KOM Wealth Management Group, LLC is an investment advisor registered with the United States Securities and Exchange Commission (“SEC”) and is a Limited Liability Company (LLC) formed under the laws of the State of Wisconsin.
• James M. McGlone is Senior Partner, Managing Member, and Chief Compliance Officer of KOM Wealth Management Group.
• Kenneteh J. McGlone is a Partner of KOM Wealth Management Group
• Kaley M. Klepps is a Partner of KOM Wealth Management Group
• Troy A. Sommerfeld is a Partner of KOM Wealth Management Group KOM Wealth Management Group has been registered as an investment advisor since January 2007. General Description of Primary Advisory Services The following are brief descriptions of KOM Wealth Management Group’s primary services. A more detailed description of KOM Wealth Management Group’s services is provided in Item 5 – Fees and Compensation so that clients and prospective clients can review the description of services and description of fees in a side-by- side manner. Financial Planning Services – KOM Wealth Management Group provides advisory services in the form of financial planning services. Financial planning services do not involve the active management of client accounts, but instead focuses on a client’s overall financial situation. Financial planning can be described as helping individuals determine and set their long-term financial goals, through investments, tax planning, asset allocation, risk management, retirement planning, and other areas. The role of a financial planner is to find ways to help the client understand his/her overall financial situation and help the client set financial objectives. Asset Management Services – KOM Wealth Management Group provides advisory services in the form of asset management services, which we refer to as investment management services. Asset management services involve providing clients with continuous and on-going supervision over client accounts. This means that KOM Wealth Management Group will continuously monitor a client’s account and make trades in client accounts when necessary. Outside Money Managers – In limited circumstances and when appropriate for the client, KOM Wealth Management Group provides advisory services by referring clients to outside, or unaffiliated, money managers that are registered or exempt from registration as investment advisors. Third-party money managers are responsible for continuously monitoring client accounts and making trades client accounts when necessary. Selection of Other Advisers KOM Wealth Management Group may direct clients to third-party investment advisers. Before selecting other advisers for clients, KOM Wealth Management Group will verify that all recommended advisers are properly licensed, notice filed, or exempt in the states where KOM Wealth Management Group is recommending the adviser to clients. Limits Advice to Certain Types of Investments KOM Wealth Management Group provides investment advice on the following

types of investments:
• No-Load (i.e. no trading fee) and Load-Waived (i.e. trading fee waived) Mutual Fund Shares
• Exchange-listed securities (i.e. stocks)
• Securities traded over-the-counter (i.e. stocks)
• Fixed income securities (i.e. bonds)
• Closed-End Funds and Exchange Traded Funds (ETFs)
• Foreign Issues
• Warrants
• Corporate debt securities (other than commercial paper)
• Commercial paper
• Certificates of deposit
• Municipal securities
• Variable life insurance
• Variable annuities
• United States government securities
• Options contracts on securities and commodities
• Interests in partnerships investing in real estate and oil and gas interests Additionally, KOM Wealth Management Group may advise you on any type of investment that we deem appropriate based on your stated goals and objectives. We may also provide advice on any type of investment held in your portfolio at the inception of our advisory relationship. KOM Wealth Management Group does not provide advice on futures contracts on tangibles and intangibles. KOM Wealth Management Group may recommend clients that are "accredited investors" as defined under Rule 501 of the Securities Act of 1933, as amended, invest in private placement securities, which may include debt, equity, and/or pooled investment vehicles when such a recommendation is consistent with the client's investment objectives. When KOM Wealth Management Group recommends that the client invest in private placement securities, KOM Wealth Management Group receives no additional compensation but will continue to receive applicable investment advisory fees on the client's assets under management. KOM Wealth Management Group allocates its client's investment management assets, on a discretionary and/or a non-discretionary basis among all types of investments that are listed above as types of investments on which we may provide investment advice. (Please refer to Item 8 – Methods of Analysis, Investment Strategies and Risk of Loss for more information.) Tailor Advisory Services to Individual Needs of Clients KOM Wealth Management Group’s services are always provided based on the individual needs of each client. This means, for example, that you are given the ability to impose restrictions – solely upon our approval and acceptance – on the accounts we manage for you, including specific investment selections and sectors. We work with each client on a one-on-one basis through interviews and questionnaires to determine the client’s investment objectives and suitability information. Client Assets Managed by KOM Wealth Management Group The amount of clients’ assets managed by KOM Wealth Management Group totaled approximately $343,318,298 as of December 31, 2023. Of these assets approximately $339,411,071 are managed on a discretionary basis and approximately $3,907,227 of assets are managed on a non-discretionary basis.