV592.1m	AUM5.1b	#Funds18

Brochure Summary

Overview

Champion Capital Research, Inc. (“CCR” or the “Firm”) was formed in August 2003 and is employee owned with majority ownership held by Mary Kathryn Campion. CCR provides research, investment advisory services and fiduciary assessments to governmental and corporate pension plans, profit sharing plans, high net worth individuals, trusts and trust departments, foundations, and other registered investment advisory entities. CCR provides its service to its clients in three ways: 1) technical investment strategy research; 2) ERISA plan sponsors on non-discretionary bases; and 3) subadvisor to other investment advisors. These each are more fully explained below. Research and Analyses Services CCR is an investment advisory firm providing independent advisory services to institutional clientele. The Firm’s primary goal is to improve the quality of information available to clientele through asset allocation modeling, tactical portfolio investment strategies, alternative investment due diligence, and asset/liability implementation. When appropriate, CCR also provides independent fiduciary and verification analyses, economic forecasts, manager research and due diligence, investment policy design and implementation, emerging market research, and asset liability and cash flow analyses to our corporate, governmental, and high net worth individual clientele. ERISA Plan Services Discretionary Services The Employee Retirement Income Security Act (“ERISA”) Section 3(38) provides for a plan sponsor to delegate the responsibility

and liability of selecting and monitoring investments to the Firm. In this case, the Firm is presumed (by definition) to have discretion and control over the plan’s assets and management and is a fiduciary of the plan itself. CCR offers discretionary services under Section 3(38) to plan sponsors. Nondiscretionary Services Under ERISA Section 3(21), the Firm only provides investment recommendations to a plan sponsor who then has the discretion to implement or disregard the advice. In this case, the Firm is a fiduciary with regard to the information it provides but does not act as a fiduciary of the plan itself. CCR provides nondiscretionary services under Section 3(21) to plan sponsors. Subadvisory Services CCR has arrangements with other registered investment advisory entities (“RIAs”) which are also registered with the SEC or with the appropriate state(s). These RIAs appoint CCR to design, invest, and in some cases trade and administer portfolio assets. CCR shall be responsible for the investment and reinvestment of those assets of the individual client accounts. Tailored Advisory Services Clients may place limitations and/or restrictions on the selection and determination of amounts of securities by doing so in writing. . Assets Under Management (AUM) CCR manages accounts on both a discretionary and non-discretionary basis. As of December 31, 2022, the Firm has a total of $1,283,359 of assets under management, of which $373,268,288 is managed on a discretionary basis.

CHAMPION CAPITAL RESEARCH, INC.

CHAMPION CAPITAL RESEARCH, INC.

Adviser Profile

Details

Adviser Type

Client Types

Advisory Activities

Compensation Arrangments

Reported AUM

Private Funds

Employees

Similar advisers

Brochure Summary

Overview

Need help?

Send a question to 9AT support.

CHAMPION CAPITAL RESEARCH, INC. CHAMPION CAPITAL RESEARCH, INC.

Adviser Profile

Details

Adviser Type

Client Types

Advisory Activities

Compensation Arrangments

Reported AUM

Private Funds

Employees

Similar advisers

Brochure Summary

Overview

CHAMPION CAPITAL RESEARCH, INC.

CHAMPION CAPITAL RESEARCH, INC.