9AT: REGIS MANAGEMENT COMPANY, LLC

REGIS MANAGEMENT COMPANY, LLC

other names

REGIS MANAGEMENT COMPANY, LLC

Adviser Profile

As of Date	09/26/2024
Registration status	Terminated
ADV Location	MENLO PARK, CA, United States
Contact Info	650 xxxxxxx
Websites

AUM^*	1,351,996,690 -67%
of that, discretionary	1,351,996,690 -67%
Private Fund GAV^*	0
Avg Account Size	58,782,465 -28%
% High Net Worth	78.26% 9%
SMA’s	Yes
Private Funds	0 2

Adviser Type

- Large advisory firm

Number of Employees 14

of those in investment advisory functions 6

Client Types

- High net worth individuals
- Pooled investment vehicles
- Charitable organizations

Advisory Activities

- Financial planning services
- Portfolio management for individuals and/or small businesses
- Portfolio management for pooled investment vehicles
- Portfolio management for businesses
- Selection of other advisers

Compensation Arrangments

- A percentage of assets under your management
- Fixed fees (other than subscription fees)

Reported AUM

4B 4B 3B 3B 2B 1B 635M

2015 2016 2017 2018 2019 2020 2021 2022 2023

Discretionary

Non-discretionary

Private Funds

GAV Count

Employees

Brochure Summary

Overview

Regis Management Company, LLC is a Delaware limited liability company that has been in business since April 2003. It serves as the investment adviser to investment limited partnerships and other accounts. The Managing Members of Regis are Robert F.X. Burlinson and Peter B. Gifford. Robert F.X. Burlinson is also Regis’ Chief Investment Officer and a co-founder of the firm. An interest in Regis is held by the Freidenrich Family Partnership, the investment vehicle for the family of John Freidenrich, Regis’ other co-founder. Mercer Advisors Inc. owns one hundred (100%) percent of the operating assets of Regis. As of December 31, 2023, Regis had total discretionary assets under management of approximately $1,351,996,690. Regis typically manages assets on a discretionary basis. Regis also provides asset allocation advisory services to those clients seeking advice only for portfolio allocations. Regis manages separately managed securities accounts and private investment funds.
• Regis manages separately managed accounts (“Separate Accounts”) for clients that pursue Regis’ global, diversified asset allocation models.
• Regis manages the Regis Partners Fund, L.P. (the “Partners Fund”). The Partners Fund is a broadly diversified portfolio of global equity and fixed income investments that leverages Regis’ asset allocation frameworks. The Partners Fund seeks to generate attractive risk- adjusted net returns that exceed

a blended benchmark of global equities (MSCI All- Country World Index) and fixed income (Bloomberg U.S. Aggregate Bond Index).
• Regis manages the Regis India Opportunities Fund II, L.P. (the “India Opportunities Fund”). The India Opportunities Fund has invested in a fund that has invested in Indian real estate. This fund is no longer offering its interests to investors. Unless otherwise specified, the Partners Fund and the India Opportunities Fund, will be defined as “Funds”. Together, the Funds and Separate Accounts will be known as “Clients”. The investors in the Funds that Regis manages have no opportunity to select or evaluate any fund investments or strategies. Regis selects all fund investments and strategies. Regis does not partake in any wrap fee programs. To tailor its services to the individual needs of each Separate Account, Regis: • Manages each such account based on the client’s financial situation and investment objectives and in accordance with any restrictions that the client imposes on managing the account. Regis obtains this information from a client in a questionnaire or otherwise.
• At least annually, contacts each client (either in person or by telephone) to ask about any changes in the client’s financial situation or investment objectives and whether the client desires to impose or modify any restrictions on managing the account.
• Regis makes itself reasonably available to clients for consultation.