9AT: ESSEX RIDGE CAPITAL GROUP, LLC

Adviser Profile

As of Date	02/11/2026
Registration	SEC, Approved, 01/03/2008
ADV Location	ST. LOUIS, MO, United States
Contact Info	314 xxxxxxx

AUM^*	146,264,395 2%
of that, discretionary	146,264,395 2%
Number of Employees	2
of those in investment advisory functions	2
Private Fund GAV^*	0
Avg Account Size	2,867,929 73%
% High Net Worth	100.00%
SMA’s	Yes
Private Funds	0

Adviser Type

- Large advisory firm

Client Types

- High net worth individuals

Advisory Activities

- Financial planning services
- Portfolio management for individuals and/or small businesses

Compensation Arrangments

- A percentage of assets under your management

Adviser	Hedge Fund	Liquidity Fund	Private Equity Fund	Real Estate Fund	Securitized Asset Fund	Venture Capital Fund	Other Fund	Total Private Fund GAV	AUM	#Funds
Adviser INVERDALE CAPITAL MANAGEMENT, LLC	Hedge Fund-	Liquidity Fund-	Private Equity Fund-	Real Estate Fund-	Securitized Asset Fund-	Venture Capital Fund-	Other Fund-	Total Private Fund GAV-	AUM81.8m	#Funds-
Adviser REFLOW SERVICES, LLC	Hedge Fund521.4m	Liquidity Fund-	Private Equity Fund-	Real Estate Fund-	Securitized Asset Fund-	Venture Capital Fund-	Other Fund-	Total Private Fund GAV521.4m	AUM521.4m	#Funds1
Adviser STRIDE CAPITAL GROUP, LP	Hedge Fund-	Liquidity Fund-	Private Equity Fund-	Real Estate Fund-	Securitized Asset Fund-	Venture Capital Fund-	Other Fund-	Total Private Fund GAV-	AUM96.6m	#Funds-
Adviser NEW AGE ALPHA	Hedge Fund255.2m	Liquidity Fund-	Private Equity Fund-	Real Estate Fund-	Securitized Asset Fund-	Venture Capital Fund-	Other Fund-	Total Private Fund GAV255.2m	AUM2.5b	#Funds3
Adviser VAZIRANI ASSET MANAGEMENT LLC	Hedge Fund29.9m	Liquidity Fund-	Private Equity Fund-	Real Estate Fund-	Securitized Asset Fund-	Venture Capital Fund-	Other Fund-	Total Private Fund GAV29.9m	AUM65.0m	#Funds2
Adviser MONIMUS CAPITAL MANAGEMENT, LP	Hedge Fund57.5m	Liquidity Fund-	Private Equity Fund-	Real Estate Fund-	Securitized Asset Fund-	Venture Capital Fund-	Other Fund-	Total Private Fund GAV57.5m	AUM204.2m	#Funds2
Adviser SHARPEPOINT, LLC	Hedge Fund4.7m	Liquidity Fund-	Private Equity Fund-	Real Estate Fund-	Securitized Asset Fund-	Venture Capital Fund-	Other Fund-	Total Private Fund GAV4.7m	AUM222.8m	#Funds1
Adviser SCG ASSET MANAGEMENT LLC	Hedge Fund-	Liquidity Fund-	Private Equity Fund-	Real Estate Fund-	Securitized Asset Fund-	Venture Capital Fund-	Other Fund-	Total Private Fund GAV-	AUM158.7m	#Funds-
Adviser MCM WEALTH	Hedge Fund-	Liquidity Fund-	Private Equity Fund-	Real Estate Fund-	Securitized Asset Fund-	Venture Capital Fund-	Other Fund-	Total Private Fund GAV-	AUM170.8m	#Funds-
Adviser AZARIAS CAPITAL MANAGEMENT, L.P.	Hedge Fund37.5m	Liquidity Fund-	Private Equity Fund-	Real Estate Fund-	Securitized Asset Fund-	Venture Capital Fund-	Other Fund-	Total Private Fund GAV37.5m	AUM188.8m	#Funds2

Brochure Summary

Overview

Firm Description Essex Ridge Capital Group, LLC (“Adviser”) is an investment adviser currently registered with the SEC pursuant to Section 203 of the Investment Advisers Act of 1940, as amended (the “Advisers Act”). Adviser was organized as a limited liability company in 2007. Principal Owners Adviser’s principal owner is the David T. Printup Exempt Trust. Types of Advisory Services Adviser provides investment supervisory services, and on more than an occasional basis, furnishes advice to clients on matters not involving securities. Adviser primarily offers advice on the following types of investments: equity securities, warrants, corporate debt securities, commercial paper, certificates of deposit, municipal securities, mutual

fund shares, U.S. government securities, and option contracts on securities. Adviser’s investment advisory services for high net worth individual and other institutional accounts include assisting clients with establishing the appropriate portfolio asset allocation, selecting investment managers for various strategies, and monitoring the selected investment managers (which includes an evaluation and performance analysis of the investment managers). Assets Under Management Adviser provides investment advisory services on a discretionary basis to institutions, high-net worth individuals and investment companies. As of December 31, 2023, Adviser’s total assets under management are as follows: Discretionary Clients = $143,841,895 Non-Discretionary Clients = $0

ESSEX RIDGE CAPITAL GROUP, LLC

ESSEX RIDGE CAPITAL GROUP, LLC

Adviser Profile

Adviser Type

Client Types

Advisory Activities

Compensation Arrangments

Reported AUM

Private Funds

Employees

Similar advisers

Brochure Summary

Overview

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ESSEX RIDGE CAPITAL GROUP, LLC ESSEX RIDGE CAPITAL GROUP, LLC

Adviser Profile

Adviser Type

Client Types

Advisory Activities

Compensation Arrangments

Reported AUM

Private Funds

Employees

Similar advisers

Brochure Summary

Overview

ESSEX RIDGE CAPITAL GROUP, LLC

ESSEX RIDGE CAPITAL GROUP, LLC