| As of Date | 02/11/2026 |
| Registration | SEC, Approved, 01/29/2007 |
| ADV Location | NEWPORT BEACH, CA, United States |
| Contact Info | 949 xxxxxxx |
| Websites |
| AUM* | 128,657,824 32% |
| of that, discretionary | 128,657,824 32% |
| Number of Employees | 4 |
| of those in investment advisory functions | 3 |
| Private Fund GAV* | 0 |
| Avg Account Size | 609,753 36% |
| % High Net Worth | 52.94% 9% |
| SMA’s | Yes |
| Private Funds | 0 |
- Individuals (other than high net worth individuals)
- High net worth individuals
- Pension and profit sharing plans
- Financial planning services
- Portfolio management for individuals and/or small businesses
- A percentage of assets under your management
- Hourly charges
- Fixed fees (other than subscription fees)
No private funds
| Accounting Firm Name | Filing Date | Form ADV-E |
|---|---|---|
| Accounting Firm Name GALAXY ACCOUNTING SERVICES | Filing Date08/22/2025 | Form ADV-E View Report |
| Accounting Firm Name GALAXY ACCOUNTING SERVICES | Filing Date09/30/2024 | Form ADV-E View Report |
| Accounting Firm Name GALAXY ACCOUNTING SERVICES | Filing Date10/18/2023 | Form ADV-E View Report |
| Adviser | Hedge Fund | Liquidity Fund | Private Equity Fund | Real Estate Fund | Securitized Asset Fund | Venture Capital Fund | Other Fund | Total Private Fund GAV | AUM | #Funds | |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Adviser MADISON PARTNERS | Hedge Fund- | Liquidity Fund- | Private Equity Fund- | Real Estate Fund- | Securitized Asset Fund- | Venture Capital Fund- | Other Fund- | Total Private Fund GAV- | AUM1.3b | #Funds- | |
| Adviser SAGEOAK FINANCIAL, LLC | Hedge Fund- | Liquidity Fund- | Private Equity Fund- | Real Estate Fund- | Securitized Asset Fund- | Venture Capital Fund- | Other Fund- | Total Private Fund GAV- | AUM174.8m | #Funds- | |
| Adviser VISTA ADVISOR GROUP, LLC | Hedge Fund- | Liquidity Fund- | Private Equity Fund- | Real Estate Fund- | Securitized Asset Fund- | Venture Capital Fund- | Other Fund- | Total Private Fund GAV- | AUM314.6m | #Funds- | |
| Adviser RICHARD YOUNG ADVISORS | Hedge Fund- | Liquidity Fund- | Private Equity Fund- | Real Estate Fund- | Securitized Asset Fund- | Venture Capital Fund- | Other Fund- | Total Private Fund GAV- | AUM1.2b | #Funds- | |
| Adviser WALLED LAKE PLANNING & WEALTH MANAGEMENT, LLC | Hedge Fund- | Liquidity Fund- | Private Equity Fund- | Real Estate Fund- | Securitized Asset Fund- | Venture Capital Fund- | Other Fund- | Total Private Fund GAV- | AUM732.2m | #Funds- | |
| Adviser WOODARD & CO ASSET MANAGEMENT GROUP INC | Hedge Fund- | Liquidity Fund- | Private Equity Fund- | Real Estate Fund- | Securitized Asset Fund- | Venture Capital Fund- | Other Fund- | Total Private Fund GAV- | AUM1.2b | #Funds- | |
| Adviser GLOBAL WEALTH STRATEGIES AND ASSOCIATES, LLC | Hedge Fund- | Liquidity Fund- | Private Equity Fund- | Real Estate Fund- | Securitized Asset Fund- | Venture Capital Fund- | Other Fund- | Total Private Fund GAV- | AUM457.0m | #Funds- | |
| Adviser MCCAY WEALTH ADVISORY LLC | Hedge Fund- | Liquidity Fund- | Private Equity Fund- | Real Estate Fund- | Securitized Asset Fund- | Venture Capital Fund- | Other Fund- | Total Private Fund GAV- | AUM495.4m | #Funds- | |
| Adviser SIMPLIFI, INC. | Hedge Fund- | Liquidity Fund- | Private Equity Fund- | Real Estate Fund- | Securitized Asset Fund- | Venture Capital Fund- | Other Fund- | Total Private Fund GAV- | AUM276.1m | #Funds- | |
| Adviser FINANCIAL STRATEGIES, INC. | Hedge Fund- | Liquidity Fund- | Private Equity Fund- | Real Estate Fund- | Securitized Asset Fund- | Venture Capital Fund- | Other Fund- | Total Private Fund GAV- | AUM149.8m | #Funds- |
| Stock Ticker | Stock Name | $ Position | % Position | $ Change | # Change |
|---|---|---|---|---|---|
| Stck Ticker46090E103 | Stock NameINVESCO QQQ TR | $ Position$28,091,928 | % Position28.00% | $ Change-6.00% | # Change0.00% |
| Stck Ticker922908363 | Stock NameVANGUARD INDEX FDS | $ Position$24,467,880 | % Position25.00% | $ Change-7.00% | # Change-3.00% |
| Stck Ticker46138J585 | Stock NameINVESCO EXCH TRD SLF IDX FD | $ Position$7,311,566 | % Position7.00% | $ Change4.00% | # Change5.00% |
| Stck Ticker46138J395 | Stock NameINVESCO EXCH TRD SLF IDX FD | $ Position$6,702,172 | % Position7.00% | $ Change2.00% | # Change4.00% |
| Stck Ticker46138J452 | Stock NameINVESCO EXCH TRD SLF IDX FD | $ Position$7,189,011 | % Position7.00% | $ Change3.00% | # Change4.00% |
| Stck Ticker46138J635 | Stock NameINVESCO EXCH TRD SLF IDX FD | $ Position$5,149,902 | % Position5.00% | $ Change-25.00% | # Change-24.00% |
| Stck Ticker037833100 | Stock NameAPPLE INC | $ Position$5,244,824 | % Position5.00% | $ Change-16.00% | # Change-10.00% |
| Stck Ticker92347M100 | Stock NameVERITONE INC | $ Position$4,842,374 | % Position5.00% | $ Change-61.00% | # Change-7.00% |
| Stck Ticker78462F103 | Stock NameSTATE STR SPDR S&P 500 ETF T | $ Position$1,949,719 | % Position2.00% | $ Change-4.00% | # Change1.00% |
| Stck Ticker46137V357 | Stock NameINVESCO EXCHANGE TRADED FD T | $ Position$2,317,434 | % Position2.00% | $ Change40.00% | # Change40.00% |