• Company Description - Aventura Capital Management, LLC (“we”, “us” or the “Company”) is an investment advisory firm registered with the Securities and Exchange Commission (SEC) pursuant to the Investment Advisers Act of 1940 (the “Advisers Act”).The Company is located in Aventura, Florida and has been managing investments for its clients since 2006. Aventura Capital Management is wholly owned by Aventura Holdings, LLC. Daniel Cauceglia is the sole owner of Aventura Holdings as well as Company’s Founder and Chief Executive Officer.
• Advisory Services - For most clients, the Company’s investment advisory services are deemed to be “investment supervisory services” under the Advisers Act which means giving continuous advice as to the investment of funds on the basis of the individual needs of each client. In some instances, the Company may provide investment advisory services through consultations or other methods that do not involve investment supervisory services. For most clients, the Company allocates managed assets on a discretionary basis among individual corporate equities, mutual funds, exchange traded funds, corporate, government, and municipal debt securities, and options. The Company may also introduce, advise on, and/or refer clients to independent funds and/or managers. The Company may also advise on the asset allocation of the securities components of accounts held by, managed, or advised by other money managers or investment advisors through a sub advisory agreement. The Company may also advise on the asset allocation of the securities components of accounts of variable annuities and/or variable life insurance contracts in accordance with the investment objective and risk tolerance of the client. In addition, the Company may also advise on the asset allocation of the securities components and give investment advice to the sponsor and/or participants of pension and/or defined profit sharing plans. The Company’s investment advisory services include both discretionary and non- discretionary management of assets in accordance with the investment objective(s)

of the client. To the extent specifically requested by a client or another money manager or investment advisor through a sub advisory agreement, the Company will share in the fees established by and paid to the client’s money manager or investment advisor. The Company also may provide limited consultation and information services to clients on investment and non-investment related matters. In consideration for providing consultation services that are rendered, including the Company introducing clients to other investment advisors and/or managers, the Company may or may not receive additional compensation either from the client or referral fees from the other investment advisors and/or managers. The Company, depending upon the engagement, offers services on a fee basis based upon the amount of assets under management. Alternatively, certain of the Company’s Investment Adviser Representatives may offer securities brokerage services and insurance products under a commission arrangement from either both affiliated and unaffiliated broker dealers or insurance agencies. Prior to engaging the Company to provide any of the foregoing investment advisory services, the client will be required to enter into one or more written agreements with the Company setting forth the terms and conditions under which the Company shall render its services (collectively, the “Agreement”).
• Tailored Advisory Services - The Company may further tailor advisory services to the individual needs of a client. If so, services will be based on a specific written investment plan signed by the Company and client. In such instances, the client may impose restrictions on investing in certain securities or types of securities.
• Wrap Fee Programs – As of the date of this brochure, the Company does not participate in wrap fee programs.
• Management of Client Assets – As of March 30, 2024 the Company managed approximately $36,500,0000 on a discretionary basis and approximately $25,900,000 on a non-discretionary basis.