9AT: EAGAN CAPITAL MANAGEMENT, LLC

Adviser Profile

As of Date	03/23/2026
Registration	SEC, Approved, 03/12/2008
ADV Location	FAYETTEVILLE, NY, United States
Contact Info	315 xxxxxxx

AUM^*	86,222,037 11%
of that, discretionary	26,108,439 51%
Number of Employees	2
of those in investment advisory functions	1
Private Fund GAV^*	0
Avg Account Size	229,925 13%
% High Net Worth	21.62% 70%
SMA’s	Yes
Private Funds	0

Adviser Type

- Mid-sized advisory firm

Client Types

- Individuals (other than high net worth individuals)
- High net worth individuals

Advisory Activities

- Financial planning services
- Portfolio management for individuals and/or small businesses
- Portfolio management for pooled investment vehicles
- Selection of other advisers

Compensation Arrangments

- A percentage of assets under your management

Adviser	Hedge Fund	Liquidity Fund	Private Equity Fund	Real Estate Fund	Securitized Asset Fund	Venture Capital Fund	Other Fund	Total Private Fund GAV	AUM	#Funds
Adviser RAYMOND JAMES (USA) LTD	Hedge Fund-	Liquidity Fund-	Private Equity Fund-	Real Estate Fund-	Securitized Asset Fund-	Venture Capital Fund-	Other Fund-	Total Private Fund GAV-	AUM2.0b	#Funds-
Adviser GROVE POINT ADVISORS, LLC	Hedge Fund-	Liquidity Fund-	Private Equity Fund-	Real Estate Fund-	Securitized Asset Fund-	Venture Capital Fund-	Other Fund-	Total Private Fund GAV-	AUM2.5b	#Funds-
Adviser ESI FINANCIAL ADVISORS	Hedge Fund-	Liquidity Fund-	Private Equity Fund-	Real Estate Fund-	Securitized Asset Fund-	Venture Capital Fund-	Other Fund-	Total Private Fund GAV-	AUM2.8b	#Funds-
Adviser ELTEKON ADVISORS, LLC.	Hedge Fund-	Liquidity Fund-	Private Equity Fund-	Real Estate Fund-	Securitized Asset Fund-	Venture Capital Fund-	Other Fund-	Total Private Fund GAV-	AUM340.0m	#Funds-
Adviser THRIVENT INVESTMENT MANAGEMENT INC.	Hedge Fund-	Liquidity Fund-	Private Equity Fund-	Real Estate Fund-	Securitized Asset Fund-	Venture Capital Fund-	Other Fund-	Total Private Fund GAV-	AUM20.8b	#Funds-
Adviser ARVEST WEALTH MANAGEMENT	Hedge Fund-	Liquidity Fund-	Private Equity Fund-	Real Estate Fund-	Securitized Asset Fund-	Venture Capital Fund-	Other Fund-	Total Private Fund GAV-	AUM3.4b	#Funds-
Adviser B.B. GRAHAM & COMPANY, INC.	Hedge Fund-	Liquidity Fund-	Private Equity Fund-	Real Estate Fund-	Securitized Asset Fund-	Venture Capital Fund-	Other Fund-	Total Private Fund GAV-	AUM321.7m	#Funds-
Adviser PRIVATE CLIENT SERVICES, LLC	Hedge Fund-	Liquidity Fund-	Private Equity Fund-	Real Estate Fund-	Securitized Asset Fund-	Venture Capital Fund-	Other Fund-	Total Private Fund GAV-	AUM1.4b	#Funds-
Adviser REGAL ADVISORY SERVICES, INC.	Hedge Fund-	Liquidity Fund-	Private Equity Fund-	Real Estate Fund-	Securitized Asset Fund-	Venture Capital Fund-	Other Fund-	Total Private Fund GAV-	AUM121.4m	#Funds-
Adviser A.G. MORGAN FINANCIAL ADVISORS, LLC	Hedge Fund-	Liquidity Fund-	Private Equity Fund-	Real Estate Fund-	Securitized Asset Fund-	Venture Capital Fund-	Other Fund-	Total Private Fund GAV-	AUM174.6m	#Funds-

Brochure Summary

Overview

A) Clients use the services provided by ECM for a variety of purposes. Some want to learn how to save for the college education of their children. Some wish to know if they’re on track for a comfortable retirement. The typical ECM client is either retired, preparing to retire or accumulating wealth. After an initial meeting, ECM will develop a plan to help clients meet their financial goals. If appropriate, prior to implementing the plan, an Investment Policy is prepared for and signed by the client. Once signed, ECM will begin to invest the client’s assets according to the Policy. This helps avoid confusion and misunderstandings. Edward W. Eagan is the Managing Member of ECM, its sole owner and only member. He has worked in the financial services industry since May 1988. He started his Investment Advisory business in 1998 and created an LLC within which to conduct his advisory practice in March 2001. ECM is not a publicly traded company. B) Investment portfolio management is the most common service provided by ECM. The portfolio management process is described in Item #8 below. For many clients who are not retired, ECM will prepare a goal–specific financial plan to help them determine if they’re on track to reach their objective. Those goals might include retirement, funding their children’s college education, buying a second home or leaving a legacy. In very rare instances, a client

will ask ECM to prepare a thorough financial plan. Only in those instances does ECM charge a fee for the preparation of the comprehensive plan. Clients may impose restrictions as to the types of investments held within their accounts. However, none have chosen to do so. ECM also acts as a Solicitor for Hammer Asset Management, LLC (“HAM”) - a registered investment adviser. The investment methodology used by HAM often appeals to investors interested in active (versus passive) management and which includes the ownership of individual stocks and bonds. C) All financial plans, as well as investment portfolios, are tailored to the individual client’s needs. Many factors are taken into consideration when tailoring an investment portfolio to a particular client. Some of the items considered are investment objectives, time horizon, risk tolerance, tax bracket, inheritances, other assets owned, business interests, investment experience, how the assets are owned, marital status, children, estate plans, gifting plans, and charitable bequests, among others. Whereas many clients will own similar investments, their particular portfolio composition will be unique in an effort to reflect their individual investment objectives. D) ECM does not currently participate in wrap fee programs. E) As of December 31, 2023, ECM managed approximately $77,842,506 in assets on a discretionary basis.

EAGAN CAPITAL MANAGEMENT, LLC

EAGAN CAPITAL MANAGEMENT, LLC

SOLICTOR FOR HAMMER ASSET MANAGEMENT, LLC

REAL ESTATE BROKER

Adviser Profile

Adviser Type

Client Types

Advisory Activities

Compensation Arrangments

Reported AUM

Private Funds

Employees

Similar advisers

Brochure Summary

Overview

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EAGAN CAPITAL MANAGEMENT, LLC EAGAN CAPITAL MANAGEMENT, LLC SOLICTOR FOR HAMMER ASSET MANAGEMENT, LLC REAL ESTATE BROKER

Adviser Profile

Adviser Type

Client Types

Advisory Activities

Compensation Arrangments

Reported AUM

Private Funds

Employees

Similar advisers

Brochure Summary

Overview

EAGAN CAPITAL MANAGEMENT, LLC

EAGAN CAPITAL MANAGEMENT, LLC

SOLICTOR FOR HAMMER ASSET MANAGEMENT, LLC

REAL ESTATE BROKER