Adviser Profile

As of Date 05/08/2026
Registration SEC, Approved, 05/03/2007
ADV Location PORTLAND, ME, United States
Contact Info 207 xxxxxxx
Websites
AUM* 555,188,616 17%
of that, discretionary 434,536,682 9%
Number of Employees 8
of those in investment advisory functions 4
Private Fund GAV* 0
Avg Account Size 620,322 13%
% High Net Worth 40.48% 9%
SMA’s Yes
Private Funds 0

Adviser Type

- Large advisory firm

Client Types

- Individuals (other than high net worth individuals)
- High net worth individuals
- Banking or thrift institutions
- Pension and profit sharing plans
- Charitable organizations
- Other investment advisers

Advisory Activities

- Financial planning services
- Portfolio management for individuals and/or small businesses
- Portfolio management for businesses

Compensation Arrangments

- A percentage of assets under your management
- Fixed fees (other than subscription fees)

Reported AUM

435M 372M 310M 248M 186M 124M 62M
2015 2016 2017 2018 2019 2020 2021 2022 2023 2024 2025 2026
Discretionary
Non-discretionary

Private Funds

No private funds

Employees

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Top Holdings

Stock Ticker Stock Name $ Position % Position $ Change # Change
Stck Ticker464287200 Stock NameISHARES TR $ Position$16,725,596 % Position7.00% $ Change-5.00% # Change0.00%
Stck Ticker464285204 Stock NameISHARES GOLD TR $ Position$11,552,310 % Position5.00% $ Change-1.00% # Change-9.00%
Stck Ticker78462F103 Stock NameSTATE STR SPDR S&P 500 ETF T $ Position$12,056,342 % Position5.00% $ Change-2.00% # Change3.00%
Stck Ticker921908844 Stock NameVANGUARD SPECIALIZED FUNDS $ Position$10,861,390 % Position4.00% $ Change-3.00% # Change-1.00%
Stck Ticker464287507 Stock NameISHARES TR $ Position$7,024,336 % Position3.00% $ Change6.00% # Change4.00%
Stck Ticker037833100 Stock NameAPPLE INC $ Position$6,684,067 % Position3.00% $ Change-9.00% # Change-2.00%
Stck Ticker33740F755 Stock NameFIRST TR EXCHNG TRADED FD VI $ Position$4,862,407 % Position2.00% $ Change-13.00% # Change-12.00%
Stck Ticker46434V803 Stock NameISHARES TR $ Position$5,954,814 % Position2.00% $ Change23.00% # Change19.00%
Stck Ticker464287804 Stock NameISHARES TR $ Position$4,907,759 % Position2.00% $ Change0.00% # Change-4.00%
Stck Ticker464288646 Stock NameISHARES TR $ Position$4,932,877 % Position2.00% $ Change14.00% # Change14.00%

Brochure Summary