Adviser Profile

As of Date 03/10/2026
Registration SEC, Approved, 05/07/2008
ADV Location TURLOCK, CA, United States
Contact Info 209 xxxxxxx
Websites
AUM* 673,906,692 36%
of that, discretionary 628,239,700 40%
Number of Employees 7
of those in investment advisory functions 5
Private Fund GAV* 0
Avg Account Size 612,086 12%
% High Net Worth 33.55% -8%
SMA’s Yes
Private Funds 0

Adviser Type

- Large advisory firm

Client Types

- Individuals (other than high net worth individuals)
- High net worth individuals
- Pension and profit sharing plans
- Charitable organizations
- Corporations or other businesses not listed above

Advisory Activities

- Financial planning services
- Portfolio management for individuals and/or small businesses
- Portfolio management for businesses
- Pension consulting services

Compensation Arrangments

- A percentage of assets under your management
- Fixed fees (other than subscription fees)

Reported AUM

628M 538M 449M 359M 269M 179M 90M
2015 2016 2017 2018 2019 2020 2021 2022 2023 2024 2025 2026
Discretionary
Non-discretionary

Private Funds

No private funds

Employees

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Top Holdings

Stock Ticker Stock Name $ Position % Position $ Change # Change
Stck Ticker922908363 Stock NameVANGUARD INDEX FDS $ Position$42,979,049 % Position9.00% $ Change18.00% # Change3.00%
Stck Ticker922908736 Stock NameVANGUARD INDEX FDS $ Position$16,337,591 % Position4.00% $ Change20.00% # Change509.00%
Stck Ticker45782C409 Stock NameINNOVATOR ETFS TRUST $ Position$15,964,736 % Position4.00% $ Change13.00% # Change2.00%
Stck Ticker45782C888 Stock NameINNOVATOR ETFS TRUST $ Position$15,995,913 % Position4.00% $ Change11.00% # Change2.00%
Stck Ticker46090E103 Stock NameINVESCO QQQ TR $ Position$18,102,180 % Position4.00% $ Change20.00% # Change-6.00%
Stck Ticker921908844 Stock NameVANGUARD SPECIALIZED FUNDS $ Position$17,142,172 % Position4.00% $ Change13.00% # Change3.00%
Stck Ticker922908751 Stock NameVANGUARD INDEX FDS $ Position$14,191,330 % Position3.00% $ Change16.00% # Change0.00%
Stck Ticker45782C771 Stock NameINNOVATOR ETFS TRUST $ Position$15,723,788 % Position3.00% $ Change13.00% # Change2.00%
Stck Ticker46434V100 Stock NameISHARES TR $ Position$12,629,169 % Position3.00% $ Change9.00% # Change9.00%
Stck Ticker45782C789 Stock NameINNOVATOR ETFS TRUST $ Position$15,862,575 % Position3.00% $ Change12.00% # Change2.00%

Brochure Summary