other names
{{ Info.Overview }}
Revenue {{ Info.Revenue | formatUSD }}
Headquarters {{ Info.Headquarters }}

Adviser Profile

As of Date 04/08/2025
Adviser Type - Large advisory firm
Number of Employees 22 -24.14%
of those in investment advisory functions 6 -75.00%
Registration SEC, Approved, 03/12/2008
AUM* 5,409,800,392 -62.36%
of that, discretionary 992,404,420 -93.10%
Private Fund GAV* 0 -100.00%
Avg Account Size 951,927 -90.52%
% High Net Worth 1.72% 2368.97%
SMA’s Yes
Private Funds 0 5
Contact Info 312 xxxxxxx
Websites

Client Types

- Individuals (other than high net worth individuals)
- High net worth individuals
- Banking or thrift institutions

Advisory Activities

- Portfolio management for individuals and/or small businesses
- Portfolio management for businesses
- Publication of periodicals or newsletters

Compensation Arrangments

- A percentage of assets under your management
- Fixed fees (other than subscription fees)

Reported AUM

14B 12B 10B 8B 6B 4B 2B
2015 2016 2017 2018 2019 2020 2021 2022 2023
Discretionary
Non-discretionary

Private Funds

Employees

Brochure Summary