Adviser Profile

As of Date 12/03/2025
Registration SEC, Approved, 10/24/2007
ADV Location LOS ANGELES, CA, United States
Contact Info 213 xxxxxxx
Websites
AUM* 748,352,379 29%
of that, discretionary 728,265,005 32%
Number of Employees 14 27%
of those in investment advisory functions 9 13%
Private Fund GAV* 1,119,920
Avg Account Size 829,659 10%
% High Net Worth 21.59% 39%
SMA’s Yes
Private Funds 2

Adviser Type

- Large advisory firm

Client Types

- Individuals (other than high net worth individuals)
- High net worth individuals
- Charitable organizations
- Corporations or other businesses not listed above
- Other

Advisory Activities

- Portfolio management for individuals and/or small businesses
- Portfolio management for businesses

Compensation Arrangments

- A percentage of assets under your management
- Fixed fees (other than subscription fees)

Reported AUM

728M 624M 520M 416M 312M 208M 104M
2015 2016 2017 2018 2019 2020 2021 2022 2023 2024 2025
Discretionary
Non-discretionary

Private Funds

Employees

Private Funds Structure

Count GAV
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Top Holdings

Stock Ticker Stock Name $ Position % Position $ Change # Change
Stck Ticker67066G104 Stock NameNVIDIA CORPORATION $ Position$23,785,591 % Position4.00% $ Change-6.00% # Change1.00%
Stck Ticker682680103 Stock NameONEOK INC NEW $ Position$18,528,504 % Position3.00% $ Change22.00% # Change-1.00%
Stck Ticker46625H100 Stock NameJPMORGAN CHASE & CO $ Position$17,519,271 % Position3.00% $ Change-11.00% # Change-2.00%
Stck Ticker594918104 Stock NameMICROSOFT CORP $ Position$21,194,456 % Position3.00% $ Change-20.00% # Change4.00%
Stck Ticker65339F101 Stock NameNEXTERA ENERGY INC $ Position$16,245,269 % Position3.00% $ Change10.00% # Change-5.00%
Stck Ticker037833100 Stock NameAPPLE INC $ Position$22,048,383 % Position3.00% $ Change-7.00% # Change0.00%
Stck Ticker023135106 Stock NameAMAZON COM INC $ Position$16,586,936 % Position3.00% $ Change-2.00% # Change9.00%
Stck Ticker11135F101 Stock NameBROADCOM INC $ Position$17,932,886 % Position3.00% $ Change-1.00% # Change10.00%
Stck Ticker02079K305 Stock NameALPHABET INC $ Position$13,112,782 % Position2.00% $ Change-11.00% # Change-4.00%
Stck Ticker02079K107 Stock NameALPHABET INC $ Position$9,607,513 % Position2.00% $ Change-20.00% # Change-13.00%

Brochure Summary