Adviser Profile

As of Date 04/22/2026
Registration SEC, Approved, 05/23/2007
Other registrations (3)
ADV Location CHICAGO, IL, United States
Contact Info 312 xxxxxxx
Websites
AUM* 402,997,788 26%
of that, discretionary 388,169,853 29%
Number of Employees 8 -11%
of those in investment advisory functions 8 -11%
Private Fund GAV* 0
Avg Account Size 410,385 14%
% High Net Worth 40.80% -2%
SMA’s Yes
Private Funds 0

Adviser Type

- Large advisory firm

Client Types

- Individuals (other than high net worth individuals)
- High net worth individuals
- Pension and profit sharing plans
- Corporations or other businesses not listed above

Advisory Activities

- Portfolio management for individuals and/or small businesses
- Portfolio management for businesses
- Pension consulting services

Compensation Arrangments

- A percentage of assets under your management
- Fixed fees (other than subscription fees)

Reported AUM

388M 333M 277M 222M 166M 111M 55M
2015 2016 2017 2018 2019 2020 2021 2022 2023 2024 2025 2026
Discretionary
Non-discretionary

Private Funds

No private funds

Employees

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Brochure Summary